1、越南市場(chǎng)概況目錄一、越南證券交易市場(chǎng)概況3二、胡志明證券交易所3Current listing scale4胡志明證券交易所主要上市公司一覽4胡志明證券交易所所有上市公司列表（2009-06-30）（市值以新臺(tái)幣計(jì)）5三、河內(nèi)交易所12Current Market Scale12Listed requirements12河內(nèi)交易所主要上市公司一覽13河內(nèi)交易所所有上市公司列表（2009年12月20日）（市值以越南盾計(jì)）14一、越南證券交易市場(chǎng)概況越南有8700萬人口，在世界名列第13位，也算得上是一個(gè)人口大國(guó)，特別是相對(duì)于其33萬平方公里的國(guó)土面積來說，自1986年實(shí)行改革開發(fā)以來，越南經(jīng)濟(jì)快

2、速增長(zhǎng)，增長(zhǎng)率在東南亞國(guó)家中位居榜首，在東亞國(guó)家中僅次于中國(guó)。市場(chǎng)潛力和較為穩(wěn)定的政治環(huán)境使越南吸引了大量FDI，2007年吸引外資超過178億美元，越南的人均GDP在2007年達(dá)到U$835。越南證券市場(chǎng)也在極其快速的增長(zhǎng)，在胡志明和河內(nèi)交易所掛牌的上市公司數(shù)量達(dá)到286家(河內(nèi)133家，胡志明153家)，市值超過600億人民幣。有84家證券公司和18家基金管理公司，但99%的交易賬戶是個(gè)人賬戶，個(gè)人投資者貢獻(xiàn)了70%的交易量，以外資和合資為主的機(jī)構(gòu)貢獻(xiàn)了30%的交易量。越南股市的保證金由4家外資銀行和2家本地銀行托管。越南法律對(duì)外資比例有限制，外資在金融企業(yè)最大持股比例為30%，其他行業(yè)為

3、49%，目前外資在已上市公司中持有比例平均為25%-30%，上市公司中有15家已經(jīng)達(dá)到最大限度。越南股市目前采用T+3制度，日漲跌幅限制為河內(nèi)交易中心10%、胡志明交易中心5%，但因?yàn)榻衲暌詠砉墒械拇蠓碌ǔ^40%），已經(jīng)將漲跌幅限制改為2%和1%。越南股市交易市場(chǎng)分為河內(nèi)(HASTC)和胡志明交易所(HOSTC)，以及OTC市場(chǎng)。越南股市交易時(shí)間為每周一至周五，每天四場(chǎng)交易。其中第一盤和第三盤為定期撮合，第二盤為連續(xù)撮合，第四盤則為大額議價(jià)(交易量20000股以上)，但大宗交易漲跌幅依然受當(dāng)天上下5%。下單的種類分為限價(jià)單(Limitorder，LO)和市價(jià)單(Marketprice，M

4、P)兩種，惟一不同的是第一盤與最后一盤成交價(jià)分別為開盤價(jià)(attheopeningorder單，ATO)和收盤價(jià)(attheclosingorder，ATC)，兩種下單方式都優(yōu)于限價(jià)單，且僅分別于第一、三盤有效。投資人下單僅于第二盤可以取消，其他未成交之委托單必須等至該盤收盤自動(dòng)取消之。僅賣單可以延續(xù)繼續(xù)生效至下一盤。截止2009年11月30日，越南股市市值為669萬億越盾（約390億美元），相當(dāng)于2008年GDP的55%。比2008年底市值225萬億越盾（約131億美元），增長(zhǎng)了2倍。目前越南共有105家證券公司，46家基金公司，382家外國(guó)投資基金參與股市經(jīng)營(yíng)活動(dòng)。股票交易戶共73萬，比2

5、008年底增加18萬戶。二、胡志明證券交易所胡志明市證券交易中心是胡志明市駐證券交易所。1997年成立。本所為越南第一證券交易所。2006末年，總市場(chǎng)資本化140億，占越南GDP百分之22%。胡志明市證券交易中心位于胡志明市中心郡，正式地于2000年6月20日開幕，2000年6月28日開始進(jìn)行買賣。根據(jù)越南證券律(從2007年1月1日起效力)，在越南經(jīng)營(yíng)的證券公司必須有條例資本2000億越南盾(USD 12.5 million)。Current listing scaleALLSTOCKSIFCsBONDSOTHERTotal Listed Shares(1 share)263.00194.0

