附件三

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DellControlledPrint

QUOTE

Specification

TypeinthetitleoftheDellSpecificationoverthewords“SpecificationTitle”.TypeintheSpecificationNumber&Revisiontotherightofthecolon.ThePartNumberlineshouldONLYbeusediftheSpecisstructuredinaBOM.Ifitisnot,deletethatrow.TypeAuthorandOwnertotherightofthecolon.If“PreviousOwner”informationapplies,typeinthePreviousOwnertotherightofthecolon,otherwise,deletethatrow.

MaterialsRestrictedforUse

SpecificationNumber:6T198

Revision:A02

ECO:138063

Author:Jeffery“Scott”O(jiān)’Connell

Owner:Jeffery“Scott”O(jiān)’Connell

Forinitialapprovalofthedocument,typeintheappropriateApprovalAuthoritiesandobtaintheirapprovalfortheinitialreleasedrevisionalongwiththedateapproved.

ApprovalAuthorities

ApprovalSignatures

Revision

DateApproved

DavidStaggs

DavidStaggs

A00

4/23/02

PROPRIETARYNOTE

ThisitemisthepropertyofDellComputerCorp.,Austin,Texasandcontainsconfidentialandtradesecretinformation.ThisitemmaynotbetransferredfromthecustodyofDellComputerCorp.,exceptasauthorizedbyDellComputerCorp.andthenonlybyway

ofloanforlimitedpurposes.ItmustnotbereproducedinwholeorinpartandmustbereturnedtoDellComputerCorp.uponrequestandinalleventsuponcompletionofthepurposeoftheloan.NeitherthisitemnortheinformationitcontainsmaybeusedbyordisclosedtopersonsnothavinganeedforsuchuseordisclosureconsistentwiththepurposetotheloanwithoutpriorwrittenconsentofDellComputercorporation.

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TableofContents

TOC\o"1-4"\h\z

1. RevisionHistory

3

2. Introduction

4

2.1 Purpose

4

2.2 Scope

4

2.3 References

4

2.4 Definitions

4

3. ProductContentRestrictions

6

4. PackagingContentRestrictions

887

5. BatteryContentRestrictions

887

6. Non-complianceResolution

887

AppendixA:High-RiskMaterialsTesting

998

AppendixB:ExpandedListsofMaterials

121211

AlldocumentsMUSTcontaintheRevisionHistorytablelabeledasparagraph1.Anentryshallbemadefortheinitialreleasetocallouttherev,ECOnumberanddescription(enter“InitialRelease”).TheApprovedandDatefieldsfortheinitialreleaseshallbereflectthesameinfoasthe1stpage.ThisisverysimilartothemethodusedforDellEngineeringDrawings.Forarevisiontothedocument,completealltheRevisionHistoryentries.SummarizetheRevisionDescription,keepingitasclearandconciseaspossibleandensurethatthetableonlyoccupies1pageafterthetemplateinstructionsarehidden.Obtainthenamesoftheapprovalauthoritiesalongwiththedate.THISISTHEAPPROVALOFAREVISIONTOTHEDOCUMENT,similartohowDellprocessesrevisionstodrawings.DONOTALTERORREMOVETHEINITIALAPPROVALSONTHE1STPAGE.Normally,approvalsforrevisionsshouldbethesameindividual’sthatapprovedthedocument‘sinitialrelease.Pleasewrapmultiplerevisionapprovalinitialskeepingthemwithintheboundarylinesfortherowoftherevisionbeingapproved.

RevisionHistory

Rev.

ECO#

RevisionDescription

Approved

Date

A00

126242

InitialRelease

DavidStaggs

4/23/02

A01

132601

Changedauthorandowner;UpdatedDefinitions;AddedthresholdsandusestomaterialdescriptionstoSection3;AddedSections4&5

DonBrown

8/9/02

A02

138063

Changedauthorandowner;AddedAppendixA(CadmiumTestRequirement);UpdatedthresholdsinSection3.

