境外承包工程《見索即付保函》基本知識11/20/20221-張德純-一、定義見索即付保函（也稱獨立、自治或首次索賠即付保函）是擔保人一項不可撤銷的承諾，根據(jù)申請人的指示發(fā)出，保證在保函確定的最高擔保金額內(nèi)，憑與保函規(guī)定條件相符的索賠文件，向受益人支付任何索賠金額。——《國際商會見索即付保函統(tǒng)一規(guī)則使用手冊》。保函是擔保被擔保人履約，而非擔保賠償因被擔保人違約所給受益人帶來的損失。11/20/20222-張德純-二、用途（一）用于貿(mào)易項目貨款的收付從屬費用的收付投標預付款履約維修租賃補償貿(mào)易11/20/20223-張德純-（二）用于工程項目投標履約預付款維修關稅保付等（三）其它海事等等11/20/20224-張德純-三、特點不可撤銷性（避免使用“無條件”或類似字樣，或具有“無條件”作用的條款）獨立性——保函與基礎合同的法律關系，保函與反擔保的關系。11/20/20225-張德純-單據(jù)化條件（應避免非單據(jù)化條件），表面相符，無需證實違約。即對提交給擔保人（反擔保人）的任何單據(jù)或者由此而提交的一般和/或特別聲明的格式、完整性、準確性、真實性、是否為偽造，或法律效力，以及任何當事方的善意、作為或疏漏的責任免于責任。該免責尤其適用于受益人根據(jù)第20條（a）款所必須提交的用于支持其索賠的違約聲明的準確性。同樣也適用在反擔保項下，擔保人根據(jù)第20條（a）款所必須提交的聲明。11/20/20226-張德純-擔保履約。違約賠付，履約不賠，損失不賠。11/20/20227-張德純-四、分類（一）按獨立性和從屬性分1、獨立性：擔保人只能根據(jù)保函條款從形式上審核受益人的索賠是否與保函條款相符，而無義務調(diào)查被擔保人是否真正違約的事實。一旦審核相符，擔保人應不延誤地支付保函項下的索賠金額，除非在付款前有被證實的欺詐存在，且由法院下達止付令。11/20/20228-張德純-除非保函另有特別規(guī)定，如“（XX名稱及X日期的基礎合同中規(guī)定的條款（仲裁條款）同樣適用于本保函且相應構成本保函不可分割的部分）”。出于同樣原因，擔保人不能期望根據(jù)基礎合同的進度改變保函的金額，除非在保函中明確規(guī)定有關減額條款。即保函不依附于基礎合同、裁決和判決等。11/20/20229-張德純-

2、從屬性：從屬性保函是指發(fā)生索賠時，應調(diào)查并根據(jù)履行基礎合同的真實情況，或依據(jù)仲裁庭的仲裁，或法院的判決結果來確定是否賠付，即從屬性保函的賠付并不是依據(jù)索賠書賠付。（不遵從“458”規(guī)則）11/20/202210-張德純-（二））按用用途分分投標履約預付款款維修（（質(zhì)保保）其它11/15/202211-張德純-（三）FIDIC（國際咨詢詢工程師聯(lián)聯(lián)合會的法法文縮寫））項下FIDIC適用于大型型復雜高水水平建設工工程項目的的管理。FIDIC項下下保保函函主主要要有有：：1、投投標標保保函函2、履履約約保保函函3、預預付付款款保保函函4、維維修修保保函函11/15/202212-張張德德純純-五、、開開立立方方式式（一一））直直開開：：承包包商商與與業(yè)業(yè)主主簽簽訂訂基基礎礎合合同同，，合合同同規(guī)規(guī)定定承承包包商商需需向向業(yè)業(yè)主主提提供供銀銀行行保保函函；；承包包商商向向擔擔保保行行提提交交開開立立保保函函申申請請；；擔保保行行接接受受申申請請后后，，開開立立保保函函；；業(yè)主主銀銀行行向向業(yè)業(yè)主主通通知知保保函函。。11/15/202213-張張德德純純-被擔擔保保人人（承承包包商商））受益益人人（業(yè)業(yè)主主））擔保保銀銀行行通知知行行①②③④11/15/202214-張德純-（二）轉(zhuǎn)開1、原因2、要點被擔保人（承包商）受益人（業(yè)主）反擔保行擔保行①③②④11/15/202215-張德純-3、流程：（1）承包商與業(yè)業(yè)主簽訂基礎礎合同，合同同規(guī)定承包商商需向業(yè)主提提供銀行保函函；（2）承包商向其其銀行（反擔擔保行）提交交開立保函申申請；（3）反擔保行接接受申請后，，向業(yè)主銀行行（擔保行））開立反擔保保保函，指示示擔保行按指指定的格式向向業(yè)主開立保保函。同時，，反擔保行對對擔保行提供供反擔保；（4）擔保行接受受反擔保行的的指示，按指指定的格式向向業(yè)主開立保保函。11/15/202216-張德純-（三）信開（四）電開11/15/202217-張德純-六、要素申請人受益人被擔保人（申申請人或申請請人的子公司司）11/15/202218-張德純-4、擔保目的（（保函種類））（1）投標保函：：擔保被擔保保人在開標前前不撤標、不不改標，在中中標后按時遞遞交履約保函函和/或預付款保函函。否則，擔擔保人應承擔擔賠付責任。。（2）履約保函：：擔保被擔保保人按時、按按質(zhì)、按量履履行基礎合同同的約定。否否則，擔保人人應承擔賠付付責任。11/15/202219-張德純-（3）預付款保函函：擔保被擔擔保人按時、、按質(zhì)、按量量履行基礎合合同的約定。。否則，擔保保人應履行退退款（本金加加利息）責任任。（4）維修保函：：擔保被擔保保人按時、按按質(zhì)、按量對對工程進行維維修。否則，，擔保人應承承擔賠付責任任。11/15/202220-張德純-5、擔保金額投標保保函：：一般般為標標書金金額的的5%左右。。履約保保函：：一般般為基基礎合合同金金額的的15-20%左右。。預付款款保函函：以以實際際收到到的金金額數(shù)數(shù)，且且一般般不超超過基基礎合合同金金額的的15-20%左右。。維修保保函：：一般般為基基礎合合同金金額的的5%左右。。11/15/202221-張德德純-6.索賠條條款（1）直開開時：：提交與與第20條(a)款及保保函條條款相相符的的單據(jù)據(jù)，及及必須在在保函函到期期前在在保函函規(guī)定定的地地點提提交索索賠文文件。。