有限公司重組協(xié)議（中英文對照）有限公司重組協(xié)議（中英文對照）RESTRUCTURINGAGREEMENTOFLIMITEDCOMPANIES目錄TABLEOFCONTENTS序言Preface1.交易TheTransaction2.交易后條款PostTransactionItems3.THVOW公司的同意THVOWConsent4.截止Closing5.公布PublicAnnouncements6.生效Effectiveness7.違約Breach8.適用法律GoverningLaw9.爭議解決DisputeResolution10.語言Language序言Preface本重組協(xié)議（“協(xié)議”）于_____年_____月____日由以下三方共同簽署：Thisrestructuringagreement(“Agreement”)isexecutedonthedateof_____day_____month______yearbyandamongthefollowingparties:____有限公司，一家依照中華人民共和國法律成立并存續(xù)的有限責(zé)任公司，注冊地址為___。____Co.,Ltd.,alimitedliabilitycompanyestablishedandexistingunderthelawsofthePRCwhoseregisteredaddressis____,和/andSESAsiaTechnologiesLimited(“SESHK”)，是由SynthesisEnergySystemsTechnologies,LLC(“SEST”)持有的有限公司，并根據(jù)中華人民共和國香港特別行政區(qū)的法律成立并存續(xù)，注冊地址為香港____。SESAsiaTechnologiesLimited(“SESHK”),alimitedcompanyownedbySynthesisEnergySystemsTechnologies,LLC(“SEST”)andestablishedandexistingunderthelawsofHongKongSpecialAdministrativeRegionofthePRCwhoseregisteredaddressis7/F,BonhamCentre,79-85BonhamStrand,SheungWan,HongKong,和/and天沃科技股份有限公司（“THVOW”），一家依中國法律成立并存續(xù)的上市公司，注冊地址位于____。THVOWTechnologyCo.,Ltd.(“THVOW”),alistedcompanyestablishedandexistingunderthelawsofthePRC,whoseregisteredaddressis____.各方單獨稱作為“一方”或統(tǒng)稱為“三方”。ThesecompaniesmaybereferredtoindividuallyasaParty(the“Party”),orcollectivelyastheParties(the“Parties”).鑒于|WHEREAS,ICCDI是一家依照中國法律成立并存續(xù)的化工工程公司，專業(yè)從事煤化工設(shè)計和建設(shè)，旨在發(fā)展其EPC業(yè)務(wù)并擁有基于SGT的合成氣營運資產(chǎn)以出售合成氣給第三方，而TSEC計劃快速建立中國第一個40公斤SGT示范設(shè)施，三方認為這是進入中國大規(guī)模煤制化學(xué)品和發(fā)電市場的關(guān)鍵。ICCDIisachemicaldesigningcompanyestablishedandexistingunderthelawsofthePRC,specializingincoalchemicalengineeringdesignandconstructionwithintentionstogrowitsEPCbusinessandownsyngasoperatingassetsbasedonSGTwhichsellsyngastothirdpartiesandwhereTSECwillquicklybuildChina?sfirst40barSGTdemonstrationfacilitywhichallPartiesbelieveiskeytopenetratingChina?slargescalecoaltochemicalsandpowermarkets.·三方有意引進ICCDI重組TSEC，重組后TSEC的實繳股份分配為：ICCDI：25%，SESHK：25%,THVOW：50%。ThePartiesintendtointroduceICCDIandrestructureTSEC,suchthattheownershipbasedonpaid-incapitalaftertherestructuringofTSECshallbecome:25%ICCDI,25%SESHKand50%THVOW.·三方有意基于本協(xié)議、合資合同和TUCA，通過合作來加強并大力發(fā)展TSEC。ThePartiesintendtocooperatetogethertostrengthenandaggressivelygrowTSECbasedonthetermsofthisAgreement,theJointVentureContractandtheTUCA.考慮到上述因素并且確認三方已完全知悉，根據(jù)平等互利的原則，三方在此同意如下：ConsideringtheabovefactorsandconfirmingthatthePartiesarecompletelyinformed,inconformitywiththeprinciplesofequalityandmutualbenefit,thePartiesherebyagreeasfollows:1.