中國移動通信

CHINAMOBILE

中國移動通信集團(tuán)公司業(yè)務(wù)卡管理體系

SIM卡基礎(chǔ)技術(shù)規(guī)范

中國移動通信集團(tuán)公司

二oo一年十二月

目次

前言.............................................................................6

1范圍.........................................................................7

2引用標(biāo)準(zhǔn).....................................................................7

3符號和縮略語.................................................................8

3.1縮略語及術(shù)語定義.........................................................9

3.2符號.....................................................................12

4物理特性....................................................................13

4.1主要物理特性指標(biāo).........................................................13

4.2格式和布局...............................................................15

4.2.1最小接觸面積..................................................................................................................15

4.2.21D-1卡的幾何尺寸........................................................................................................75

4.2.3PLUG-1N卡的幾何尺寸................................................................................................15

4.3觸點.....................................................................16

4.3.1觸點分配..........................................................................................................................16

4.3.2激活和去活,.....................................................................................................................18

4.3.3空閑觸點..........................................................................................................................18

4.3.4觸點壓力..........................................................................................................................18

5電氣特性....................................................................18

5.1電信號描述...............................................................18

5.2電壓和電流...............................................................19

5.2.1VCC（觸點C1）..................................................................................................................19

5.2.2復(fù)位RST（觸點C2）...................................................................................................21

5.2.3時鐘CLK（觸點C3）...................................................................................................21

5.2.4I/O（觸點C7）..............................................................................................................22

5.2.5狀態(tài)..................................................................................................................................22

5.3兼容性要求..............................................................23

6傳輸協(xié)議...................................................................23

6.1SIM卡的復(fù)位............................................................23

6.2復(fù)位應(yīng)答.................................................................25

6.2.1數(shù)位寬度..........................................................................................................................25

6.2.2字符幀..............................................................................................................................25

6.2.3復(fù)位應(yīng)答的結(jié)構(gòu)和內(nèi)容................................................................................................26

6.3協(xié)議和參量選擇(PPS)......................................................................................................29

6.3.1PPS過程..........................................................................................................................29

6.3.2PPS請求及響應(yīng)的結(jié)構(gòu)和內(nèi)容....................................................................................31

6.4增強(qiáng)速率.................................................................31

6.5ME向SIM卡發(fā)送的命令頭標(biāo)(T=0字符協(xié)議).............................31

6.6過程字節(jié)(T=0字符協(xié)議)................................................32

7命令描述....................................................................32

7.1應(yīng)用協(xié)議數(shù)據(jù)單元(APDU)的信息結(jié)構(gòu)......................................32

7.2命令編碼.................................................................35

7.2.1SELECT...........................................................................................................................36

7.2.2STATUS...........................................................................................................................37

7.2.3READBINARY................................................................................................................38

7.2.4UPDATEBINARY...........................................................................................................38

7.2.5READRECORD..............................................................................................................39

7.2.6UPDATERECORD........................................................................................................40

7.2.7SEEK...............................................................................................................................41

7.2.8INCREASE......................................................................................................................42

7.2.9VERIFYCHV..................................................................................................................43

7.2.10CHANGECHV................................................................................................................43

7.2.11DISABLECHV...............................................................................................................44

7.2.12ENABLECHV.................................................................................................................45

7.2.13UNBLOCKCHV.............................................................................................................45

7.2.14INVALIDATE...................................................................................................................46

7.2.15REHABILITATE.............................................................................................................47

7.2.16RUNGSMALGORITHM..............................................................................................47

7.2.17SLEEP.............................................................................................................................48

7.2.18GETRESPONSE............................................................................................................48

7.2.19TERMINALPROFILE....................................................................................................49

7.2.20ENVELOPE.....................................................................................................................49

7.2.21FETCH............................................................................................................................49

7.2.22TERMINALRESPONSE................................................................................................50

7.3命令響應(yīng)狀態(tài)字..........................................................50