11/15/202222-張德德純-458第20條：a)在保函函項下下任何何付款款要求求均應應以書書面做做成（（保函函規(guī)定定的其其它單單據(jù)也也應是是書面面的）），并并應隨隨附文文字聲聲明予予以佐佐證（（無論論是書書寫在在索賠賠書上上還是是單獨獨出具具一份份或幾幾份附附于索索賠書書之后后均可可），，該聲聲明應應陳述述下列列情況況：（i)申請人人未履履行有有關合合同項項下應應盡義義務；；或者者，當當保函函是投投標保保函時時，申申請人人違反反有關關招標標條件件；和和（ii)申請人人違約約的具具體方方面b)………11/15/202223-張德德純-原文：：Article20a)AnydemandforpaymentundertheGuaranteeshallbeinwritingandshall(inadditiontosuchotherdocumentsasmaybespecifiedintheGuarantee)besupportedbyawrittenstatement(whetherinthedemanditselforinaseparatedocumentordocumentsaccompanyingthedemandandreferredtoinit)stating:（i)thatthePrincipalisinbreachofhisobligation(s)undertheunderlyingcontract(s)or,inthecaseofatenderguarantee,thetenderconditions;and（ii)therespectinwhichthePrincipalisinbreachb)………11/15/202224-張德純-下列描述已已能夠滿足足第20條a款中(i)和（ii）兩個層次次的要求：：“申請人因因基礎合同同未按時完完工而違約約?！笔芤嬉嫒瞬粦槐灰笤偬靥貏e說明未未完工的部部分；“申請人因因根據(jù)基礎礎合同交付付的工程存存在缺陷而而違約?！薄笔芤嫒瞬徊粦灰笄筇峁┯嘘P關缺陷的技技術細節(jié)；；在投標保函函的情況下下，“申請請人因未按按招標條件件在到期前前提交一份份履約保函函而違約。?！被颍骸啊吧暾埲艘蛞蛭窗凑袠藰藯l件在到到期前簽定定合同而違違約?！?1/15/202225-張德純-（2）轉(zhuǎn)開時：：向反擔保人人提交索賠賠的擔保人人——同在保函項項下提交索索賠的受益益人一樣——只需提交與與第20條（b）款相符的的索賠，該該條款規(guī)定定：“反擔保項項下的任何何索賠書都都應有一書書面聲明佐佐證，說明明擔保人已已收到符合合保函有關關條款及本本條款規(guī)定定的索賠書書?！?1/15/202226-張德純-為此，擔保保人只需在在索賠或另另附的單據(jù)據(jù)中聲明：：“我方已已收到與我我方保函條條款及本條條款規(guī)定相相符的索賠賠?！睋Ｈ瞬粦獞灰螅海合蚍磽Ｈ巳颂峁┰诒１：椣乱岩严蚴芤嫒巳藢嶋H付款款的證據(jù)；；傳遞受益人人的索賠、、違約聲明明及其它任任何所附單單據(jù)（正本本或復印件件），以作作為在反擔擔保項下獲獲得支付的的前提條件件；提供任何證證實的單據(jù)據(jù)、項目或或數(shù)據(jù)，或或證實受益益人在保函函項下提交交違約聲明明的準確性性。11/15/202227-張德純-7、索賠地點點（1）直開：在在保函失效效前提交至至在保函出出具地的擔擔保人。（2）轉(zhuǎn)開：a)受益人在保函函失效前提交交至在保函出出具地的擔保保人。b)擔保人（轉(zhuǎn)開開行）在反擔擔保保函失效效前提交至反反擔保保函出出具地的反擔擔保人。11/15/202228-張德純-8、索賠時間（1）直開時：受益人索賠（2）轉(zhuǎn)開時：a)受益人索賠b)擔保行（轉(zhuǎn)開開行）索賠時時間較受益人人索賠時間滯滯后15-20天左右。11/15/202229-張德純-9、索賠語句要求付款要求或付款，，或展期11/15/202230-張德純-10、生效條款（1）投標保函：：開出時生效效。（2）履約保函：：以基礎合同同生效日期和和履約保函開開立日期較晚晚者為保函生生效日期。（（有時，需要要受益人在接接受履約保函函時退回投標標保函）。11/15/202231-張德純-（3）預付款保函函：以保函指指定賬戶收到到預付款日為為預付款保函函生效日期，，以實際收到到的金額且不不超過保函擔擔保的最高金金額為限。11/15/202232-張德純-擔保人可以依依據(jù)以下兩種種方法確定預預付款保函生生效條件是否否已滿足，且且不超越擔保保人僅審核單單據(jù)的責任：：a)在預付款保函函條款中規(guī)定定預付款須支支付到申請人人在擔保人處處的賬戶上。。或b)規(guī)定申請人應應向擔保人提提交一份其已已收到預付款款的聲明，但但對業(yè)主不利利。11/15/202233-張德純-預付款保函函生效條款款參考格式式：ThisLetterofGuaranteeshallbecomeeffectivefromthedateonwhichthecontractoractuallyreceivestheadvancepaymentfromyouatitsaccountno.______withTHEEXPORT-IMPORTBANKOFCHINAQINGDAOBRANCH.TheamountsunderthisLetterofGuaranteeshallcorrespondtototalpaymentactuallyreceivedwhichnotexceedingintotalanamountof______(say:______)bythecontractorattheabovementionedaccountfromtimetotimeundertheContract.However,theavailableamountunderthisLetterofGuaranteeshallinnoeventexceedtheamountactuallyreceivedbythecontractorattheabovementionedaccount.較“458”示范格式（（國際商會會第503號出版物））更為嚴謹謹。11/15/202234-張德純-（4）維修保函函：a)從項目建設設完工日即即項目監(jiān)理理工程師頒頒發(fā)工程移移交證書之之日起（自自此日起項項目進入檢檢修期或調(diào)調(diào)試期）。。且b)以維修保函函指定賬戶戶收到基礎礎合同規(guī)定定的尾款日日為生效日日期，以實實際收到的的金額且不不超過保函函擔保的最最高金額為為限。11/15/202235-張德純-11、減額條款款（1）由于保函函與基礎合合同是相互互獨立的，，所以，擔擔保金額不不可能根據(jù)據(jù)申請人履履行義務的的情況而自自動調(diào)整。。（2）減額條款款必須在保保函中予以以規(guī)定。11/15/202236-張德純-（3）減額條款款必須提供供擔保人可可以衡量的的一種減額額方式，該該方式不應應要求擔保保人對基礎礎合同的履履行進行檢檢驗，因為為這是影響響保函獨立立性且易引引起爭議的的方式。11/15/202237-張德純-“458”第8條為解決這這一問題提提供了答案案：“保函函中可規(guī)定定金額遞減減條款，即即在某一日日期或某些些日期，或或向擔保人人提交符合合保函規(guī)定定意圖的單單據(jù)后，保保函的擔保保金額按一一定數(shù)額，，或按可確確定數(shù)額減減少。”