1、PAGE CALIFORNIA CODE OF REGULATIONSTitle 20. Public Utilities and EnergyDivision 2. State Energy Resources Conservation and Development CommissionCurrent as of July 2008Note to ReadersThis unofficial compilation of the Energy Commissions Regulations has been prepared by the Chief Counsels Office. Th

2、e official regulations are maintained by the Office of Administrative Law (/) and are available at local law libraries.Please bring any errors or omissions, questions or suggestions, to the attention of Chief Counsels Office at (916) 654-3951.PAGE xvCALIFORNIA CODE OF REGULATIONSTitle 20. Public Uti

3、lities and EnergyDivision 2. State Energy Resources Conservation and Development CommissionCurrent as of July 2008Table of ContentsPageChapter 1.General Provisions1Article 1. Construction of Regulations 1 1001.Interpretation. 1002.Service on the Commission. 1003.Computation of Time. 1006.Service on

4、the Commission. 1007.Computation of Time.Chapter 2.Rules of Practice and Procedure2Article 1. Commission Meetings2 1101.Scope. 1102.MeetingsScheduling. 1103.Notice and Agenda. 1104.Meetings. 1105.Permanent Record. 1200.Scope. 1201.Definitions. 1202.Right of Any Person to Comment. 1203.Powers of the

5、Chairman. 1204.Designation of Committees and Presiding Member; Quorum. 1205.Designation of Hearing Officer; Responsibilities. 1206.Representatives. 1207.Intervenors. 1208.Conferences; Purpose; Notice; Order. 1209.Form of Submissions. 1209.5.Electronic Filing. 1210.Filing by Parties. 1211.Submission

6、of Exhibits; Filing. 1212.Rules of Evidence. 1213.Official Notice. 1214.Record and Transcript. 1215.Interlocutory Orders and Appeals.Article 1. Commission Meetings (Contd) 2 1216.Ex Parte Contacts. 1217.Informal Hearings. 1218.Ex Parte Contacts. 1219.Interim Regulations for Adjudicatory Procedure.Ar

7、ticle 3. Rulemaking and Informational Hearings12 1220.Scope. 1221.Petitions. 1222.Commission Orders. 1223.Notice. 1224.Use of Testimony. 1225.Questioning.Article 4. Complaints and Investigations15 1230.Scope. 1231.Complaints and Requests for Investigation; Filing. 1232.Complaints and Requests for In

8、vestigation; CommissionResponse. 1233.Answers to Complaints and Requests for Investigation. 1233.5.Staff Assessment. 1234.Notice and Hearing. 1235.Proposed Decision. 1236.Commission Decision. 1236.5.Public Participation and Intervention. 1237.PostCertification Complaints.Chapter 3. Data Collection21

9、Article 1. Quarterly Fuel and Energy Reports21 1301.Title. 1302.Rules of Construction and Definitions. 1303.General Rules for All Reports. 1304.Power Plant Reports. 1305.Control Area Operator Reports. 1306.LSE and UDC Reports, and Customer ClassificationReports. 1307.Gas Utility and Gas Retailer Rep

10、orts and CustomerClassification Reports. 1308.Quarterly Gas Utility and Electric Generator TollingAgreement Reports. 1309.Quarterly Interstate Pipeline Company Reports. 1310.Natural Gas Processor Reports.Article 1. Quarterly Fuel and Energy Reports (Contd)21 1311.Energy Efficiency Program Data Colle

11、ction from LocalPublicly-Owned Utilities. 1312.Trade Secrets. 1313.Accuracy Report.Article 2. Forecast and Assessment of Energy Loads and Resources45 1340.Scope. 1341.Rules of Construction and Definitions. 1342.General Requirements for Preparation of Planning Reports and Supporting Survey and Load M

12、etering DataCollection Requirements. 1343.Energy End User Data: Survey Plans, Surveys, and Reports. 1344.Load Metering Reports. 1345.Demand Forecasts. 1346.Electricity Resource Adequacy. 1347.Resource Plans. 1348.Pricing and Financial Information. 1349.Electric Transmission System Plan and CorridorI