7.3.1正確執(zhí)行命令的響應(yīng)....................................................................................................50

7.3.2命令延時的響應(yīng).............................................................................................................51

7.3.3存儲器管理.....................................................................................................................51

7.3.4索引管理.........................................................................................................................51

7.3.5安全管理.........................................................................................................................51

7.3.6與應(yīng)用無關(guān)的錯誤........................................................................................................51

7.3.7命令與可能產(chǎn)生的狀態(tài)字............................................................................................52

8SIM卡的邏輯模型..........................................................53

8.1概述.....................................................................53

8.2文件標(biāo)識符...............................................................54

8.3主文件（MF）.......................................................................................................................54

8.4專用文件（DF）....................................................................................................................55

8.5基本文件（EF）....................................................................................................................55

8.5.1透明基本文件.................................................................................................................55

8.5.2線性定長基本文件........................................................................................................55

8.5.3循環(huán)結(jié)構(gòu)基本文件.........................................................................................................56

8.6選擇文件的方法..........................................................57

8.7保留的文件標(biāo)識符........................................................58

9安全特性...................................................................59

9.1防帶電插拔保護(hù)..........................................................59

9.2鑒權(quán)方法及密鑰生成過程..................................................59

9.3算法與過程..............................................................59

9.4文件的訪問條件..........................................................59

9.5A3、A8算法的安全保護(hù)..................................................61

9.6芯片操作系統(tǒng)（COS）的安全保護(hù).........................................61

10SIM卡的文件結(jié)構(gòu)........................................................61

10.1SIM卡中文件頭的編碼....................................................61

10.2定義和編碼..............................................................64

10.3基本文件的內(nèi)容..........................................................66

10.3.1在MF層上的基本文件內(nèi)容...........................................68

10.3.2GSM應(yīng)用層下的目錄文件.............................................70

10.3.3GSM應(yīng)用層下的基本文件.............................................70

10.3.4電信目錄下的文件...................................................101

10.4GSM的文件............................................................114

10.5SIM卡必備文件.........................................................114

11應(yīng)用協(xié)議................................................................115

11.1通用過程................................................................118

11.1.1讀EF.............................................................................................................................118

11.1.2更新EF........................................................................................................................118

11.1.3增加EF........................................................................................................................118

11.2SIM卡管理過程.........................................................119

11.2.1SIM卡的初始化....................................................119

11.2.2GSM對話終止......................................................120

11.2.3語言優(yōu)先權(quán).........................................................120

11.2.4管理信息請求.......................................................120

11.2.5S1M卡業(yè)務(wù)表請求..................................................120

11.2.6S1M卡階段請求....................................................121

11.2.7S1M卡存在的檢查..................................................121

11.3CHV有關(guān)的過程........................................................121

11.3.1CHV驗證...........................................................121

11.3.2CHY更新...........................................................121

11.3.3CHV禁止..........................................................122

11.3.4CHY使能..........................................................122

11.3.5CHV解鎖...........................................................122

11.4與GSM安全有關(guān)的過程................................................123

11.4.1與GSM算法有關(guān)的過程..............................................123

11.4.21MS1請求..........................................................123

11.4.3訪問控制請求.......................................................123

11.4.4HPLMN搜索周期請求...............................................123

11.4.5位置信息...........................................................123

11.4.6密鑰................................................................123

11.4.7BCCH信息........................................................123

11.4.8禁用PLMN..................................................................................................................123

11.5簽約相關(guān)過程..........................................................124

11.5.1撥打號碼...........................................................124

11.5.2短消息.............................................................126

11.5.3計費(fèi)通知(AoC).......................................................................................................127