6、04.0065.000.00Percent (%)100.0073.761.5224.710.00Listed Volume(1000 shares)9,452,904.639,061,433.80252,055.53139,415.300.00Percent(%)100.0095.862.671.470.00Listed Value(mil. VND)107,076,422.8190,614,338.012,520,555.3013,941,529.500.00percent (%)100.0084.632.3513.020.00胡志明證券交易所主要上市公司一覽1人民幣（RMB）約合2600

7、2700越南盾（VND）代碼公司名稱行業(yè)市值(M VND)流通股數(shù)價(jià)格(in thousands of VND)PEEPSBMI保明保險(xiǎn)（BMI）保險(xiǎn)1,615,7007550000021.414.51430DHG后江藥品醫(yī)藥1,010,00020000000101166473DPM越南石油肥料化學(xué)（PVFCCO）塑化12,616,00038000000033.2142425DPR東福橡膠股份公司（DORUCO）橡膠種植1,952,0004000000048.8301638FPTFPT科技科技6,464,68013978781870252822GMD運(yùn)輸聯(lián)合代理（GEMADEPT）航運(yùn)3,18

8、5,0004750000070342082HPG和發(fā)集團(tuán)（Hoa Pha）綜合7,128,00019636399854301826ITA新造工業(yè)區(qū)股份公司（ITACO）房地產(chǎn)3,426,94613590694729.830984KDC京都食品（KINH DO）食品2,678,898571148765796218PPC法來熱電電力5,643,86532623500017.320865PVD越南石油鉆探公司油電6,498,26013216750459381569PVT油氣運(yùn)輸股份公司航運(yùn)943,20014760000013.113597REE冷機(jī)電股份公司機(jī)電2,294,8488104313139

9、.945878SJS駝河都市與工業(yè)區(qū)發(fā)展投資公司房地產(chǎn)3,060,0006533333376.5126603SSI西貢商業(yè)銀行金融10,045,00031321413373.519.83760VICVincom股份聯(lián)營(yíng)公司房地產(chǎn)11,100,00011998315592.5193479VNM越南牛奶食品12,269,29617527566970342079VPLVinpearl旅游貿(mào)易旅游4,420,00010000000044.275593VSH永山水力發(fā)電電力2,430,00013749425716.240540數(shù)據(jù)截止2009年12月21日胡志明證券交易所所有上市公司列表（2009-06

10、-30）（市值以新臺(tái)幣計(jì)）三、河內(nèi)交易所Hanoi Stock Exchange (HNX) was established by the Decision no. 01/2009/Q-Ttg dated January 02, 2009 by the Prime Minister of Vietnam on the grounds of transforming and restructuring Hanoi Securities Trading Centre. Hanoi Securities Trading Centre (HASTC), which was founded in com

11、pliance with Decision No.127/1998/Q-TTg dated July 11, 1998, has gone live since 2005 with organizing share auctions, bond biddings as well as providing a secondary market for both stocks and bonds as major activities. For 4 years of operation, HASTC has seen robust development in market scale, trad

12、ing volume, number of members, and become a stock exchange attracting the interest of enterprises and investors. In 2008, HASTC was awarded Third-Rank Labor Medal by the State for outstanding achievements in the development of the stock market, making considerable contributions to the Socialism cons

13、truction and national defense. 河內(nèi)證券交易所總部位于越南河內(nèi)市，在2005年3月成立，目前主要投資股票及債券市場(chǎng)，是自從胡志明市證券交易所成立后以來，成立第二家證券交易所。在河內(nèi)證券交易中心掛牌上市的公司，相比胡志明市證券交易所上市的公司，規(guī)模較小、門檻也較低，有點(diǎn)類似于中國(guó)的深圳中小板，但和深交所不同的是，河內(nèi)證券交易中心股票交易的比例只有36%，64%是債券交易（政府債券占86%，市政債券6%，企業(yè)債券只占8%），而且官方批準(zhǔn)的OTC市場(chǎng)也設(shè)在河內(nèi)證券交易中心。在越南個(gè)人可以設(shè)立證券公司，但證券承銷業(yè)務(wù)要求較高的門檻，一般只有國(guó)有證券公司能開展。Curren

14、t Market ScaleListed requirementsFor stocks: - Being a joint stock company having the minimum charter capital at VND 10 billion calculated at book value at the time of application for listing; - Business operations in the year immediately preceding the year of registration for listing must have been

15、 profitable, there must not be no debts which have been overdue for more than one year, and all financial obligations to the State must have been discharged; - At least 100 shareholders must own voting shares in the company; - Shareholders being members of the Board of Directors, Supervisory Board,