DonBrown

12/9/02

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Introduction

Inordertosellourproductsintheglobalmarketplace,Dellmustguaranteeenvironmentalmaterialscomplianceforallcomponentsandpartsoffinishedproducts.Thelistofrestrictedmaterialswasdevelopedbasedonlegalandmarketrequirements.ThisspecificationlistsmaterialsbannedorrestrictedforuseinDellproductsandthemanufactureofDellproducts.Ifrestrictedmaterialsareintroducedtoproducts,thereispotentialtostopshiptheproducttocertainregions,developcorrectiveactionstorequalifypartstomeetthisspecificationordelaythelaunchofproducts.

Purpose

TocommunicatetoDelldesignteamsandsuppliersmaterialsrestrictionsplacedonallDellproducts.Thespecificationshouldbeusedwhenselectingmaterialsforproductpartsandpackaging.ThespecificationshouldalsobeusedforinformationontheprocessfortestingcommoditiesconsideredatriskbyDellforcontainingcadmium.

Thissub-paragraphshallexplaintheintentofthedocument.Anyobjectivescanalsobedescribedhere.Ifobjectivesarenotapplicable,thenomittheword“Objective”fromthetitle.

Scope

AllproductsthataresuppliedtoDelland/ordesignedbyDellComputerCorporationmustmeetthisspecification.Thescopeincludesallofthecomponents,parts,assembliesandpackagingofeachproduct.Therestrictedmaterialscannotbecontainedintheproductorusedinthemanufactureoftheproductanditscomponentsabovethedesignatedthresholdsfortheapplicationslisted.

Thissub-paragraphshallexplaintherangeofapplicationofthematerialcontainedinthedocument.

References

DellP/N7X435,Supplier’sDeclarationonRestrictedorBannedMaterials

BSEN1122byInductivelyCoupledArgonPlasma–AtomicEmissionSpectrometry(ICP-AES):commonanalyticaltestmethodusedfortracemetalsanalysis.

Thissub-paragraphshalllistallotherdocumentsreferencedinthecontentofthisdocument.Iftherearenoreferences,type“None”asthetestforthisparagraph.

Definitions

CAS#:ChemicalAbstractSystemnumbersareassignedtochemicalsforuniqueidentification.TheCASnumberingsystemisaninternationalconvention.

Displaylamps:Fluorescentbulbscontainedinproductsfordisplay(e.g.,LCD,projector,flatpanelmonitor,scanner)

Halogenatedflameretardants/additives:Substancesthatcontainoraretreatedwithoneormoreofthefollowingelements:fluorine,chlorine,bromine,iodine,and/orastatine.Theseelementsaretypicallyaddedtoreducetheflammabilityofcomponents.Examplesinclude,butarenotlimitedto,tetrabromobisphenol-A(TBBP-A),brominatedepoxyresinsandpolybrominatedbiphenylethers(PBBEs).

Halogenatedplastics:Plastics/polymersthatcontainoraretreatedwithoneormoreofthefollowingelements:fluorine,chlorine,bromine,iodine,and/orastatine.Examplesinclude,butarenotlimitedto,polyvinylchloride(PVC)andtetrafluoroethylene(TFE,“Teflon”).

Material:Asubstanceoutofwhich,orwithwhich,acomponent,part,orassemblyismade.Amaterialisapuresubstance(e.g.Cadmium“Cd”)orachemicalcompound(e.g.CadmiumSulphide“CdSO4”).

Non-compliance:Afailuretomeettherequirementsofthespecification.Non-compliancerequirescorrectiveaction.

Packaging:Materialsusedtoprotectproductsfromdamageduetostorageortransportation(e.g.,boxes,shippingsupplies,cushioning&foam,bags,shrinkwrap,tape/adhesives).Includesinksanddyesusedtolabelpackages.

PPM:partspermillion,unitofmeasurementforweightpercentage.1ppm=1mg/kg=0.0001%byweight.Thepartspermillionthresholdslistedinthisspecificationrefertotheweightofthematerialinaspecificpart,nottheweightofthematerialinanentiresystem.

ThresholdLimit:ThemaximumconcentrationatwhichthematerialcanbepresentintheproductforthecontrolledapplicationslistedinSections3-5asanunavoidabletraceimpurity.