11.5.4性能配置參數(shù).......................................................127

11.5.5PLMN選擇器......................................................128

11.5.6廣播消息識別符.....................................................128

附錄AICCID編碼方案及打印格式.............................................129

附錄BSIM卡中的A標(biāo)識符區(qū)使用的編碼——UCS2編碼.........................132

附錄CEFS預(yù)個人化建議值...................................................134

附錄DFDN/BDN過程........................................................135

—

刖

本規(guī)范等同采用國際標(biāo)準(zhǔn)ISO/IEC7810：1995《識別卡物理特性》、ISO/IEC7816-1：

1998《識別卡帶觸點的集成電路卡第1部分：物理特性》、ISO/IEC7816-2：1999《識別

卡帶觸點的集成電路卡第2部分：觸點的尺寸和位置》、ISO/IEC7816-3：1997《識別卡帶

觸點的集成電路卡第3部分：電信號和傳輸協(xié)議》和歐洲電信標(biāo)準(zhǔn)GSM11.11:2000《數(shù)字

蜂窩通信系統(tǒng)(Phase2+)用戶識別模塊-移動設(shè)備(SIM-ME)接口技術(shù)要求》的內(nèi)容。本

標(biāo)準(zhǔn)參考了信息產(chǎn)業(yè)部標(biāo)準(zhǔn)YD/T910.1-1997?900/1800MHzTDMA數(shù)字蜂窩移動通信網(wǎng)移動

臺(Phase2)人機(jī)接口》和YD/T1025T999?900/1800MHzTDMA數(shù)字蜂窩移動通信網(wǎng)移動

臺人機(jī)接口和SIM-ME接口技術(shù)要求(Phase2+)》的相關(guān)內(nèi)容。

本規(guī)范考慮到最新集成電路技術(shù)的應(yīng)用，尤其是中國移動通信的實際情況，增加了對

SIM卡的要求，如物理特性中的部分指標(biāo)、VCC電壓兼容性、SIM卡內(nèi)必備文件等，更加

強(qiáng)調(diào)了有關(guān)SIM卡安全特性所涉及的技術(shù)要求。

本規(guī)范的附錄A、附錄B、附錄C和附錄D是規(guī)范的附錄。

本規(guī)范由中國移動通信集團(tuán)公司提出并歸口。

本規(guī)范起草單位：中國移動通信集團(tuán)公司、信息產(chǎn)業(yè)部電信科學(xué)技術(shù)研究院集成電路

設(shè)計中心。

1范圍

本規(guī)范規(guī)定了用戶識別模塊（SIM）的物理特性、電氣特性、傳輸協(xié)議，以及900/1800MUZ

TDMA數(shù)字蜂窩移動通信網(wǎng)移動分人機(jī)接口（MMD和SIM卡與移動設(shè)備（ME）之間接口技術(shù)

要求。

本規(guī)范適用于中國移動通信900/1800MI1ZTDMA數(shù)字蜂窩移動通信網(wǎng)移動臺的研究、開

發(fā)、測試、評估，以及該產(chǎn)品的生產(chǎn)、發(fā)行和采購。

2引用標(biāo)準(zhǔn)

下列標(biāo)準(zhǔn)所包含的條文，通過在規(guī)范中引用而構(gòu)成為本規(guī)范的條文。本規(guī)范推出時，

所示版本均為有效。所有標(biāo)準(zhǔn)都會被修訂，使用本規(guī)范的各方應(yīng)探討使用下列標(biāo)準(zhǔn)最新版本

的可能性。

GB/T17554-1998識別卡測試方法

CCITTT5.0"InternationalAlphabetNo?5”.(ISO646:1983,Information

processing-ISO7-bitscodedcharacterssetfor

informationinterchange)

1507810:1995Identificationcards-Physicalcharacteristics

ISO7816-1:1998Identificationcards-Integratedcircuit(s)cardswithcontacts,Parts

LPhysicalcharacteristics

ISO7816-2:1999Identificationcards-Integratedcircuit(s)cardswithcontacts.Parts

ILDimensionsandlocationsofthecontacts

ISO7816-3:1997Identificationcards-Integratedcircuit(s)cardswithcontacts,Parts

III:Electronicsignalsandtransmissionprotocols

GSM02.07Digitalcellulartelecommunicationssystem(Phase2+):Mobile

Stations(MS)features(V6.2.0:2000_04)