交易|TheTransaction1.1.SESHK與THVOW同意將根據(jù)其在TSEC持有的實繳資本的比例確認其在TSEC的股東權(quán)利(即SESHK：50%，THVOW：50%)，包括但不限于分紅權(quán)、收益權(quán)等。ICCDI將向SESHK支付人民幣11,150,000元（“股權(quán)支付款”），SESHK將轉(zhuǎn)讓其在TSEC的相當(dāng)于目前已認繳的注冊資本17.5%的股權(quán)，占實繳的注冊資本的25%的股權(quán)給ICCDI。SESHK將保留其在公司的相當(dāng)于已認繳的注冊資本17.5%的股份，占已實繳的注冊資本的25%的股權(quán)。為完成此交易所需的文本，包括股權(quán)轉(zhuǎn)讓協(xié)議等協(xié)議將會起草并由相關(guān)方簽署。THVOW同意放棄上述股權(quán)轉(zhuǎn)讓的優(yōu)先購買權(quán)。SESHKandTHVOWagreetoconfirmtheirshareholders’rightsbasedontheirownratioofthepaid-incapitalsofTSEC(i.e.,SESHK:50%，THVOW：50%),includingbutnotlimitedtotherightstoreceivedividends,rightstorealizeprofit,etc..ICCDIwillpaytoSESHKRMB11,150,000(the?EquityPayment?)andSESHKwilltransfertoICCDIownershipinTSECequalsto17.5%ofTSEC?scurrentsubscribedregisteredcapital,representing25%ofthetotalpaid-incapitalofTSEC.SESHKwillretainownershipinTSECequalsto17.5%ofTSEC?scurrentsubscribedregisteredcapital,representing25%ofthetotalpaid-incapitalofTSEC.Therequireddocumentstocompletethistransaction,includingtheShareTransferAgreement,willbepreparedandsignedbytherelevantparties.THVOWagreestogiveupitspreemptiverighttopurchasesuchshares.1.2.在簽訂本協(xié)議后，三方將準(zhǔn)備好所有相關(guān)的文本（“交易文本”）以完成交易，包括但不限于下列：AftersigningtheAgreementthePartiesshallprepareallrelevantdocuments(the“TransactionDocuments”)tocompletethetransaction,includingbutnotlimitedto,thefollowing:a)股權(quán)轉(zhuǎn)讓協(xié)議TheShareTransferAgreement(the“STA”)b)同意減少注冊資本的相關(guān)文本Consentsandrelateddocumentsrequiredtoreducetheregisteredcapitalc)TSEC董事會相關(guān)決議AnyrelatedTSECBoardresolutionsd)根據(jù)重組協(xié)議的要求，對TSEC的公司章程、合資合同和TUCA等文件進行修改AmendmentstotheTSECArticlesofAssociation,JointVentureContractandTUCAetc,asrequiredbytheRestructuringAgreemente)其他必要文件Otherrequireddocuments1.3.股權(quán)轉(zhuǎn)讓協(xié)議簽署后一周內(nèi)，ICCDI將通過電匯的方式向SESHK的關(guān)聯(lián)方埃新斯新能源技術(shù)（上海）有限公司（“埃新斯”）支付全部的股權(quán)支付款，共計人民幣11,150,000元。埃新斯收到上述股權(quán)轉(zhuǎn)讓價款視為甲方從乙方收到該股權(quán)轉(zhuǎn)讓價款。WithinoneweekoftheexecutionofthetheSTA,ICCDIshallpayviawirefundtransfertoSESNewEnergyTechnologies(Shanghai)Co.,Ltd.(“SESShanghai”),theentireEquityPaymentofRMB11,150,000.Receivingtheequitytransferamountabove-mentionedbySESShanghaiwillbedeemedasreceivingsuchamountbyPartyAfromPartyB.1.4.在埃新斯收到以上股權(quán)支付款后，所有有關(guān)TSEC重組的文件才正式生效。UponreceiptbySESShanghaioftheaboveEquityPayment,allTransactionDocumentsshallbecomelegallyeffective.2.交易后條款|PostTransactionItems在完成了條款1的交易后，三方同意：UponcompletionoftheTransactiondescribedinitem1thePartiesherbyagreeasfollows:2.1.在股權(quán)轉(zhuǎn)讓協(xié)議生效日后的36個月內(nèi)，ICCDI/THVOW出售任何份額的TSEC股份時，SESHK有權(quán)優(yōu)先以原股權(quán)轉(zhuǎn)讓價格購買（價格為：每1%的股權(quán)=人民幣44.6萬元）。但，SESHK在TSEC的持股比例最高不得超過50%。