16、the Manager or General Manager, the Deputy Manager or Deputy General Manager and the Chief Accountant of the company must commit to hold 100% of the shares they own for a period of 6 months from the listing date and 50% of this number of shares for the following 6 months.For corporate bonds: - Being

17、 a joint stock company, limited liability company or State owned enterprise having the minimum charter capital at VND 10 billion calculated at book value at the time of application for listing; - All bonds of one issue must have the same maturity date.For Government bonds, bonds underwritten by the

18、Government and municipal bonds: listed at HASTC pursuant to the request of bond issuer.河內(nèi)交易所主要上市公司一覽CodeCompany NameIndustry上市交易日Total assets（億越南盾）Market Value(億越南盾)Price(千越南盾)PEPBEPSACBAsia Commercial BankFinance2006.11446450約171.7億元100731約38.7億元38.48.61.304321BVSBaoViet Securities CompanyFinance20

19、06.1212963約4.9億元13725約5.2億元30.440.41.28858SHBSai Gon - Hanoi Commercial Joint Stock BankBanking2009.0411550約4.4億元23.123.1-973PVIPetrovietnam InsuranceInsurance2007.0826405約10.1億元25.521.9-1244CTSVietinbank SecuritiesSecurity2009.0714297約5.4億元18.1-SHSSaigon - Hanoi Securitities JSCSecurity2009.0611579

20、約4.4億元28.2-BCCBimSon Cement JSCConstruction2006.1111250約4.3億元12.55.11.092258BTSButSon Cement JSCConstruction2006.1223457約9億元11087約4.5億元12.28.61.071385PVXPetro Vietnam Construction Joint Stock CorporationConstruction2009.0835250約13.5億元23.519.4-1272VCGVietnam Construction and Import-Export Joint Stock

21、 CorporationConstruction2008.0958194約22.3億元38.831.4-1330河內(nèi)交易所所有上市公司列表（2009年12月20日）（市值以越南盾計(jì)）Average value on: 21/12/2009NoStock CodeCompaniesCharter CapitalFirst Trading DateTotal Market ValueIndustry1ACBAsia Commercial Bank2,630,059,960,00021/11/200610,073,129,685,100Finance2AGCAn Giang Coffee JSC83

22、,000,000,00005/01/200994,620,000,000Agriculture3ALTALTA COMPANY49,339,050,00027/07/2009134,202,216,000Services4B82482 Joint Stock Company15,000,000,00017/03/2008Construction5BBSButSon Cement Packing JSC30,000,000,00028/12/2005Construction6BCCBimSon Cement JSC900,000,000,00024/11/20061,125,000,000,00

23、0Construction7BEDDanang Books and School Equipment JSC30,000,000,00021/10/2009Education8BHCBien Hoa Concrete JSC45,000,000,00015/05/2009Construction9BHVViglacera BaHien JSC10,000,130,00021/11/2006Construction10BKCBac Kan Mineral Joint Stock Corporation37,483,000,00018/08/200980,213,620,000Minerals11

24、BLFBac Lieu Fisheries JSC50,000,000,00002/06/2008Aquatic products12BPCBimson Packing Company38,000,000,00008/06/200977,520,000,000Packaging13BSTBinh Thuan Book and Equipment JSC11,000,000,00018/12/2008School equipment14BTHHa Noi Transformer Manufacturing and Electric Material Joint Stock Company30,0

25、00,000,00004/01/200836,600,000,000Electronic equipment15BTSButSon Cement JSC908,801,600,00005/12/20061,108,737,952,000Construction16BVSBao Viet Securities Company451,500,000,00018/12/20061,372,560,000,000Finance17BXHHaiphong Cement Packing Joint-Stock Company30,000,000,00025/11/2009Cement Packing Pr

26、oduction18C92Construction and Investment JSC No. 49212,000,000,00019/11/2007Construction19CANHalong Canned Food JSC50,000,000,00012/06/2009Seafood20CAPYen Bai Agro-forestry products and Foodstuff Corporation11,000,000,00009/01/2008Foodstuff21CCMCan Tho Cement JSC27,500,000,00018/09/200882,500,000,00

27、0Cement22CDCChuong Duong Corporation64,657,150,00001/11/2007257,335,457,000Construction23CICCOTEC Investment and Construction JSC27,185,960,00029/12/2006Construction24CIDConstruction and Infrastructure Development JSC10,820,000,00014/07/2005Construction25CJCCentral Area Electrical Mechanical JSC20,0