GSM02.09Digitalcellulartelecommunicationssystem(Phase2+):Security

aspects(V4.5.1:2000_08)

GSM02.ilDigitalcellulartelecommunicationssystem(Phase2+):Service

accessibility(V7.0.1:1999_07)

GSM02.17Digitalcellulartelecommunicationssystem(Phase2+):Subscriber

IdentityModules(SIM)functionalcharacteristics

(V8.0.0:2000_04)

GSM02.24Digitalcellulartelecommunicationssystem(Phase2+):Description

ofChargeAdviceInformation(CAI)(V7.0.1:2000_01)

GSM02.86Digitalcellulartelecommunicationssystem(Phase2+):Adviceof

charge(AoC)SupplymentaryServices-Stage1

(V7.0.0:1999_08)

GSM03.03Digitalcellulartelecommunicationssystem(Phase2+):Numbering,

AddressingandIdentification(V4.11.1:2000_12)

GSM03.20Digitalcellulartelecommunicationssystem(Phase2+):Security

relatednetworkfunctions(V8.0.0:2000_10)

GSM03.38Digitalcellulartelecommunicationssystem(Phase2+):Alphabet

andlanguage-specificinformation(V8.3.0:1997-09)

GSM03.41Digitalcellulartelecommunicationssystem(Phase2+):Technical

realizationoftheShortMmessageServiceCellBroadcast(SMSCB)

(V7.3.0:2000_04)

GSM11.11:2000Digitalcellulartelecommunicationssystem(Phase2+);Specification

oftheSubscriberIdentityModule-Mobile

Equipment(SIM-ME)interface

YD/T910.1-1997900/1800MHzTDMA數(shù)字蜂窩移動通信網(wǎng)移動臺(Phase2)人機(jī)

接口

YD/T1025-1999900/1800MHzTDMA數(shù)字蜂窩移動通信網(wǎng)移動臺人機(jī)接口和

SIM-ME接口技術(shù)要求(Phase2+)

3符號和縮略語

3.1縮略語及術(shù)語定義

A3算法3,鑒權(quán)算法,用于用戶鑒權(quán)(Algorithm3,authentication

algorithm;usedforauthenticatingthesubscriber)

A38A3A8算法，單一的算法，執(zhí)行A3和A8算法的功能(Asinglealgorithm

performingthefunctionsofA3andA8)

A5算法5,密碼算法，用于數(shù)據(jù)的加密和解密(Algorithm5,cipher

algorithm;usedforenciphering/decipheringdata)

A8算法8,密鑰算法,用于產(chǎn)生密鑰Kc(Algorithm8,cipherkeygenerator;

usedtogenerateKc)

AC訪問條件(AccessCondition)

ACK確認(rèn)(Acknockledge)

ACM累積呼叫計數(shù)(AccumulatedCallMeter)

ADN縮位撥號(AbbreviatedDiallingNumber)

ADM在創(chuàng)建EF的管理者控制下的對此EF的存取條件(Accesscondition

toanEFwhichisunderthecontroloftheauthoritywhich

createsthisfile)

ALW總是(Always)

AoC計費(fèi)通知(AdviceofCharge)

APDU應(yīng)用協(xié)議數(shù)據(jù)單元(ApplicationProtocolDataUnit)

ATR復(fù)位響應(yīng)(AnswerToReset)

BCCH廣播控制信道(BroadcastControlChannel)

BCD十進(jìn)制數(shù)的二進(jìn)制編碼(BinaryCodedDecimal)

BDN禁止拔號(BarredDiallingNumbers)

BTS基站(BaseTransmitterStation)

CB小區(qū)廣播(CellBroadcast)

CBMI小區(qū)廣播消息標(biāo)識(CellBoardcastMessageIdentifier)