13、nformation. 1350.Exemptions. 1351.Requests for Information.Article 3. Petroleum Information Reports63 1361.Title. 1362.Definitions: General. 1363.Definitions: Specific. 1363.1. Definitions: Specific Petroleum and Non-Petroleum Products. 1363.2. Definitions: Specific Definitions for Purposes of Repor

14、ting Requirements. 1364.Reporting Periods. 1365.Information Requirements; General. 1365.1. Information Requirements; General Reporting Requirements. 1365.2. Information Requirements; Other Reporting Requirements. 1366.Requirement to File. 1367.Form and Format of Reports. 1368.Refiners and Marketers

15、Projections. 1368.1. Financial Information. 1368.5.Integrated Oil Refiners Annual Forecasts. 1368.8.Financial Information. 1369.Duty to Preserve Data. 1370.Confidential Information. 1371.Failure to Provide Information.Article 3. Petroleum Information Reports (Contd)63Appendix A82Appendix B84Appendix

16、 C88Article 4. Wind Performance Reporting Systems92 1381.Title and Purpose. 1382.Definitions. 1383.Reporting Period. 1384.Requirements to File. 1385.Information Requirements: Wind Project Operators. 1386.Information Requirement: Wind Power Purchaser. 1387.Publication of Data. 1388.Failure to Provide

17、 Information. 1389.Exemptions.Article 5. Electricity Generation Source Disclosure96 1390. Scope. 1391.Definitions. 1392.Generation Disclosure. 1393.Retail Disclosure to Consumers. 1394.Annual Submission to the Energy Commission.Appendix A1111Appendix A2112Appendix A3113Appendix A4114Appendix A5115Ap

18、pendix B116Appendix C117Article 6. Qualified Departing Load CRS Exemptions120 1395.Scope. 1395.1.Rules of Construction and Definitions. 1395.2. Departing Load CRS Information Form or Form. 1395.3.Process for Assessing Eligibility for CRS Exemptions, and Reporting Requirements. 1395.4. CRS Exemption

19、Queue and Procedures for Updating the Queue. 1395.5. Extension Requests, Other Substantive Changes, and Requests to Evaluate Additional Information. 1395.6.Incorporation of Information and Impacts of CRS and CRS Exemptions into IEPR.Chapter 4.Energy Conservation128Article 1. Energy Building Regulati

20、ons128 1401.Scope. 1402.Definitions. 1403.Permit, Certificate, Informational, and Enforcement Requirements for Designers, Installers, Builders, Manufacturers, and Suppliers. 1404.Exceptional Designs. 1405.Enforcement by the Commission. 1406.Locally Adopted Energy Standards. 1407.Interpretations. 140

21、8.Exemption. 1409.Calculation Methods and Alternative Component Packages. 1410.Procedures for Consideration of Applications Under Sections 1404, 1406, 1408, and 1409.Article 2. Nonresidential Building Standards129 1451.Energy Insulation Standards for Nonresidential Buildings.Article 3. Standards for

22、 Insulating Material129 1551. Application and Scope. 1552.Definitions. 1553.Urea Formaldehyde Foam Field Applied. 1554.Approval of Testing Laboratories. 1555.Certification. 1556.Quality Assurance. 1557.Identification. 1558.Inspections. 1559.Performance Tests. 1560.Costs of Inspection and Testing. 15

23、61.Enforcement. 1562.Release of Information. 1563.Liability. 1564.Insulating Existing Buildings. 1565.Interpretation.Article 4. Appliance Efficiency Regulations134 1601. Scope. 1602.Definitions. 1602.1.Rules of Construction. 1603.Testing: All Appliances. 1604.Test Methods for Specific Appliances.Art

24、icle 4. Appliance Efficiency Regulations (Contd)134 1605.Energy Performance, Energy Design, Water Performance,and Water Design Standards: In General. 1605.1.Federal and State Standards for FederallyRegulated Appliances. 1605.2.State Standards for FederallyRegulated Appliances. 1605.3.State Standards

