1、SGS Chain of Custody Services SGS產(chǎn)銷監(jiān)管鏈認證服務產(chǎn)銷監(jiān)管鏈認證服務SGS Chain of Custody Services SGS產(chǎn)銷監(jiān)管鏈認證服務產(chǎn)銷監(jiān)管鏈認證服務Prepared for: Date/Month/Year 2Index 目錄目錄n What is Chain-of-Custody? 什么是產(chǎn)銷監(jiān)管鏈什么是產(chǎn)銷監(jiān)管鏈n What are the standards available (FSC, PEFC) 標準介紹標準介紹n Why do this certification 為什么要進行該認證為什么要進行該認證?n How do yo

2、u achieve CoC certification 如何獲得產(chǎn)銷監(jiān)管鏈認證如何獲得產(chǎn)銷監(jiān)管鏈認證? n What are the benefits for an organization and current situation in China 獲得認證的益處以及中國獲得認證的益處以及中國CoC現(xiàn)狀現(xiàn)狀 3What is Chain-of-Custody?什么是產(chǎn)銷監(jiān)管鏈什么是產(chǎn)銷監(jiān)管鏈4and the product being sold 直至待售產(chǎn)品n Chain of Custody (CoC) is the process of tracking and recording t

3、he possession and transfer of wood and fiber from a certified forest through the different stages of production primary manufacturer, secondary manufacturer, wholesaler and to the retailer or end user 產(chǎn)銷監(jiān)管鏈 (CoC) 是一條產(chǎn)品從森林到消費者手中的完整鏈條，包括所有生產(chǎn)，加工以及運輸直到最終消費者手中的過程 n Chain of Custody Certification is requi

4、red for every stage in the manufacture of a product. 產(chǎn)銷監(jiān)管鏈認證在對產(chǎn)品的每一個生產(chǎn)階段都有一定的要求Chain of Custody 產(chǎn)銷監(jiān)管鏈產(chǎn)銷監(jiān)管鏈(CoC)Link between the forest監(jiān)管鏈從森林開始5Certification of Forest Management guarantees the quality of the management FM認證確保森林管理的質(zhì)量認證確保森林管理的質(zhì)量Certification of Chain of Custody guarantees the origin o

5、f forest raw material產(chǎn)銷產(chǎn)銷監(jiān)管鏈認證保證森林原材料的合法來源監(jiān)管鏈認證保證森林原材料的合法來源Certified Forest 認證的森林認證的森林 Certified Product認證的產(chǎn)品認證的產(chǎn)品SGS6Chain-of-Custody Example 產(chǎn)銷監(jiān)管鏈產(chǎn)銷監(jiān)管鏈范例范例 認證原料認證原料 1認證原料認證原料 2未認證原料未認證原料1未認證原料未認證原料2 27Who Needs Chain of Custody? 誰誰需要做產(chǎn)銷監(jiān)管鏈認證需要做產(chǎn)銷監(jiān)管鏈認證n Chain of Custody is required of companies who

6、 manufacture or trade in wood or wood-based products and wish to sell those products with a certification claim using the names and/or trademark of one of the recognized standards. 任何公司或組織如果希望使用受認可標準標示進行木制品交易就必須通過產(chǎn)銷監(jiān)管鏈認證。n A CoC certificate provides the required verification to ensure that products

7、bearing a certification claims can be traced back to their point of origin in forests that have been managed to the standards of the respective system. 通過產(chǎn)銷監(jiān)管鏈認證可以證明所有通過該認證的產(chǎn)品都可以追溯其原料源頭，以證明其木料來源于符合某種標準管理良好的森林。8Chain of Custody Basics 產(chǎn)銷監(jiān)管鏈產(chǎn)銷監(jiān)管鏈基本原理基本原理n Chain of Custody involves three basic processe

8、s:產(chǎn)銷監(jiān)管鏈包括以下三個基本過程：Procurement of certified materials including verification of appropriate sources of supply and record-keeping to ensure traceability. 獲得認證過的原材料包括對供給材料的核證以及紀錄保存以確定其可追溯性Processing and handling of certified materials including storage, sorting, grading, manufacturing, and conversion.