28、00,000,00014/12/2006Electricity26CMCCMC Investment JSC3,040,000,00011/12/2006Industry27CSCThanh Nam construction and investment Join Stock Company25,000,000,00004/11/200990,000,000,000Construction and real estate28CTBHai Duong Pump Manufacturing JSC17,143,300,00010/10/2006Industry29CTCGia Lai Cultur

29、e - Tourism JSC23,762,000,00018/07/2008Tourism30CTMVINAVICO investment, construction and mining JSC26,778,000,00007/08/200963,196,080,000Construction31CTNUnderground Works Construction JSC48,850,000,00020/12/2006Construction32CTSVietinbank Securities789,934,000,00031/07/20091,413,981,860,000Securiti

30、es33CVTCMC Joint Stock Company40,000,000,00005/11/200958,800,000,000Construction34DACViglacera Dong Anh JSC10,049,740,00020/09/2006Construction35DADDa Nang Education Development and Investment JSC50,000,000,00019/08/2009Education36DAEEducational Book JSC In Da Nang City14,986,800,00028/12/2006Publis

31、hing37DBCDABACO Vietnam Corporation188,166,600,00018/03/2008Agricultural products38DBTBen Tre Pharmaceutical Joint Stock Company30,000,000,00030/10/200982,800,000,000Pharmaceuticals39DC4DIC No.4 Joint Stock Company21,399,960,00003/11/200850,931,904,800Construction40DCSDai Chau Joint Stock Company27,

32、244,780,00017/12/200755,579,351,200Trade and Service41DHIDien Hong Printing JSC13,831,800,00004/12/2006Publishing42DHTHa Tay Pharmaceutical JSC41,226,020,00003/12/2008Pharmaceuticals43DIDDIC- DONG TIEN JOINT STOCK COMPANY25,000,000,00010/12/200945,762,960,000Construction44DNPDongNai Plastic Construc

33、tion JSC34,276,370,00030/06/200962,040,229,700Plastics45DPCDa Nang Plastic JSC22,372,800,00010/06/2009Plastics46DSTNam Dinh Educational Book and Equipment JSC10,000,000,00016/10/2007Education47DTCViglacera Dong Trieu JSC10,000,000,00025/12/2006Construction48DXPDoan Xa Port Joint Stock Company52,500,

34、000,00008/06/2009Transport,services and supplying warehouses49DZMDzi An Manufacturing Public Limited Company25,000,000,00011/06/2009Mechanical engineering50EBSEducational Book JSC in Hanoi City25,548,710,00021/12/200633,724,297,200Publishing51ECIEducation cartography and illustration JSC18,600,000,0

35、0016/06/200917,856,000,000Publishing52EFIEducation financial investment JSC35,700,000,00030/09/200962,118,000,000Education53EIDHanoi Education Development and Investment JSC80,000,000,00011/08/2009Education54GGGGiaiPhong Motor JSC64,500,000,00012/10/200980,625,000,000Mechanics55GHAHai Au Paper JSC12

36、,894,800,00014/07/200538,555,452,000Consumer goods56GLTGlobal Electrical Technology Corporation63,757,790,00026/11/2009Electricity57HADHanoi Hai Duong Beer JSC40,000,000,00027/10/2009Beverage58HAIH.A.I JSC144,999,980,00027/12/2006Agricultural production59HBDBinh Duong PP Pack Making Joint Stock Comp

37、any15,350,000,00015/06/2009Packing60HBEHa Tinh Book and Educational Equipment JSC11,973,180,00022/02/2008Education61HCCHoa Cam Concrete Joint Stock Company16,228,020,00024/12/2007Concrete production62HCTHai Phong Cement Transport & Trading JSC2,016,385,00027/11/2007Transport63HEVHIGHER EDUCATIONAL A

38、ND VOCATIONAL BOOK10,000,000,00011/12/2007Publishing64HGMHa Giang Mineral and Mechanics joint stock company60,000,000,00021/12/2009Mineral65HHCHaiha Confectionery JSC54,750,000,00020/11/2007117,165,000,000Confectionery66HJSNam Mu Hydropower JSC60,000,000,00020/12/2006Electricity67HLCHaLam - TKV Coal

39、 JSC93,000,000,00005/03/2009171,120,000,000Mineral68HLYViglacera Ha Long I JSC10,000,000,00025/12/200635,000,000,000Construction69HNMHanoimilk JSC70,495,000,00027/12/2006Food production70HOMHoang Mai Cement JSC720,000,000,00009/07/2009957,600,000,000Cement71HPCHaiphong Securities JSC112,817,800,0001