CCITT國際電報電話咨詢委員會(TheInternationalTelegraphandTelephone

ConsultativeCommittee)

CCP性能配置參數(shù)(Capability/ConfigurationParameter)

CHV卡持有人校驗信息(CardHolderVerificationinformation)

CLA命令類(Class)

COS芯片操作系統(tǒng)(CardOperationSystem)

CPBCCH簽約包BCCH(COMPACTPacketBCCH)

CRC循環(huán)冗余校驗(CyclicRedundancyCheck)

DCS數(shù)字蜂窩系統(tǒng)(DigitalCellularSystem)

DF專用文件(DedicatedFile)

DTMF雙音多頻(DualTonemultipleFrequence)

EF基本文件(ElementaryFile)

ETS歐洲電信標(biāo)準(zhǔn)(EuropeanTelecommunicationsStandards)

ETSI歐洲電信標(biāo)準(zhǔn)委員會(EuropeanTelecommunicationsStandards

Institute)

etu基本時間單元(elementarytimeunit)

FDN固定拔號(FixedDaillingNumber)

FT固定終端(FixedTeminal)

GSM全球移動通信系統(tǒng)(GlobalSystemforMobilecommunications)

HPLMN歸屬PLMN(HomePLMN)

IC集成電路(IntegratedCircuit)

ICC集成電路卡(IntegratedCircuitCard)

ICS實現(xiàn)一致性聲明(ImplementationConformanceStatement)

ID用戶識別號(Identifier)

ID-1SIM插拔式SIM卡

IEC國際電子技術(shù)委員會(InternationalElectrotechnicalCommission)

INS命令報文的指令字節(jié)(InstructionByteofCommandMessage)

IMS1國際移動用戶識別號(InternationalMobileSubscriblerIdentity)

ISO國際標(biāo)準(zhǔn)化組織(InternationalOrganizationforStandardization)

IUT經(jīng)測試實現(xiàn)(ImplementationUnderTest)

Kc在加密算法A5中使用的密鑰

Ki在鑒權(quán)算法A3和密鑰生成算法A8中使用的用戶鑒權(quán)密鑰

LAI位置區(qū)信息(LocationAreaInformation)

LGTH數(shù)據(jù)單元的長度（Length）

LND最后拔號(LastNumberDaiHed)

LSA局域服務(wù)區(qū)(LocalisedServiceArea)

LSAID局域服務(wù)區(qū)(LocalisedServiceAreaIdentity)

LSB最低有效位(LeastSignihcanlBit)

MCC移動國家代碼(MobileCountryCode)

ME移動設(shè)備(MobileEquipment)

MExE移動臺應(yīng)用執(zhí)行環(huán)境(MobileStationApplicationExecution

Environment)

MF主文件(MasterFile)

MMI人機(jī)接口(ManMachineInterface)

MNC移動網(wǎng)號(MobileNetworkCode)

MS移動臺(MobileStation)

MSB最高有效位(MostSignificantBit)

MSISDN移動臺國際ISDN號(MobileStationinternationalISDNnumber)

NET網(wǎng)絡(luò)(Network)

NEV永遠(yuǎn)不（Never）

NPI編號方案識別(NumberingPlanIdentifier)

OPLMN操作者控制PLMN(OperatorcontrolledPLMN)

PIN/PIN2個人識別號碼/個人識別號碼2(PersonalIdentificationNumber/

PersonalIdentificationNumber2)

PLMN公共陸地移動網(wǎng)(PulicLandMobileNetwork)

PLUG-INSIM嵌入式SIM卡

PPS協(xié)議參量選擇，響應(yīng)ATR(ProtocolandParameterSelect(response

totheATR))

PUK/PUK2PIN解鎖號碼/PIN2解鎖號碼(PINUnblockingKey/PINUnblocking

Key2)

RAND網(wǎng)絡(luò)發(fā)送的個隨機(jī)查詢（Random）

RFU保留未用(ReservedForFutureUse)