ProductContentRestrictions

ThelistbelowcontainsmaterialsthatDellhasbannedorrestrictedinthecontrolledapplicationslisted.Thesematerialscannotbeusedinthemanufacturingof;intentionallyaddedto;orcontainedin;products,partsandcomponentssuppliedtoordesignedbyDellComputerCorporationforthecontrolledapplicationslistedinthebelowtable.Insomeinstances,athresholdlimithasbeenestablishedtoaccountforunavoidableimpurities.Thematerialisacceptableifcontainedataquantitybelowthethresholdlimitforacontrolledapplicationorifitisusedinanuncontrolledapplication.

Toensurethathighriskmaterials(i.e.cadmium)arenotcontainedincertainapplicationsabovethedesignatedthresholdlimit,somecommoditiesarerequiredtobetestedpriortoproductrelease(RTS).AppendixAliststhesecommoditiesandtheprocessforcompletingthistesting.

RefertoAppendixBforadetailedlistofCAS#’sforeachmaterialbelow.

Thissub-paragraphshalllistalldefinitionsofkeytermsusedinthedocument.Thedefinitionsshouldhelptheuserunderstandthematerial.Iftherearenodefinitions,type“None”asthetextforthisparagraph.

Material

ThresholdLimit

(mg/kg=ppm)

ControlledApplications

TraditionalUses

ReferenceAppendixB

Asbestosanditscompounds

0

Allapplications

Notexpected

TableA

Cadmiumanditscompounds***

50

Plasticparts,plasticstabilizers,coloringagents,dyes/pigments,paintsorsurfacecoating/platingtreatments

Same

TableB

Chlorofluorocarbons(CFCs)

0

ManufacturingApplications

cleaningagents,foamplastics,solvents

TableC

Chloroparaffins,short-chained

(10–13CarbonChain)

1000

Allapplications

softenerorplasticizerinplastics,paints,coatings,flameretardantsinplastics,rubbers

CAS#:

8029-39-8

85535-84-8

63449-39-8

ChromiumVIanditscompounds

100

Plasticparts,Paints

stabilizers,colorants,dyes,pigments

TableD

Halogenatedflameretardants/additives

1000

Plasticpartsover25g,keycaps,exceptforcablesandinterconnectparts

halogenbasedflameretardants

SeeSection2.4

Hydrochlorofluorocarbons(HCFCs)

0

Manufacturingapplications

cleaningagents,foamplastics,solvents

TableE

Leadanditscompounds

100

Plasticparts,Paints

stabilizers,moldingagents,colorants,dyes

TableF

Mercuryanditscompounds

5

Allapplicationsexceptfordisplaylamps

relays,switches,electricalcontacts

TableG

Nickelanditscompounds

100

Externalchassis/caseparts

stabilizers,moldingagents,colorants

TableH

PolybrominatedBiphenyls(PBBs)and

theirEthers/Oxides(PBDEs,PBBEs)

5

Allapplications

flameretardantsforplastics(e.g.HIPS,ABS)

TableI

PolychlorinatedBiphenyls(PCBs)andTerphenyls(PCTs)

5

Allapplications

transformers,capacitors,printedcircuitboardcomponents

TableJ

Polyvinylchloride(PVC)

0

Allapplicationsexceptforcablesandinterconnectparts

CAS#:

9002-86-2

***Note:ReferenceAppendixAforinformationonrequiredanalyticaltestingforcadmiuminatriskcommodities.

PackagingContentRestrictions

ThelistbelowcontainsmaterialsthatDellhasbannedorrestrictedinpackagingmaterialssuppliedtoordesignedbyDellComputerCorporation.Thesematerialscannotbeusedinthemanufacturingof;intentionallyaddedto;orcontainedin;packagingmaterialssuppliedtoordesignedbyDellComputerCorporation.Insomeinstances,athresholdlimithasbeenestablishedtoaccountforunavoidableimpurities.Thematerialisacceptableifcontainedataquantitybelowthethresholdlimitforacontrolledapplication.

RefertoAppendixBforadetailedlistofCAS#’sforeachmaterialbelow.

Thissub-paragraphshalllistalldefinitionsofkeytermsusedinthedocument.Thedefinitionsshouldhelptheuserunderstandthematerial.Iftherearenodefinitions,type“None”asthetextforthisparagraph.