25、 for NonFederallyRegulated Appliances. 1606.Filing by Manufacturers; Listing of Appliances in Database. 1607.Marking of Appliances. 1608.Compliance, Enforcement, and General Administrative Matters.Article 5. Load Management Standards293 1621.General Provisions. 1622.Residential Load Management Stand

26、ard. 1623.Load Management Tariff Standard. 1624.Swimming Pool Filter Pump Load Management Standard. 1625.NonResidential Load Management Standard.Article 6. Energy Conservation Assistance Act Regulations309 1650. Purpose. 1651.Definitions. 1652.Loan Cycles. 1653.Energy Audit and Energy Audit/Technica

27、l Audit Loans. 1654. Energy Conservation Measure Loans. 1655.Streetlight Conversion Project Loans.Article 7. Regulations for the Geothermal Grant and Loan Program for Local Jurisdiction315 1660.Purpose. 1661.Definitions. 1662.Types of Financial Assistance. 1663.Terms for Loan Payment. 1664.Funding C

28、ycle; Schedule. 1665.Application and Award Procedures.Appendix A321Article 8. California Home Energy Rating System Program321 1670.Scope. 1671.Definitions. 1672.Requirements for Rating Systems. 1673.Requirements for Providers. 1674.Certification of Providers and Rating Systems. 1675.Review by the Co

29、mmission.Chapter 5.Site Certification329Article 1. General Provisions Applicable to Notices and Applications329 1701.Scope of Regulations. 1702.Definitions. 1703.Requirement to File. 1704.Information Requirements for Notices and Applications. 1705.Form of Submissions. 1706.Number of Copies. 1707.Aut

30、hority and Verification. 1708.Fees. 1709.Filing of Notices and Applications for Certification; Data Adequacy Review and Docketing. 1709.5. Prefiling Review. 1709.7.Informational Hearing, Site Visit, and Schedule. 1709.8. Withdrawal of Notice or Application. 1710.Noticing Procedures; Setting of Heari

31、ngs, Presentations, Conferences, Meetings, Workshops, and Site Visits. 1711.Right of Any Person to Comment. 1712.Right to Become a Party; Rights and Duties. 1712.5. Staff as an Independent Party. 1713.Summary of Notice or Application; Distribution 1714. Distribution of Copies to Public Agencies; Req

32、uest for Comments. 1714.3. Agency Comments on a Notice; Purpose and Scope. 1714.5. Agency Comments on an Application; Purpose and Scope. 1714.7. Air Quality Report on the Notice; Preparation; Contents; Testimony. 1714.9. Determination of Compliance; Preparation by Local Air Districts. 1715.Reimburse

33、ment of Local Agencies. 1716.Obtaining Information. 1716.5. Motions, Hearings, Decision. 1717.Distribution of Pleadings, Comments, and Other Documents. 1718.Staff Meetings; Purposes. 1718.5. Prehearing Conferences; Hearing Order. 1719. Consolidation or Severance Proceedings. 1720.Reconsideration of

34、Decision or Order. 1720.2.Termination of NOI, AFC, and SPPE Proceedings. 1720.3. Construction Deadline. 1720.4.Effective Date of Decisions. 1720.5. Demand Conformance. 1720.6. Demonstration Projects.Article 2. Procedures for Considering Notices of Intention to File an Application for Certification35

35、1 1721.Purpose of Notice and Notice of Intention Proceeding. 1722.Public Information Presentations. 1722.5. Air Quality Report on Notice; Preparation; Contents; Testimony. 1722.9. Prehearing Conferences; Hearing Order. 1723.Nonadjudicatory Hearings; Purposes and Procedures. 1723.5. Presentation of E

36、vidence; Burdens of Producing Evidence; Burdens of Proof. 1724.Summary and Hearing Order; Preparation; Contents; Distribution. 1725. Adjudicatory Hearings. 1726. Final Report; Preparation; Distribution. 1726.5. Request for PUC Comments. 1727. Final Report and Proposed Decision Hearings. 1728. Decisi