9、加工并處理認證材料包括存儲、分類、分級、生產(chǎn)以及加工轉換。Sales of certified goods including proper record-keeping and documentation of product claims to customers. 銷售認證產(chǎn)品包括書面紀錄的保存，以及產(chǎn)品文檔化的管理n Logos are important to determining the traceability of a product. logo的使用對產(chǎn)品的可追溯性有很重要的作用9What are the standards available (FSC, PEFC)標準介

10、紹標準介紹(FSC, PEFC)10Chain of Custody Standards 產(chǎn)銷監(jiān)管鏈標準產(chǎn)銷監(jiān)管鏈標準n FSC Forest Stewardship Council 森林管理委員會森林管理委員會n PEFC Programme for the Endorsement of Forest Certification森林認證認可體系林認證認可體系 n SFI Sustainable Forestry Initiative 可持續(xù)林業(yè)行動可持續(xù)林業(yè)行動 n CAS Canadian Standards Association 加拿大標準協(xié)會加拿大標準協(xié)會 11What is FSC

11、? 什么是什么是FSCnChain of Custody is often sought under FSC (Forest Stewardship Council) accreditation (older and more well known) 產(chǎn)銷監(jiān)管鏈通常被聯(lián)系在FSC(森林管理委員會）Promoted by advocacy groups like Greenpeace, WWF and Friend of the Earth. 綠色和平，世界自然基金會以及地球之友都積極倡導該標準nFounded in 1993 in Toronto, the FSC is an internat

12、ional non-profit organization whos founding mission was to provide a truly independent, international and credible labelling scheme for timber and timber products. 于1993年成立于加拿大多倫多，F(xiàn)SC是一家國際的非營利組織，其成立初衷是為木材及木制品提供完全獨立的，國際化的、可信的標簽化管理方案nMore information on this program can be had at 更多關于這一項目的

13、資料可以在以下這個網(wǎng)站上查找到： 12Why do this certification為什么要進行該認證為什么要進行該認證?13Why? Protection of You and Your Clients Brand為什么？保護您以及您客戶的品牌為什么？保護您以及您客戶的品牌San Francisco devastating catalog business. The company mails more than a million catalogs a day, which contain little to no recycled content, and t

14、he paper that they use for these catalogs comes from some of the worlds last remaining Endangered Forests. 舊金山一家散發(fā)商業(yè)目錄冊的公司，該公司每天散發(fā)高達一百萬份的紙制目錄冊，且這些目錄冊用紙幾乎不包含任何可回收紙張，這些紙張的來源來自于世界上最后一片瀕危森林。 14Time is on Board!時代時代周刊已經(jīng)加入！周刊已經(jīng)加入！n To protect forests, Time Inc. asks its paper suppl

15、iers to participate in a program called Certified Sustainable Forestry, which means working to make sure that the wood they use comes from “certified” sources. Time Inc. accepts several certification schemes that have been evaluated to ensure that they meet Time Inc.s requirements. 為了更好地對森林進行保護，時代周刊

16、要求其紙張供應商參與一個名為“可持續(xù)發(fā)展林業(yè)”的項目，旨在確定其所用的紙漿來源于認證資源。時代周刊接受若干認證方案來衡量其供應商符合時代周刊的要求 n Time Inc. has recognized and encouraged all major certification bodies and set a goal that they wanted 80% of the paper they use to be from certified wood 時代周刊認可并鼓勵所有的認證機構，他們希望其用紙的80%要來源于認證過的木材。15Wal-Mart is on Board! 沃爾瑪已經(jīng)加

17、入沃爾瑪已經(jīng)加入nPrepared for H. Lee Scott, Jr. -CEO and President of Wal-Mart Stores, Inc “So we asked ourselves: What if we manufactured our bathroom tissue out of sustainably harvested wood? Over the last two years, our supplier has worked closely with the Forestry Stewardship Council, which is the stamp

18、 of approval for sustainable forestry. Now 45 percent of the fiber used to make our bathroom tissue is sourced from a FSC certified plantation in Brazil. Eventually, we want to use only sustainable timber and pulp-based products to manufacture our brands.” 沃爾瑪CEO，總裁H. Lee Scott, Jr說道：于是我們問自己：如果我們用符合

19、可持續(xù)發(fā)展的木材生產(chǎn)紙巾怎么樣？在過去的兩年中，我們的供應商與可持續(xù)發(fā)展森林認可機構FSC保持密切的合作。現(xiàn)在現(xiàn)在45%的紙漿纖維是來的紙漿纖維是來自自FSC認證的位于巴西的人工林認證的位于巴西的人工林。最終，我們希望看到我們所有的木制品以及紙漿制品的自有品牌產(chǎn)品都將使用可持續(xù)發(fā)展原料。16How do you achieve CoC certification如何獲得產(chǎn)銷監(jiān)管鏈認證？如何獲得產(chǎn)銷監(jiān)管鏈認證？17Reiterating the Chain of Custody Basics 重申一下產(chǎn)銷監(jiān)管鏈基本原理重申一下產(chǎn)銷監(jiān)管鏈基本原理n Chain of Custody involve