Material

ThresholdLimit

(mg/kg=ppm)

ReferenceAppendixI

Cadmium,ChromiumVI,LeadandMercurycompounds

100

(sumofconcentrations)

TablesB,D,F,G

Chlorofluorocarbons(CFCs)

0

TableC

Halogenatedplasticsorpolymers

0

SeeSection2.4

fordefinition

Hydrochlorofluorocarbons(HCFCs)

0

TableE

BatteryContentRestrictions

ThelistbelowcontainsmaterialsthatDellhasrestrictedinbatteriessuppliedtoordesignedbyDellComputerCorporationabovetheindicatedthresholdlimitforunavoidableimpurities.Batterytechnologycannotbebasedonlead,mercuryorcadmium.*

RefertoAppendixBforadetailedlistofCAS#’sforeachmaterialbelow.

Thissub-paragraphshalllistalldefinitionsofkeytermsusedinthedocument.Thedefinitionsshouldhelptheuserunderstandthematerial.Iftherearenodefinitions,type“None”asthetextforthisparagraph.

Material

ThresholdLimit

(mg/kg=ppm)

ReferenceAppendixI

Cadmiumanditscompounds

250

TableB

Leadanditscompounds*

400

TableF

Mercuryanditscompounds

5

TableG

* UninterruptiblePowerSupply(UPS)unitsmayutilizelead-acidtechnology.Batteriesforthisapplicationaresubjecttocertainfeesandhazardousmateriallabelingrequirements.RefertoSection6andcontacttheappropriateengineertocoordinatepropermanagement.

Non-complianceResolution

Ifamaterialonthelistisused,notifyEnvironmentalAffairswhowillcoordinateacorrectiveactionplan.Thefollowingactionsmayberequiredtoresolveanydeviationsfromthisspecification:

Stopshipofproducttocertainregions

Delayofproductlaunch

Requalificationofpartstocomplywithspecification/phaseoutandreplacementofuse

Forcontactinformation,pleasefollowthislinktotheEnvironmentalAffairswebsite.SelecttheappropriatecontactengineerfortheaffectedLOB.

/pg/core-svc/REG/EnvAffairs/contacts.asp

AppendixA:High-RiskMaterialsTesting

AppendixAprovidesinformationforcompletingcadmiumtestingoncertaincommodities.Thesuppliersofthesepartsarerequiredtosubmitasampleoftheparttoapreferredtestlab.TestdatawillbesentbythetestlabdirectlytoDellforverificationthatthepartmeetsthecadmiumrequirementoutlinedinthisspecification.

Scope

Thecommoditieswhichrequireanalyticaltestingforcadmiumarethosethathaveexternalcableswhichuseaplasticinsulationjacketmaterial(i.e.powercords,monitorcords,etc.).Onlycablesthatareexternaltothepartorsystemneedtobetested.Forexample,aspeakerwithaI/Oconnectioncordisrequiredtohavethecordinsulationmaterialtested.

High-riskcommodities

ThecommoditiesthatuseanexternalcablewhichrequireanalyticaltestingforcadmiumarelistedinTable1.Thislistisnotexhaustive,allpartswithexternalcablesarerequiredtohavethecableoftheparttested.

Commodity

PartType

PartClass

FirstFieldDescriptor

ACAdapter

Adapter,Connector

Cable

ADPT,CON

CRT

Display

Display

DIS

FlatPanel

Display

Display

DIS

Keyboard

Keyboard

Keyboard

KYBD

Microphone

Microphone

Peripherals

MCPHN

Mouse

Mouse

Mouse

MSE

PDA

PersonalDigitalAssistant

Peripherals

PDA

PowerCord

Cord(Power)

Cable

CORD

Printer

Printer

Peripherals

PTR

Projector

Display,FrontProjector

Display

DIS,FPR

Scanner

Scanner

Peripherals

SCANR

Speaker

Speaker,external

Speaker

SPKR

Table1.Listofhigh-riskcommoditiesrequiringanalyticaltesting

Scheduleandnumberoftestsrequired

EachpartsubjecttotestingmustbetestedandresultsreceivedbyDellpriortoreleaseforproduction.Afteraninitialtesthasbeenconductedandverifiedforcompliance,subsequenttestsareonlyneededifthecordmaterialischanged.Thereisnoneedtoretestapartaftereachdesignchange.