37、on. 1729. Nonapprovable Sites or Non-Certifiable Sites. 1730. Approval; Required Finding for Air Quality. 1731. Environmentally Unacceptable Sites.Article 3. Procedures for Considering Applications for Certification359 1741. Application Proceeding; Purpose and Objectives. 1742. Review of Environment

38、al Factors; Staff and Agency Assessment. 1742.5. Environmental Review; Staff Responsibilities. 1743. Review of Safety and Reliability Factors; Staff and Agency Assessment. 1744. Review of Compliance with Applicable Laws. 1744.5. Air Quality Requirements; Determination of Compliance. 1745. Location o

39、f Hearings and Conferences. 1746. Prehearing Meetings; Purposes. 1747. Final Staff Assessment. 1748. Hearings; Purposes; Burden of Proof. 1748.5. Environmental Review; Staff Responsibilities. 1749. Presiding Members Proposed Decision; Distribution; Comment Period. 1750. Proposed Decision. 1751. Pres

40、iding Members Proposed Decision; Basis. 1752. Presiding Members Proposed Decision; Contents. 1752.3. Presiding Members Proposed Decision; Air Quality Findings. 1752.5. Presiding Members Proposed Decision; CEQA Findings. 1752.7. Presiding Members Proposed Decision; Findings for a Multiple Facility Si

41、te. 1753. Revised Presiding Members Proposed Decision. 1754. Hearings on Presiding Members Proposed Decision. 1755. Final Decision.Article 3. Procedures for Considering Applications for Certification (Contd)359 1756. Schedule for Review of Applications. 1757. Multiple-Facility Sites, Review Schedule

42、. 1760. Environmental Impact Report. 1763. Exemption from the Notice of Intention Requirements for Cogeneration Facilities Greater Than 300 Megawatts. 1764. Acceptance of Applications for Cogeneration Facilities Greater Than 300 Megawatts. 1765. Projects Exempted from Notice Requirements; Applicatio

43、n Procedures. 1768.Notice of Decision; Filing with Resources Agency. 1769.Post Certification Amendments and Changes. 1770.Compliance Verification.Article 4. Additional Provisions Applicable to Geothermal Notices and Applications373 1801.Applicability of Regulations. 1802. Policies of the Commission

44、on the Siting of Geothermal Power Plants. 1803.Alternative Certification Processes for Geothermal Power Plants. 1804.Special Geothermal Definitions. 1805.Information Requirements for Geothermal Notices and Applications. 1806.Schedule for Review of Geothermal Notices. 1807.Schedule for Review of Appl

45、ications Following Approval of a Geothermal Notice. 1808.Schedule for 12Month Review of Geothermal Applications. 1809.Determination of Availability of Commercial Resource. 1860.Policy and Purpose. 1861.Counties Eligible to Petition for Delegation of Authority. 1862.Contents of Petition. 1863.Equival

46、ent Certification Program Requirements. 1864.Commission Staff Analysis. 1865.Air Quality Determinations. 1866.Record of Proceedings. 1867.Commission Action on Petition. 1868.Appeals to Commission. 1869.Commission Action on Appeals. 1870.Revocation of Delegation.Article 5. Small Power Plant Exemption

47、s381 1934.Statement of Purpose. 1935.Definitions. 1936.Filing Applications for Exemption. 1937.Contents of Application. 1938.Form of Application. 1939.Number and Distribution of Materials. 1940.Notice of Application. 1941.Intervention. 1942.Requests for Information from Applicant. 1943.Presentation

48、of Evidence. 1944.Hearings. 1945.Final Argument and Decision. 1946.Content of Decision. 1947.Modifications of Deadlines. 1948.Modifications of Deadlines.Article 6. Powerplant and Transmission Line Jurisdictional Investigations 384 2001.Definitions. 2003.Generating Capacity. 2010.Petition For Expedit