11/15/202238-張德純-（4）保函條款款可規(guī)定按按照工程進進度，憑由由工程監(jiān)理理或其它無無利益關系系的、信譽譽可靠的第第三方簽發(fā)發(fā)的驗收證證明等文件件遞減保函函的擔保責責任。遞減減方法：a)一次性遞減減（有利于于承包商））b)按比例遞減減（比較公公平）11/15/202239-張德純-（5）由誰提交交證明文件件a)由受益人遞遞交的利弊弊b)由申請人遞遞交的利弊弊11/15/202240-張張德德純純-（6）履履約約保保函函項項下下的的減減額額：：在在工工程程建建設設階階段段已已經(jīng)經(jīng)或或即即將將完完成成時時，，憑憑項項目目監(jiān)監(jiān)理理工工程程師師頒頒發(fā)發(fā)的的工工程程移移交交證證書書可可以以將將保保函函金金額額遞遞減減為為零零，，或或遞遞減減至至可可以以擔擔保保承承包包商商履履行行維維修修期期間間的的義義務務的的金金額額（（一一般般為為5%左右右，，即即維維修修保保函函的的擔擔保保金金額額））。。11/15/202241-張張德德純純-12、失失效效條條款款保函函規(guī)規(guī)定定提提交交索索賠賠的的失失效效時時間間應應為為一一列列明明的的日日歷歷日日（（““失失效效日日期期””）），，或或向向擔擔保保人人提提交交為為失失效效之之目目的的所所規(guī)規(guī)定定的的單單據(jù)據(jù)（（““失失效效事事件件””））之之時時。。如如保保函函對對失失效效日日期期和和失失效效事事件件均均有有規(guī)規(guī)定定，，無無論論保保函函或或其其任任何何修修改改書書退退回回與與否否，，保保函函將將于于失失效效日日期期或或失失效效事事件件（（兩兩者者以以先先到到者者為為準準））出出現(xiàn)現(xiàn)時時失失效效。。11/15/202242-張張德德純純-失效效事事件件有有如如下下例例：：投標標保保函函一一般般在在履履約約保保函函簽簽發(fā)發(fā)之之日日失失效效；；履約約保保函函一一般般在在受受益益人人簽簽發(fā)發(fā)發(fā)發(fā)貨貨證證明明時時，，或或監(jiān)監(jiān)理理工工程程師師簽簽發(fā)發(fā)移移交交證證書書時時失失效效；；關稅稅保保函函一一般般在在簽簽發(fā)發(fā)免免稅稅進進口口貨貨物物再再出出口口證證明明時時失失效效。。11/15/202243-張張德德純純-保函函失失效效的的四四種種情情況況：：（1）在在保保函函到到期期日日后后失失效效，，擔擔保保金金額額為為零零。。（2）收收到到交交接接證證明明（（證證書書））日日期期和和保保函函到到期期日日兩兩者者之之間間較較早早者者失失效效，，擔擔保保金金額額為為零零。。（3）保保函函項項下下應應付付金金額額為為零零時時，，保保函函失失效效。。（4）受受益益人人（（轉(zhuǎn)轉(zhuǎn)開開時時的的擔擔保保銀銀行行））和和擔擔保保銀銀行行（（轉(zhuǎn)轉(zhuǎn)開開時時的的反反擔擔保保銀銀行行））均均同同意意撤撤銷銷保保函函時時，，擔擔保保金金額額為為零零。。11/15/202244-張張德德純純-13、到到期期日日投標標保保函函：：效效期期為為開開標標日日后后一一個個月月左左右右（（可可根根據(jù)據(jù)評評標標情情況況而而展展期期））。。履約約保保函函：：效效期期為為基基礎礎合合同同規(guī)規(guī)定定的的項項目目完完工工日日后后15-20天左左右右，，或或擔擔保保責責任任余余額額為為零零時時。。預付付款款保保函函：：與與履履約約保保函函相相同同。。維修修保保函函：：需需求求為為基基礎礎合合同同規(guī)規(guī)定定的的最最終終維維修修日日后后15-20天左左右右。。11/15/202245-張張德德純純-14、適適用用法法律律或或慣慣例例（1）適適用用法法律律：：a)一般般應應當當明明示示（（如如依依據(jù)據(jù)““458””開立立，，則則可可不不明明示示））。。b)FIDIC項下：一一般要求求適用受受益人所所在國或或地區(qū)的的法律。。c)其它：可可適用中中立第三三國或地地區(qū)的法法律。11/15/202246-張德純純-d)按“458””規(guī)則開立立的保函函，除非非保函或或反擔保保另有規(guī)規(guī)定，適適用擔保保人或指指示方（（即反擔擔保人，，如轉(zhuǎn)開開時）營營業(yè)所在在地國家家或地區(qū)區(qū)的法律律，并由由擔保人人或指示示方（同同上）營營業(yè)所在在地國家家或地區(qū)區(qū)有管轄轄權的法法院解決決。e)申請人承承擔外國國法律和和慣例強強制要求求擔保人人（反擔擔保中為為指示方方）承擔擔的所有有義務。。11/15/202247-張德純純-（2）適用慣慣例：應應當明示示a)合約保函函統(tǒng)一規(guī)規(guī)則（國國際商會會第325號出版物物，1978年）b)見索即付付保函統(tǒng)統(tǒng)一規(guī)則則（國際際商會第第458號出版物物，1992年）c)國際備用用信用證證慣例（（ISP98）(國際商會會第590號出版物物，1998年)11/15/202248-張德純純-15、權益的的轉(zhuǎn)讓（（Transfer）（1）新受益益人a)保函權益益的轉(zhuǎn)讓讓應相對對于基礎礎合同的的轉(zhuǎn)讓。。新受益益人應是是經(jīng)轉(zhuǎn)讓讓后的基基礎合同同的當事事人。b)保函權益益被轉(zhuǎn)讓讓后，擔擔保人僅僅對新受受益人承承擔相應應責任，，即只有有新受益益人有權權向擔保保人索賠賠，而不不對原受受益人的的索賠承承擔責任任。11/15/202249-張德純純-（2）不可抗抗辯保函權益益轉(zhuǎn)讓后后，新受受益人的的權利和和義務由由適用法法律進行行規(guī)范。。但是，，保函函權益益轉(zhuǎn)讓讓通常常被認認為是是放棄棄了對對原受受益人人可能能享有有的抗抗辯權權。例例如，，在轉(zhuǎn)轉(zhuǎn)讓后后發(fā)現(xiàn)現(xiàn)原受受益人人有欺欺詐行行為，，不能能用于于對抗抗善意意行事事的新新受益益人。。有關關保函函金額額也不不能因因原受受益人人的結結欠金金額而而抵消消，有有關原原受益益人同同意開開立保保函的的意愿愿和能能力方方面的的瑕疵疵也不不在考考慮范范圍之之內(nèi)。。11/15/202250-張德德純-（3）保函函權益益的轉(zhuǎn)轉(zhuǎn)讓必必須獲獲得擔擔保人人的同同意，，無論論如何何不能能出具具可自自由轉(zhuǎn)轉(zhuǎn)讓的的保函函。