SupplierProcedure&Responsibility

Step1:SuppliercontactsSGSTestlabincountrywheretestingwillbeconducted(SeeSectionA.4.1,Table2)

Step2:SGSsends“ServiceRequestForm”tosupplierforcompletion.IncludesallinformationnecessarytoidentifythesamplebyDellpartnumberandmiscellaneousinformation.

Step3:Supplierpreparessample(accordingtoSectionA.3),completes“ServiceRequestForm”andsendstotestlab.

Step4:SGSlabconductstesting.TestresultsareelectronicallymailedtosupplierandDellComputerCorporation.TestresultiseitherpassorfailbasedonthethresholdlimitonthematerialoutlinedinSection3.

Step5:TestresultisreviewedandapprovedorrejectedbyDellComputerCorporation.Intheeventatestisfailed,followtheprocedureoutlinedinSection6ofthisspecification.

TestingDetails

SampleRequirements

Supplierisrequiredtosubmitonesampleoftheplasticinsulationusedonthecordandonesampleofeachdifferinginsulationmaterialusedasanovermoldoncordconnectorstothepreferredtestlab(SectionA.2.2).[SeeFigure1]

Figure1.TypicalperipheralcordwithPVCcablejacketandconnectorovermold

Samplepreparation

FivetotengramsofplasticshavingsshouldberemovedfromtheareasofthecordsoutlinedinSectionA.3.1.Thesizeofsampleparticlesshouldnotexceed1cmx1cmx1cm(1cc).

TestMethod

WithreferencetoBSEN1122:2001,MethodB,analysiswillbeperformedbyInductivelyCoupledArgonPlasma-AtomicEmissionSpectrometry(ICP-AES).EN1122isacommonlyknown,internationallyacceptedmethodfortestingcadmiumcontent.

TestReport

Testresultswillbesuppliedaccordingtothefollowingreportformatintermsofpartspermillion(ppm)concentrationofcadmiumcontainedinthesample.

LaboratoryInformation

DellrequeststheuseofanalyticaltestlabsintheSGSTestGroup.TheglobalnetworkoflabshasbeenapprovedbyDellandaDellaccounthasbeenestablishedtotracksampletestresultsfromsuppliersbasedonDellpartnumber.

LabContactInformation

Table2.SGSLaboratoryContacts

PricingInformation

BysubmittingsamplesundertheDellComputerCorporationaccountwithSGS,vendorswillbenefitbytakingpartintheDellpreferredratestructure.AllpaymentandbillingshouldbehandledbythesupplierandSGSdirectly.

AppendixB:ExpandedListsofMaterials

TableA-AsbestosanditsCompounds

Substance

CAS#

AsbestosandAsbestosMaterials

1332-21-4,132207-33-1,132207-32-0

Actinolite

77536-66-4,13768-00-8

Amosite(Grunerite)

12172-73-5

Anthophyllite

77536-67-5,17068-78-9

Chrysotile

12001-29-5

Crocidolite

12001-28-4

Tremolite

77536-68-6,14567-73-8

TableB-CadmiumanditsCompounds

Substance

CASNumbers

Cadmium

7440-43-9

ExamplesofCommonCadmiumCompounds

Cadmiumoxide

1306-19-0

Cadmiumsulfide

1306-23-6

TableC–Chlorofluorocarbons(CFC’s)

Substance

CAS#

Trichlorofluoromethane(CFC11)

75-69-4

Dichlorodifluoromethane(CFC12)

75-71-8

Pentachlorofluoroethane(CFC111)

354-56-3

Bromochlorodifluoromethane(Halon1211)

353-59-3

Bromotrifluoromethane(Halon1301)

75-63-8

Dibromotetrafluoroethane(Halon2402)

124-73-2

CarbonTetrachloride(Tetrachloromethane)

56-23-5

1,1,1,-Trichloroethane(methylchloroform)

anditsisomersexcept1,1,2-trichloroethane

71-55-6

Bromomethane(MethylBromide)

74-83-9

TableD-ChromiumVIanditsCompounds

Substance

CASNumbers

Chromium

7440-47-3(Cr6+)

ExamplesofCommonChromiumCompounds

Bariumchromate

10294-40-3

Calciumchromate

13765-19-0

Chromicacetate

1066-30-4

Chromiumtrioxide

1333-82-0

Leadchromate

7758-97-6

Sodiumchromate

7775-