RST復(fù)位（Reset）

SIM用戶識別模塊(SubscribleIndentityModule)

SMS短消息業(yè)務(wù)(ShortMessageService)

SRESSIM計算的簽名響應(yīng)(SignedRESponsecalculatedbyaSIM)

SSC補(bǔ)充業(yè)務(wù)控制串(SupplementaryServiceControlstring)

SW1/SW2狀態(tài)字1/狀態(tài)字2(StatusWordl/StatusWord2)

TMSI臨時移動用戶識別(TemporaryMobileSubscribleIndentity)

TON號碼類型(TypeOfNumber)

TP傳輸層協(xié)議(TransferlayerProtocol)

TPDU傳輸協(xié)議數(shù)據(jù)單元(TransferProtocolDataUnit)

TS技術(shù)規(guī)范(TechnicalSpecification)

VPLMN被訪PLMN(VisitedPLMN)

3.2符號

Cin輸入電容

Coul輸出電容

IccVCC上的電源電流

lih輸入電流上限

lil輸入電流下限

loh輸出電流上限

lol輸出電流下限

IppVPP上的編程電流

tr信號下降時間（信號幅度從10%至90%的下降時間）

tr信號上升時間（信號幅度從10%至90%的上升時間）

Vcc供電電源

Vm輸入電壓上限

Vil輸入電壓下限

Voh輸出電壓上限

Vol輸出電壓下限

vpp編程電壓

4物理特性

從物理特性上，SIM卡可分為ID-1（插拔式）卡和PLUG-IN（嵌入式）卡兩種不同的類

型。

4.1主要物理特性指標(biāo)

SIM卡的主要物理特性指標(biāo)如下：

——抗紫外線：卡的任何一面在接受總能量為15Ws/cm2的紫外線光照后，應(yīng)不引起卡

的失效；

——X射線：卡的任何?面每邊在受到0.IGy劑量，相當(dāng)于70~140KV中等能量X射線

照射時（一年的累計劑量），應(yīng)不引起卡的失效；

-觸點與卡基表面的偏差：觸點的最高點不應(yīng)高于卡的鄰近表面0.05mm,最低點不

應(yīng)低于卡的鄰近表面0.1mm；

——（卡和觸點的）機(jī)械強(qiáng)度：在每個觸點表面和觸點區(qū)域（整個導(dǎo)電表面）在相當(dāng)于

對1.5mm直徑的鋼球施加1.5N的工作壓力下，不應(yīng)受到破壞；

——觸點電阻：在兩個串聯(lián)的觸點間，施加50pA-300mA的直流電流，其觸點之間的

接觸電阻應(yīng)小于0.5。。在施加4MHz,10mA的交流電時，其觸點之間的阻抗的壓降小于10mV；

——抗磁場干擾：卡暴露在穩(wěn)定的79500A/m（lOOOQe）磁場下，不應(yīng)使芯片喪失功能;

——抗彎曲特性：

縱向：最大變形2cm；頻率：30次/分鐘；

橫向：最大變形1cm；頻率：30次/分鐘。

卡在1000次彎曲之后應(yīng)該正常工作并且沒有破裂：

——卡的翹曲：卡的翹曲是指卡平坦性的任意變形；整卡的最大翹曲應(yīng)小于L5mm；

——卡的動態(tài)彎曲應(yīng)力（彎曲特性）：在1000次彎曲后，卡應(yīng)保持其功能完好，且不應(yīng)

顯示出任何破裂；

——卡的動態(tài)扭曲應(yīng)力（扭曲特性）：在1000次扭曲后，卡應(yīng)保持其功能完好，且不應(yīng)

顯示出任何破裂；

——模塊附著力:卡接受60N的拉力并持續(xù)1分鐘，模塊不應(yīng)從卡基上分離和出現(xiàn)裂紋、

微模塊變形等現(xiàn)象；

——剝離：剝離定義