如如為可可自由由轉(zhuǎn)讓讓的保保函，，則鑒鑒于保保函的的獨立立性，，這類類保函函實際際變成成了可可自由由流通通的準準票據(jù)據(jù)，通通?？煽刹唤?jīng)經(jīng)通知知出具具人或或原受受益人人即可可流通通，使使擔保保人的的擔保保責任任與保保函項項下的的支付付分割割開來來（即即與是是否履履約無無關）），且且往往往會被被不法法分子子利用用。11/15/202251-張德德純-16、款項項的讓讓渡（（Assignment）（1）受益益人沒沒變。。只有有保函函出具具時的的受益益人有有權索索賠。。（2）如果果受益益人通通知了了款項項讓渡渡，擔擔保人人應在在賠付付時將將款項項付給給受讓讓渡人人而非非受益益人。。（3）擔保保人向向受讓讓人的的支付付義務務以及及確定定有關關讓渡渡是否否有效效，應應取決決于適適用的的法律律，而而不是是URDG。11/15/202252-張德德純-（4）可能能的抗抗辯a)款項讓讓渡的的受讓讓人不不是保保函的的當事事人，，不能能向擔擔保人人索賠賠。b)款項讓讓渡的的受讓讓人的的地位位并不不優(yōu)于于受益益人。。因此此，擔擔保人人對受受益人人可能能提出出的抗抗辯對對受讓讓人對對款項項讓渡渡的權權利也也同樣樣適用用。c)無需經(jīng)經(jīng)過擔擔保人人的同同意。。11/15/202253-張德德純-七、其其它注注意事事項1、對開開（1）為公公平起起見，，明確確雙方方責任任。（2）避免免因缺缺乏對對對方方的約約束，，使其其不履履行相相關責責任，，導致致被擔擔保人人違約約。2、保函函條款款應與與基礎礎合同同（或或標書書）主主要內(nèi)內(nèi)容不不矛盾盾。11/15/202254-張德純-3、“出具””不同于““生效”。。（1）出具：出出具后立即即對擔保人人產(chǎn)生約束束力并不可可撤銷，但但不一定立立即生效。。（2）生效：須須到保函中中特別約定定的日期或或事件發(fā)生生后，保函函方才生效效。保函生生效后，受受益人才能能提出索賠賠。11/15/202255-張德純-4、“見索即即付”不等等于“見索索必付”5、“無條件件”：意味味無論承包包商是否違違約，業(yè)主主一旦提出出要求，擔擔保人必須須立即付款款，而不需需業(yè)主提供供任何違約約情節(jié)。““無條件””對業(yè)主有有利，但增增大了承包包商的風險險。故在保保函實務中中應取消““無條件””字樣。11/15/202256-張德純-6、欺詐國際商會設設立“458”第20條的考慮。。7、敞口（1）效期敞口口（2）金額敞口口11/15/202257-張德純-8、申請人賠償償擔保人“因因外國法律或或慣例付諸實實施而產(chǎn)生的的所有義務和和責任”（““458”第14條c款）。9、應避免不要要求提供任何何違約聲明，，使保函或反反擔保成為僅僅憑索賠書付付款的準本票票。11/15/202258-張德純-10、應避免要求求受益人提交交遠期匯票，，并由擔保人人或反擔保人人（轉(zhuǎn)開時））對其承兌（（票據(jù)流通轉(zhuǎn)轉(zhuǎn)讓），從而而形成擔保人人不僅在保函函項下要承擔擔擔保責任，，而且還要承承擔票據(jù)法項項下的相關責責任。11、以受益人退退回保函，從從而使保函失失效的做法，，對擔保人和和申請人的影影響。11/15/202259-張德純-八、草擬見索即付付保函及反擔擔保的基本原原則1、做出正確選選擇選擇是開立獨獨立性保函，，還是從屬性性保函。2、起草保函時時始終圍繞所所做出的選擇擇。3、條款盡可能能清晰清晰的措辭是是不需通過法法律進行解釋釋的。11/15/202260-張德純-九、實務案例例PERFORMANCESECURITYTO:NameandAddressoftheEmployerTENDERNo.xxxxxxWHEREAS(theNameandAddressoftheEmployer)(hereinaftercalledthe"Employer")hasawardedtheContractfortheconstructionofvariousworksreferredtointhistenderasthe'xxxxxx'(hereinaftercalledthe"Contract")to:(theNameandAddressofcontractor)(hereinaftercalledthe"Contractor")....11/15/202261-張德純-ANDWHEREAStheContractorisboundbythesaidContracttosubmittotheEmployeraPerformanceSecurityforatotalamountoftenpercent(10%)oftheTenderSum,namely:USD(infigures):XXXXXXUSD(inwords):XXXXXX11/15/202262-張德純-NOWWETHEUNDERWRITERS,thelegalrepresentativesofABCBANKLTD（業(yè)主銀行行）.(hereinaftercalledthe"Guarantor"),andfullyauthorisedtosignandincurobligationsinthenameoftheGuarantor,herebydeclarethattheGuarantorwillpaytheEmployerthefullamountoftheSecuritystatedabove.11/15/202263-張德純-AftertheContractorhasbeennotifiedoftheawardofcontractbytheEmployer,theGuarantorisengagedtopaytheEmployeranyamountuptoandinclusiveoftheaforementionedfullamountuponwrittenorderfromtheEmployertoindemnifytheEmployerforanyliabilityordamageresultingfromthedefectsorshortcomingsoftheContractororthedebtshemayhaveincurredtoanypartiesinvolvedintheworksundertheContractmentionedabove,whetherthesedefectsorshortcomingsordebtsareactualorestimatedorexpected.TheGuarantorshalldeliverthemoneyrequiredbytheEmployerimmediatelywithoutdelayandwithoutthenecessityofapreviousnoticeorjudicialoradministrativeproceduresandwithoutitbeingnecessarytoprovetotheGuarantorthedefectsorshortcomingsordebtsoftheContractor.11/15/202264-張張德德純純-TheSecurityisvalidfortheentireConstructionandDefectsLiabilityPeriodsandanytimeextensionsapprovedbytheEmployer,anduntil30daysaftertheContractorhasreceivedfromtheEngineeraDefectsLiabilityCertificateforthewholeoftheWorks,unlesstheGuarantorisadvisedinwritingbytheEmployerbeforeexpirationofthesaidthirty(30)daysofhisintentiontoinstituteclaimsandtheparticularsthereof,inwhicheventthisSecurityshallremaininforceuntilsuchclaimsarepaidorsettled.11/15/202265-張張德德純純-TheTimeforCompletionoftheWorksandtheDefectsLiabilityPeriodarerespectivelytwentyfour(24)monthsandtwelve(12)months.AccordinglytheearliestexpirydateofthePerformanceSecurityis3rdDecember2011.IntheeventtheworksarenotcompletedwithintheaforesaidTimeforCompletiontheEmployershallnotifytheGuarantorwhoherebyundertakestoextendthevalidityofthePerformanceSecuritytothedatenotifiedbytheEmployer11/15/202266-張德純-TheGuarantorherebywaivestherighttopriornoticeofanyalterationofthetermsoftheContract,extensionoftime,orotherindulgence,whichmightbegrantedtotheContractorbytheEmployer11/15/202267-張德純-TheGuarantoracknowledgesandacceptstherightoftheEmployertotransferthisSecuritytoanypersonwhomtherightsoftheEmployerundertheContractmaybelawfullyassigned.11/15/202268-張德德純-TheGuarantorundertakestofurnishtotheEmployerfromtimetotimeasandwhenrequested,reportsastoitsfinancialconditions。11/15/202269-張德德純-ForallmattersthatarenotclearlyprovidedforinthisSecuritythelaw,whichshallgoverntheSecurity,andinaccordancewithwhichtheSecurityistobeconstrued,shallbethelawoftheRepublicofABC（受益益人國國家名名稱））.IntheeventofanydisputebetweenthepartiestothisSecurity,theGuarantoragreesthattheCourtsoftheRepublicofABC（受益益人國國家名名稱））shallhavejurisdictiontodeterminethedispute,andtheGuarantorshallsubmittothejurisdictionoftherelevantcourtoftheRepublicofABC.11/15/202270-張德德純-TheGuarantoracknowledgesandacceptsthatanylegalsuitunderthisSecurityshallbeinstitutedbeforetheexpirationofone(1)yearfromthedatewhichthefinalpaymentundertheContractfallsdue,andthisSecurityirrespectiveofthepreviouslyspecifiedvalidityperiodshallbebindingforthesettlementofanyaward.11/15/202271-張德德純-十、““458”保函示示范格格式（（國際際商會會第503號出版版物））1、投投標保保函BANK’’SNAME,ANDADDRESSOFISSUINGBRANCHOROFFICEBeneficiary___(nameandaddress)___Date_______________11/15/202272-張德德純-TENDERGUARANTEENo.__________Wehavebeeninformedthat______(hereinaftercalled““thePrincipal””),respondingtoyourinvitationtotenderNo.______dated______forthesupplyof______(descriptionofgoodsand/orservices),hassubmittedtoyouhisofferNo.