Withinthe36monthsaftertheeffectivenssoftheSTA,foranyownershipportionoftheTSECofferedforsalebyICCDI/THVOW,SESHKhasthefirstrighttopurchasesuchadditionalownershipinTSECforthesameequitytransferprice(Price:RMB446,000pereach1%ofTSECequity).However,SESHKequityownershipinTSECshallnotexceed50%.2017年8月18日TSEC重組協(xié)議TSECRestructuringAgreementAugust18,20172.2.SESHK，ICCDI和THVOW同意減少TSEC的注冊資本（即單方減少THVOW未實繳的人民幣4620萬元注冊資本）。作為交易文本的一部分，將準(zhǔn)備TSEC的注冊資本從人民幣153,800,000元降低到人民幣107,600,000元的相關(guān)法律文件。SESHK,ICCDIandTHVOWagreetothereductionofTSECregisteredcapital(i.e.,reducebytheamountofregisteredcapitalnotyetcontributedbyTHVOW).AspartoftheTransactionDocuments,thelegaldocumentsrequiredtoreducetheregisteredcapitalofTSECfromRMB153,800,000toRMB107,600,000willbeprepared.2.3.積極進行市場公關(guān)，在條件具備的情況下，TSEC將在此協(xié)議簽訂后的12個月內(nèi)建立一個40公斤的示范工廠（“40公斤示范”）。SESHK將根據(jù)TUCA的條款提供40公斤PDP的支持工作，此支持工作將由TSEC向SESHK支付雙方同意的費?用。Toactivelypromoteandwhentheconditionsareright,TSECshallbuilda40BarDemonstrationPlant(the“40BarDemo”)within12monthsfromthedateofthisAgreement.PerthetermsoftheTUCA,SESHKwillprovidesupportthe40barPDP,andforsuchsupportSESHKwillbepaidmutuallyagreedfeesbyTSEC.2.4.SESHK和TSEC及其他方，如EPC合作方，將就40公斤示范項目性能達成共識，由SESHK按照中國行業(yè)規(guī)范對其提供的PDP進行擔(dān)保。SESHKalongwithTSECandotherrelevantpartiessuchastheEPCcontractorwillmutuallyagreeontherequiredguaranteesforthe40BarDemo.SESHKwillguaranteeitsworkonthePDPasiscustomarybasedonChinamarketpractices.2.5.SESHK或其關(guān)聯(lián)公司、合作伙伴有權(quán)向40公斤示范項目進行股權(quán)投資以獲得40公斤示范項目不超過50%比例的所有權(quán)。SESHKoritsAffiliateoritspartnerhastherighttoinvestintheequityofthe40BarDemoforupto50%ownershipinthe40-bardemoproject.2.6.SESHK有權(quán)自行決定向授權(quán)區(qū)域內(nèi)SESHK或其關(guān)聯(lián)公司持股或?qū)⑦M行股權(quán)投資的項目提供SGT許可、PDP、SGT設(shè)備和服務(wù)，需要滿足如下條件：SESHKhastheright,initssolediscretion,toprovideSGTlicense,PDP,SGTequipmentandservicetotheprojectsintheTerritoryinwhichSESHKoritsAffiliatesholdssharesorwillmakeshareholdinginvestment,andthefollowingconditionsshouldbemet:1.SESHK及其關(guān)聯(lián)方針對此等項目的投資不得構(gòu)成與TSEC的競爭關(guān)系；SESHKanditsAffiliatesarenotincompetitionwithTSECforinvestmentinsuchproject;2.SESHK及其關(guān)聯(lián)方針對此等項目相關(guān)的SGT需要按照合資合同的約定與TSEC共享；SESHKanditsAffiliatesshallsharewithTSECanySGTtechnologyrelatedtosuchprojectaccordingtotheJointVentureContract;3.針對此等項目的SGT設(shè)備，TSEC/THVOW享有同等條件下優(yōu)先中標(biāo)權(quán)。ForSGTequipmentprovidedtosuchproject,TSEC/THVOWhastheprioritytoearnthebiddingunderthesamecondition.2.7.如果TSEC拒絕向某一客戶提供SGT技術(shù)或由于財務(wù)原因無力提供，那么SESHK或其關(guān)聯(lián)公司有權(quán)向此客戶提供SGT技術(shù)。