49、ed Clearance; Filing. 2011.Notice of Petition for Expedited Clearance. 2012.Clearance Order.Appendix A387Appendix B395Appendix C419Appendix D430Appendix E430Appendix F430Article 7. Additional Provisions for Considering Expedited Applications Under Public Resources Code Section 25550431 2021.Purpose

50、of Expedited Proceeding; Applicability of Regulations. 2022.Information Requirements. 2023.Data Adequacy Review and Acceptance. 2024.Intervention. 2025.Discovery. 2026.Agency Comments. 2027.Staff Reports. 2028.Removal of the Project from the SixMonth Process. 2029.Hearings. 2030.Presiding Members Pr

51、oposed Decision; Commission Decision. 2031.Construction Deadline.Chapter 5.5.Public Interest Energy Research (PIER) Program439Article 1. Sole and Single Source Contracts439 2100.Award of Sole Source Contracts. 2101.Award of Single Source Contracts. 2102.Factors for Consideration. 2103.Procedures and

52、 Format. 2104.Public Agency Exemption.Article 2. Competitive Negotiations442 2110.Definitions. 2111.Intent and Overview of Competitive Negotiations Solicitation. 2112.PreBid Conference. 2113.Possible Modification/Addenda to CNS. 2114.Notice of Intention to Bid. 2115.Discussion Proposal Procedures. 2

53、116.Discussion Proposals: Content. 2117.Final Proposal. 2118.Evaluation and Selection Process. 2119.Proposed Awards of Contracts. 2120.Debriefing. 2121.Award Protest. 2122.Modification or Withdrawal of Submittals. 2123.Right to Modify CNS, Cancel CNS or Reject Proposals. 2124.Grounds to Reject Propo

54、sals. 2125.Confidential Information. 2126.Correction of Errors in CNS. 2127.Contract Terms and Conditions. 2128.Bidders Proposal Preparation Costs. 2129.Disposition of Proposals. 2130.Immaterial Deviations in Proposal. 2131.Audits. 2132.Joint Bids. 2133.Bidder Responsibility. 2134.Additional Procedu

55、res.Chapter 6.Environmental Protection454Article 1. Implementation of the California Environmental Quality Act of 1970454 2300.Authority. 2301.Purpose. 2302.Definitions. 2303.General Responsibilities. 2304.Activities Not Requiring an Initial Study. 2305.Initial Study. 2306.Negative Declaration. 2307

56、.EIR Preparation and Procedure.Article 1. Implementation of the California Environmental Quality Act of 1970 (Contd)454 2308.Fees for EIR or Negative Declaration Expenses. 2309. Review of Environmental Documents of Other Lead Agencies. 2310. Certified/Exempt Regulatory Programs. (Reserved)Article 2.

57、 Designation of Transmission Corridor Zones458 2320. Scope and Objectives of Designation Process. 2321. Information Requirements. 2322. Format and Number of Copies. 2323. Review and Acceptance of Application. 2324. Public Notification. 2325. Coordination with Interested Agencies, Intervention, and P

58、ublic Participation. 2326. Reimbursement. 2327. Requests for Information. 2328. Informational Hearing and Scoping Meeting. 2329. Preparation of Environmental Report, Need Assessment, and Staffs Role. 2330. Publication of the Environmental Report, Need Assessment, and Public Review. 2331. Prehearing

59、Conference and Hearing Order. 2332. Hearings and Record. 2333. Proposed Decision. 2334. Findings and Conclusions. 2335. Final Decision and Hearing. 2336. Notification of a Designated Corridor. 2337. Use of a Designated Corridor. 2338. Catalogue of Environmental Reports for Designated Corridors. 2339

60、. Review of Designated Corridors. 2340. Application of CEQA.APPENDIX A 469Chapter 7.Administration477Article 1. Conflict of Interest Code477 2401.General Provisions. 2402.Appendix.Article 2. Disclosure of Commission Records482 2501.Policy. 2502.Scope. 2503.Construction and Definitions.Article 2. Dis