20、s three basic processes:產(chǎn)銷監(jiān)管鏈包括以下三個基本過程：Procurement of certified materials including verification of appropriate sources of supply and record-keeping to ensure traceability. 獲得認證過的原材料包括對供給材料的核證以及紀錄保存以確定其可追溯性Processing and handling of certified materials including storage, sorting, grading, manufactu

21、ring, and conversion. 加工并處理認證材料包括存儲、分類、分級、生產(chǎn)以及加工轉換。Sales of certified goods including proper record-keeping and documentation of product claims to customers. 銷售認證產(chǎn)品包括書面紀錄的保存，以及產(chǎn)品文檔化的管理n Logos are important to determining the traceability of a product. logo的使用對產(chǎn)品的可追溯性有很重要的作用18The Audit & Certificate審

22、核與證書審核與證書n Audit comprises審核包括Application completed by client 客戶提出申請Pre-Assessment (optional) 預審核（可選）Main Assessment and reporting 主審及報告Surveillances and reporting 監(jiān)督審核及報告n Certificate is for 5 Years 證書有效期為證書有效期為5年年Certificate belongs to certification body 證書屬于認證機構證書屬于認證機構User has right to use logo

23、and to mark products 通過認證的使用者有權在其產(chǎn)品上使用標示n Certificate can be suspended if: 出現(xiàn)以下情況，證書可能被暫停CARs not closed out 重大不符合項沒用進行整改Improper use of certificate or trademarks 證書或商標的不恰當使用Surveillance cancelled 取消監(jiān)督審核n Certificate can be withdrawn if: 出現(xiàn)以下情況，證書可能被收回reasons for suspension not rectified 暫停證書時出現(xiàn)的不符合

24、沒有整改financial obligations not met 財務要求沒有達到19A Typical Audit審核過程審核過程n Opening Meeting 首次會議n Desk Review 文件審核n Tour of the Plant 現(xiàn)場訪問n Purchasing, Sales, Marketing, Trademark Use 購買，銷售，營銷，商標的使用n Closing Meeting 未次會議20Logo usage標識使用標識使用nCertified FSC printers obtain all the graphic elements as well as

25、the guidelines 經(jīng)認證的經(jīng)認證的FSC印刷商擁有圖標和使用指南印刷商擁有圖標和使用指南 nThe specific questions about graphics are directed to SGS SGS可以指導有關圖標使用的特殊問題可以指導有關圖標使用的特殊問題 nEach label must have:每個標簽必須有每個標簽必須有The FSC logo FSC標識The statement on well-managed forests 良好管理森林的聲明The certification code ( ex. SGS-COC-0123) 認證編碼（如： SGS-

26、COC-0123）The copyright statement 版權聲明21What are the benefits for an organization and current situation in China獲得認證的益處以及中國獲得認證的益處以及中國CoC現(xiàn)狀現(xiàn)狀22SGS FM & CoC SGS 森林認證及產(chǎn)銷監(jiān)管鏈認證森林認證及產(chǎn)銷監(jiān)管鏈認證nSGS has over 3,000 Chain-of-Custody Certificates globally under FSC and PEFC SGS在全球有超過在全球有超過3000張張FSC及及PEFC證書證書 nWe

27、have a network of over 100 CoC auditors and 35 FM auditors 我們擁有超過我們擁有超過100名名CoC審核員以及審核員以及25位位FM審核員審核員 nIntegrated solutions to clients seeking flexible, multi-standard certifications in this rapidly-evolving market. 在這個快速變化的市場中，為客戶提供靈活的、多標準整合解決方案在這個快速變化的市場中，為客戶提供靈活的、多標準整合解決方案23Expertise in China中國中國

28、產(chǎn)銷產(chǎn)銷監(jiān)管鏈認證審核員監(jiān)管鏈認證審核員n 12 CoC Lead Auditors 12 位產(chǎn)銷監(jiān)管鏈主任審核員n 4 CoC Tutors 4位產(chǎn)銷監(jiān)管鏈講師24Certified FSC/CoC Clients in China中國FSC/CoC 產(chǎn)銷監(jiān)管鏈認證客戶客戶n Certified FSC/CoC Clients by Feb 2009認證的森林監(jiān)管鏈客戶2009年2月 Over 554 in China 超過554家 Covers 包括:- Furniture 家俱, Tools 工具, Toys 玩具, Flooring 地板, Paper Pulp 紙漿, etc 等.25FSC CoC Certificates Growth in ChinaFSC CoC 證書在中國的增長010020030040050060070080090010001998 1999 2000 2001 2002 2003 2004 2005 2006 2007MaFe年份年份 YEARn Number of FSC Co