______dated______.Furthermoreweunderstandthat,accordingtoyourconditions,offersmustbesupportedbyatenderguarantee.11/15/202273-張德純-AttherequestofthePrincipal,we___(nameofbank)___herebyirrevocablyundertaketopayyouanysumorsumsnotexceedingintotalanamountof______(say:______)uponreceiptbyusofyourfirstdemandinwritingandyourwrittenstatementstating:i.thatthePrincipalisinbreachofhisobligation(s)underthetenderconditions;andii.therespectinwhichthePrincipalisinbreach.11/15/202274-張德純-Yourdemandforpaymentmustalsobeaccompaniedbythefollowingdocument(s):(specifydocument(s)ifany,ordelete)Thisguaranteeshallexpireon______atthelatest.11/15/202275-張德純-Consequentlyanydemandforpaymentunderitmustbereceivedbyusatthisofficeonorbeforethatdate.ThisguaranteetosubjecttotheUniformRulesforDemandGuarantees,ICCPublicationNo.458.11/15/202276-張德純-2、預付款保保函BANK’’SNAME,ANDADDRESSOFISSUINGBRANCHOROFFICEBeneficiary___(nameandaddress)______Date_______________11/15/202277-張德純純-ADVANCEPAYMENTGUARANTEENo.__________Wehavebeeninformedthat______(hereinaftercalled““thePrincipal”),hasenteredintocontractNo.______dated______withyou,forthesupplyof(descriptionofgoodsand/orservices).11/15/202278-張德純純-Furthermoreweunderstandthat,accordingtotheconditionsofthecontract,anadvancepaymentinthesumof______isbemadeagainstanadvancepaymentguarantee.11/15/202279-張德純純-AttherequestofthePrincipal,we(nameofbank)______herebyirrevocablyundertaketopayyouanysumorsumsnotexceedingintotalanamountof______(say:______)uponreceiptbyusofyourfirstdemandinwritingandyourwrittenstatementstating:11/15/202280-張德純純-thatthePrincipalisinbreachofhisobligation(s)undertheunderlyingcontract;andtherespectinwhichthePrincipalisinbreach.11/15/202281-張德純-Yourdemandforpaymentmustalsobeaccompaniedbythefollowingdocument(s):(specifydocument(s)ifany,ordelete)11/15/202282-張德純-ItisconditionforanyclaimandpaymentunderthisguaranteetobemadethattheadvancepaymentreferredtoabovemusthavebeenreceivedbythePrincipalonhisaccountnumber______at(nameandaddressofbank).11/15/202283-張德純-Thisguaranteeshallexpireon______atthelatest.Consequentlyanydemandforpaymentunderitmustbereceivedbyusatthisofficeonorbeforethatdate.11/15/202284-張德純-ThisguaranteetosubjecttotheUniformRulesforDemandGuarantees,ICCPublicationNo.458.11/15/202285-張德純-3、履約保函BANK’SNAME,ANDADDRESSOFISSUINGBRANCHOROFFICEBeneficiary___(nameandaddress)___Date_______________11/15/202286-張德純-PERFORMANCEGUARANTEENo.__________Wehavebeeninformedthat______(hereinaftercalled“thePrincipal”),hasenteredintocontractNo.______dated______withyou,forthesupplyof(descriptionofgoodsand/orservices).11/15/202287-張德純-Furthermoreweunderstandthat,accordingtotheconditionsofthecontract,aperformanceguaranteeisrequired.11/15/202288-張德純-AttherequestofthePrincipal,we(nameofbank)______herebyirrevocablyundertaketopayyouanysumorsumsnotexceedingintotalanamountof______(say:______)uponreceiptbyusofyourfirstdemandinwritingandyourwrittenstatementstating:11/15/202289-張德純-i.thatthePrincipalisinbreachofhisobligation(s)undertheunderlyingcontract;andii.therespectinwhichthePrincipalisinbreach.11/15/202290-張德德純-Yourdemandforpaymentmustalsobeaccompaniedbythefollowingdocument(s):(specifydocument(s)ifany,ordelete)Thisguaranteeshallexpireon______atthelatest.11/15/202291-張德德純-Consequentlyanydemandforpaymentunderitmustbereceivedbyusatthisofficeonorbeforethatdate.ThisguaranteetosubjecttotheUniformRulesforDemandGuarantees,ICCPublicationNo.458.11/15/202292-張德德純-4、留置置金保保函BANK’’SNAME,ANDADDRESSOFISSUINGBRANCHOROFFICEBeneficiary___(nameandaddress)___Date_______________11/15/202293-張德德純-RETENTIONMONEYGUARANTEENo.__________Wehavebeeninformedthat______(hereinaftercalled““thePrincipal”),hasenteredintocontractNo.______dated______withyou,forthesupplyof(descriptionofgoodsand/orservices).11/15/202294-張德德純-Furthermoreweunderstandthat,accordingtotheconditionsofthecontract,retentionmoneyinthesumof______coveringthePrincipal’’swarrantyobligationswillbereleasedagainstaretentionmoneyguarantee.11/15/202295-張德德純-AttherequestofthePrincipal,we(nameofbank)______herebyirrevocablyundertaketopayyouanysumorsumsnotexceedingintotalanamountof______(say:______)uponreceiptbyusofyourfirstdemandinwritingandyourwrittenstatementstating:11/15/202296-張張德德純純-i.thatthePrincipalisinbreachofhisobligation(s)undertheunderlyingcontract;andii.therespectinwhichthePrincipalisinbreach.11/15/202297-張張德德純純-Yourdemandforpaymentmustalsobeaccompaniedbythefollowingdocument(s):(specifydocument(s)ifany,ordelete)11/15/202298-張張德德純純-ItisconditionforanyclaimandpaymentunderthisguaranteetobemadethattheretentionmoneypaymentreferredtoabovemusthavebeenreceivedbythePrincipalonhisaccountnumber______at(nameandaddressofbank).11/15/202299-張張德德純純-Thisguaranteeshallexpireon______atthelatest.Consequentlyanydemandforpaymentunderitmustbereceivedbyusatthisofficeonorbeforethatdate.ThisguaranteetosubjecttotheUniformRulesforDemandGuarantees,ICCPublicationNo.458.11/15/2022100-張張德德純純-（5）要要求求代代理理行行根根據(jù)據(jù)反反擔擔保保開開立立投投標標保保函函的的指指示示INSTRUCTIONSTOACORRESPONDENTBANKFORTHEISSUEOFATENDERGUARANTEEAGAINSTACOUNTER--GUARANTEE11/15/2022101-張德純純-TEXTOFINSTRUCTIONSOurreferencenumber_____________Attherequestof_____________pleaseissueonourresponsibilityinfavourof______yourguaranteeinthefollowingwording:11/15/2022102-張德純純-QuoteWehavebeeninformedthat_____(hereinaftercalled“thePrincipal”),respondingtoyourinvitationtotenderNo._____dated_____forthesupplyof______(descriptionof/goodsand/orservices),hassubmittedtoyouhisofferNo.______dated______.11/15/2022103-張德純純-Furthermoreweunderstandthat,accordingtoyourconditions,offersmustbesupportedbyatenderguarantee.AttherequestofthePrincipal,we(nameofbank)______herebyirrevocablyundertaketopayyouanysumorsumsnotexceedingintotalanamountof_____(say:______)uponreceiptbyusofyourfirstdemandinwritingandyourwrittenstatementstating:11/15/2022104-張德純純-ThatthePrincipalisinbreachofhisobligation(s)underthetenderconditions;andTherespectinwhichthePrincipalisinbreach.Yourdemandforpaymentmustalsobeaccompaniedbythefollowingdocument(s):(specifydocuments)ifany,ordelete)Thisguaranteeshallexpireon______atthelatest.11/15/2022105-張德純純-Consequentlyanydemandforpaymentunderitmustbereceivedbyusatthisofficeonorbeforethatdate.ThisguaranteetosubjecttotheUniformRulesforDemandGuarantees,ICCPublicationNo.458.Unquote11/15/2022106-張德德純-Inconsiderationofyourissuingyourguaranteeasabove,weherebygiveyouourirrevocablecounter-guaranteeandundertaketopayyouanysumorsumsnotexceedingintotalanamountof_____(say:_________________)uponreceiptbyusatthisofficenolaterthan______ofyourfirstwrittendemand.SuchdemandshallbesupportedbyyourwrittenstatementthatyouhavereceivedademandforpaymentunderyourguaranteeinaccordancewithitstermsandwithArticle20oftheUniformRulesforDemandGuarantees.11/15/2022107-張德德純-Thiscounter-guaranteeissubjecttotheUniformRulesforDemandGuarantees,ICCPublicationNo.458.Pleaseconfirmtoustheissuanceofyourguarantee.11/15/2022108-張德德純-Note:Instructionsaregiven,usuallybyauthenticatedteletransmissionortestedelectronicdatainterchange(EDI)messageequivalentthereto,bybanksactingasInstructingPartiesfortheissueofGuaranteesbyotherbanksactingasGuarantors.Alternativelyinstructionsmaybegivenonpaper.11/15/2022109-張德德純-（6）要求求代理理行根根據(jù)反反擔保保開立立預付付款保保函的的指示示INSTRUCTIONSTOACORRESPONDENTBANKFORTHEISSUEOFAADVANCEPAYMENTGUARANTEEAGAINSTACOUNTER--GUARANTEE11/15/2022110-張德德純-TEXTOFINSTRUCTIONSOurreferencenumber_____________Attherequestof_____________pleaseissueonourresponsibilityinfavourof______yourguaranteeinthefollowingwording:11/15/2022111-張德德純-QuoteWehavebeeninformedthat_____(hereinaftercalled““thePrincipal”),hasenteredintocontractNo._____dated_____withyou,forthesupplyof______(descriptionof/goodsand/orservices).11/15/2022112-張德德純-Furthermoreweunderstandthat,accordingtotheconditionsofthecontract,anadvancepaymentinthesumof_______istobemadeagainstanadvancepaymentguarantee.AttherequestofthePrincipal,we(nameofbank)______herebyirrevocablyundertaketopayyouanysumorsumsnotexceedingintotalanamountof_____(say:______)uponreceiptbyusofyourfirstdemandinwritingandyourwrittenstatementstating:11/15/2022113-張德純-ThatthePrincipalisinbreachofhisobligation(s)undertheunderlyingcontract;andTherespectinwhichthePrincipalisinbreach.Yourdemandforpaymentmustalsobeaccompaniedbythefollowingdocument(s):(specifydocuments)ifany,ordelete)ItisaconditionforanyclaimandpaymentunderthisguaranteetobemadethattheadvancepaymentreferredtoabovemusthavebeenreceivedbythePrincipalonhisaccountnumberat_______(nameandaddressofbank)Thisguaranteeshallexpireon______atthelatest.11/15/2022114-張德純-Consequentlyanydemandforpaymentunderitmustbereceivedbyusatthisofficeonorbeforethatdate.ThisguaranteetosubjecttotheUniformRulesforDemandGuarantees,ICCPublicationNo.458.Unquote11/15/2022115-張德純-Inconsiderationofyourissuingyourguaranteeasabove,weherebygiveyouourirrevocablecounter-guaranteeandundertaketopayyouanysumorsumsnotexceedingintotalanamountof_____(say:_________________)uponreceiptbyusatthisofficenolate