40、5/12/2006212,097,464,000Finance72HPSHoa Phat Construction Stone JSC15,652,500,00025/12/2006Construction73HSCHacinco JSC5,800,000,00014/07/2005Services74HTPHoaphat Textbook Printing JSC12,600,000,00014/12/2006Publishing75HUTTasco JSC55,000,000,00011/04/2008132,000,000,000Construction76HVTViet Tri Che

41、micals JSC44,387,130,00008/05/200963,473,595,900Chemicals77ICGSong Hong construction JSC150,000,000,00021/04/2009330,000,000,000Construction78ILCInternational Labor and Services JSC40,740,520,00026/12/2005Services79KKCProduce and Trading Metal JSC52,000,000,00021/08/2008123,240,000,000Industrial pro

42、duction80KLSKim Long Securities Corporation315,000,000,00028/01/2008698,820,000,000Securities81KMFMirae Fiber JSC103,830,540,00014/12/2007Fiber production82L18Investment and Construction JSC No.1835,000,000,00023/04/2008Construction83L43LILAMA 45.3 Joint Stock company35,000,000,00011/06/2008Construc

43、tion84L44LILAMA 45.4 Joint Stock Company40,000,000,00021/12/2009Construction85L61Lilama 69-1 JSC70,150,000,00019/11/2008Construction86L62LILAMA 69-2 JSC30,000,000,00021/04/200860,000,000,000Construction and assembling87LBELong An Book and Educational Equipment JSC10,959,000,00022/02/2008Publishing88

44、LM3LILAMA3 Joint Stock Company51,500,000,00001/12/2009Construction89LO5Lilama 5 Joint stock Company50,000,000,00021/12/200987,500,000,000Construction90LTCLow Current - Telecom JSC25,000,000,00014/12/2006Telecommunication production91LUTLuong Tai Construction Joint Stock Company55,100,000,00004/01/20

45、08Construction92MCOMCO Vietnam JSC41,039,290,00021/12/2006Construction93MDCVinacomin - Mong Duong Coal JSC120,850,000,00023/07/2009Coal94MECSong Da Someco JSC40,000,000,00014/12/200681,600,000,000Construction95MHLMinh Huu Lien Joint Stock Company20,000,00026/11/200941,000,000,000Trading, selling and

46、 producing furniture and steel products96MICQuang Nam Mineral Industry Corporation14,892,400,00021/12/2007104,842,496,000Mineral97MKVCai Lay Veterinary Pharmaceutical JSC15,000,000,00021/11/2008Veterinary Pharmaceuticals98MMCManganese Mineral JSC11,719,250,00028/07/2008Mineral99NAGNagakawa Viet Nam

47、JSC100,000,000,00022/09/2009131,000,000,000Electronic and electrical equipment100NBCVinacomin - Nui Beo Coal JSC60,000,000,00027/12/2006210,000,000,000Mineral production101NBPNinh Binh Thermal Power Joint-Stock Company128,655,000,00006/08/2009310,058,550,000Electricity102NGCNgo Quyen Export Seafood

48、Processing JSC12,000,000,00006/03/200830,600,000,000Aquaculture103NHCNhi Hiep Brick-Tile Co-Operation15,207,710,00017/06/2009Brick and tle production104NLCNaloi Hydropower JSC50,000,000,00014/12/2006Electricity105NPSPhu Thinh - Nha Be Garment JSC10,593,000,00027/12/2006Garment106NSTNgan Son Joint St

49、ock Company39,131,330,00029/12/2006Agriculture production107NTPTien Phong Plastic JSC216,689,980,00011/12/2006Consumption production108NVCNam Vang JSC150,000,000,00024/01/2008336,000,000,000Commerce109ONEOne Corporation26,449,280,00024/06/2008Communication - Informatics110PANPan Pacific Corporation7

50、0,000,000,00022/12/2006184,800,000,000Services111PDCPhuong Dong Petroleum Tourism JSC150,000,000,00029/09/2009Tourism112PGSPetrovietnam Southern Gas JSC150,000,000,00015/11/2007Oil & Gas113PHCConstrexim - Phuc Hung investment construction and import - export JSC29,400,000,00005/11/2009Construction a

51、nd Real estate114PJCPetrolimex Hanoi Transportation and Trading JSC15,631,500,00025/12/2006Transportation115PLCPetrolimex Petrochemical JSC161,272,000,00027/12/2006Import Export Distribution116PMCPharmedic Pharmaceutical Medicinal JSC64,816,340,00009/10/2009Pharmaceutical117PMSPetroleum Mechanical Stock company52,000,000,00008/06/2009Petroleum Mechanic