ShouldTSECdeclinetoprovideSGTTechnologytoacustomerorbecomefinanciallyinsolventthenSESHKoritsAffiliatehastherighttoprovideSGTTechnologytothecustomer.2.8.由SES或其關(guān)聯(lián)公司向TSEC推薦的有關(guān)SGT氣化項目，如果由于SES或其關(guān)聯(lián)公司提供了此等支持并給TSEC因此帶來項目訂單，那么SES或其關(guān)聯(lián)公司將獲得一筆合理的傭金，其金額將由雙方具體商定。同理，如果TSEC或其關(guān)聯(lián)公司向SES或其關(guān)聯(lián)公司成功介紹了授權(quán)地區(qū)之外的SGT機會，使得SGT授權(quán)協(xié)議能夠達成，那么TSEC及其關(guān)聯(lián)公司將從SES或其關(guān)聯(lián)公司獲得一筆合理的傭金，其金額將由雙方就每個業(yè)務(wù)具體商定。WherecustomersorcompaniesdirectlycontactSESoritsAffiliatefortechnicalsupportofapotentialSGTgasificationprojectintheTerritoryandwhereSESprovidesthissupportandbringsthedevelopedopportunitytoTSECandTSECsubsequentlybenefitsbyenteringintoaSGTlicenseagreement,thenSESoritsAffiliatewillreceiveafairfinder’sfeetobemutuallyagreedwithTSEConacasebycasebasis.Conversely,whereTSECoritsAffiliatesbringaSGTopportunitytoSESoritsAffiliateandwhereSESoritsAffiliateultimatelyenterintoaSGTlicenseagreementthenTSECoritsAffiliateswillreceiveafairfinder’sfeefromSESoritsAffiliatestobemutuallyagreedonacasebycasebasis.2.9.TUCA是TSEC成立而共同簽署的有關(guān)技術(shù)的協(xié)議，TUCA是管理公司在授權(quán)區(qū)域內(nèi)有關(guān)SGT技術(shù)的唯一文件，三方同意TSEC受專業(yè)的管理并且嚴(yán)格執(zhí)行合資合同和TUCA的條款。TheTUCAisthetechnologyrelatedagreementinrelationtotheestablishmentofTSEC.ThePartiesagreethattheTUCAshallbethesoledocumentgoverningtherightsofTSECrelatedtoSGTTechnologyintheTerritoryandthePartiesagreethatTSECwillbeprofessionallymanagedandinfullcompliancewiththetermsoftheJVCandtheTUCA.3.THVOW公司的同意|THVOWConsent3.1.ICCDI將負責(zé)獲得THVOW就本協(xié)議的全部條款的書面同意或協(xié)議。ICCDIshallberesponsibleforacquiringTHVOWwrittenconsentoragreementforallitemsinthisAgreement.4.截止Closing4.1.截止為2017年8月18日（“截止日”）。TheClosingshallbeonAugust18,2017(the“ClosingDate”).4.2.有關(guān)交易文件的簽署必須在截止日或之前完成。SESHK或其關(guān)聯(lián)公司須在截止日后一周內(nèi)收到全部股權(quán)支付款，否則，所有的交易文件（包括此協(xié)議）無效（保密協(xié)議除外）。AllTransactionDocumentsmustbecompletedonorbeforetheClosingDate.SESHKoritsAfiliatemustreceivealloftheEquityPaymentwithinoneweekaftertheClosingDate,otherwiseallTransactionDocuments(includingthisAgreement)willbeinvalid,exceptfortheNDA.5.公布|PublicAnnouncements5.1.針對重組信息，任何公布需要三方書面確認。AnypublicannouncementregardingthisrestructuringshallrequirewrittenagreementbytheParties.6.生效|Effectiveness6.1.本協(xié)議在埃新斯新能源技術(shù)（上海）有限公司收到全部股權(quán)支付款后生效。（“生效日期”）ThisAgreementshallbecomeeffectiveafterSESShanghaihasreceivedalloftheEquityPayment(the“EffectiveDate”).7.違約|Breach7.1.ICCDI未能在簽訂重組協(xié)議后的一周內(nèi)完成股權(quán)支付款，將被視為對于重組協(xié)議的重大違約，所有的交易文件（包括本協(xié)議）無效。FailureofICCDItocompletetheEquityPaymentwithinoneweekofsigningtheRestructuringAgreementshallbeconsideredamaterialbreachofth