1、.：.； 20072021學(xué)年第一學(xué)期期末考試試卷A卷題號(hào)一二三四成果核分人簽字得分選擇題含單項(xiàng)選擇和少數(shù)多項(xiàng)選擇共25分，每題1分資歷預(yù)審主要目的是：節(jié)省招標(biāo)費(fèi)用節(jié)省評(píng)標(biāo)費(fèi)用縮短評(píng)標(biāo)時(shí)間淘汰沒(méi)有競(jìng)爭(zhēng)力的招標(biāo)者工程工程履約保證包括：履約保函發(fā)動(dòng)預(yù)付款保函招標(biāo)保函履約擔(dān)保發(fā)動(dòng)預(yù)付款起扣點(diǎn)普通是從：A. 進(jìn)度款到達(dá)合同額的10%開(kāi)場(chǎng)B. 進(jìn)度款到達(dá)合同額的25%開(kāi)場(chǎng)C. 第一次有進(jìn)度款開(kāi)場(chǎng)D最后一次進(jìn)度款中扣除工程工程招標(biāo)保函普通是招標(biāo)價(jià)的：A. 5%B. 13%C. 30%D. 10%工程工程履約保函普通是合同價(jià)的：10%13%30%25%施工類(lèi)型的工程工程履約擔(dān)保普通是合同價(jià)的：A. 10%B

2、. 13%C. 30%D100%在審核各類(lèi)保函時(shí)留意的要點(diǎn)有：A. 出具保函單位的資質(zhì)B. 保函的有效期C. 保函的數(shù)額D保函的格式E. 保函的幣種誤期損害賠償費(fèi)的最高限額普通是合同額的：A. 10%B. 13%C. 30%D5%保管金的扣除是從：A. 進(jìn)度款到達(dá)一定百分比之后開(kāi)場(chǎng)B. 從第一期支付證書(shū)開(kāi)場(chǎng)C. 從第一次有進(jìn)度款的支付證書(shū)開(kāi)場(chǎng)D從發(fā)動(dòng)預(yù)付款中扣除普通情況下保管金的扣除比例和累計(jì)扣除限額是：A. 進(jìn)度款的10%，限額是合同額的10%B. 進(jìn)度款的5%，限額是合同額的10%C. 進(jìn)度款的10%，限額是合同額的5%D. 進(jìn)度款的5%，限額是合同額的5%在“工程設(shè)備和設(shè)計(jì)建造合同條件中

3、規(guī)定保管金的返還分為：A. 工程完工之后返還50%，合同期滿(mǎn)后返還另外50%B. 工程接納證書(shū)頒發(fā)之后返還50%，合同期滿(mǎn)后返還另外50%C. 工程完成一切的檢驗(yàn)之后返還50%，合同期滿(mǎn)后返還另外50%D開(kāi)工檢驗(yàn)之后返還50%，合同期滿(mǎn)后返還另外50%工程合同的有效期普通是：從合同簽署到工程完工從中標(biāo)的招標(biāo)者收到中標(biāo)函開(kāi)場(chǎng)到結(jié)清單生效從簽署合同開(kāi)場(chǎng)到結(jié)清單生效從簽署合同到工程缺陷責(zé)任期終了以下那種證書(shū)的頒發(fā)才被視為業(yè)主對(duì)工程工程的最終接納證書(shū)最終支付證書(shū)開(kāi)工后檢驗(yàn)證書(shū)履約證書(shū)分包商與業(yè)主的關(guān)系是：A. 合同關(guān)系B. 業(yè)務(wù)指點(diǎn)關(guān)系C. 沒(méi)有合同關(guān)系D指定分包商與業(yè)主有合同關(guān)系業(yè)主與承包商雙方簽署

4、的合同與其適用法律的關(guān)系是：相互補(bǔ)充合同高于法律法律高于合同同等重要請(qǐng)給出以下合同文件的優(yōu)先順序：中標(biāo)函合同協(xié)議書(shū)通用合同條件公用合同條件其他補(bǔ)充資料招標(biāo)書(shū)和招標(biāo)書(shū)附錄技術(shù)規(guī)范圖紙1999版FIDIC EPC合同條件與Design-Build合同條件的主要區(qū)別是：A. EPC合同沒(méi)有設(shè)監(jiān)理工程師B. EPC合同對(duì)業(yè)主更有利C. EPC合同業(yè)主對(duì)承包商的管理相對(duì)寬松D. EPC合同承包商將承當(dāng)更大的風(fēng)險(xiǎn)分包合同的通用合同條件：總承包商和業(yè)主簽署主合同的合同條件FIDIC合同條件總承包商和分包商共同起草的合同條件業(yè)主要求的合同條件分包商本人選擇的合同條件公用合同條件是對(duì)通用合同條件的：A. 全面修

5、訂B. 補(bǔ)充C. 修正D. 詳細(xì)化以下哪些屬于不可抗力：戰(zhàn)爭(zhēng)軍事政變恐懼活動(dòng)地震火山迸發(fā)颶風(fēng)單價(jià)合同中工程量清單(BOQ)的主要作用是:A. 招標(biāo)報(bào)價(jià)B. 合同實(shí)施過(guò)程中的支付C. 索賠的處置D. 變卦的處置E. 復(fù)核實(shí)踐工程量總價(jià)合同主要適用于：EPC類(lèi)型的合同Design-Build類(lèi)型的合同范圍明確非常簡(jiǎn)單的小工程業(yè)主擔(dān)任設(shè)計(jì)的大型工程機(jī)電安裝工程所花的費(fèi)用普通由哪些部分組成：A. DRB專(zhuān)家現(xiàn)場(chǎng)調(diào)查費(fèi)用B. DRB專(zhuān)家每任務(wù)日工資C. DRB專(zhuān)家月根本工資D. DRB專(zhuān)家的差旅費(fèi)E. 仲裁費(fèi)以下那種證書(shū)的頒發(fā)才被視為業(yè)主對(duì)工程工程的最終接納證書(shū)最終支付證書(shū)履約證書(shū)開(kāi)工后檢驗(yàn)證書(shū)階段性驗(yàn)

6、收證書(shū)狹義的工程索賠與變卦的關(guān)系是：A. 變卦是索賠的一部分B. 變卦是索賠產(chǎn)生的一種主要緣由C. 變卦要經(jīng)過(guò)索賠來(lái)處理D索賠沒(méi)有利潤(rùn)，變卦有利潤(rùn)FILL BLANKSPlease introduce the Types of Construction Project Insurance5 score12345Please introduce the FIDIC Contract Condition before 1999：5 score12345論述題共40分簡(jiǎn)述施工類(lèi)型工程工程招標(biāo)文件、招標(biāo)文件與合同文件三者的區(qū)別與聯(lián)絡(luò)。(5分)Please introduce the tendering

7、 documents of international construction consulting and describe the characteristics of the tendering.(5 score)Please introduce the key mile stones of contract management during the whole life cycle for international construction and analyze their relationships. (10 score)寫(xiě)出FIDIC 1999版Design-Build合同

8、條件的20條款的根本構(gòu)造，并簡(jiǎn)述各條款之間的聯(lián)絡(luò)，并講述他讀1999版FIDIC系列合同條件的領(lǐng)會(huì)。(10分)If you are a contract manager for a large international project, how will you arrange the staff members of your department to ensure the work operating efficiently? And, what personal qualities should be obtained as an expertise on contract mana

9、gement in your opinion? (10 score)平常成果共25分，詳見(jiàn)平常成果單參考答案選擇題B、C、DA、DABACA、B、C、D、EACCCBDCCB-A-E-D-C-F-GA、C、DAB、C、DA、B、C、D、EA、B、C、DA、B、CA、B、C、DCB填空題 (此題回答用中英文均可)工程一切險(xiǎn)、設(shè)計(jì)保險(xiǎn)、承包商設(shè)備保險(xiǎn)、第三方責(zé)任險(xiǎn)、雇主責(zé)任險(xiǎn)、運(yùn)輸保險(xiǎn)、機(jī)動(dòng)車(chē)輛保險(xiǎn)選中五個(gè)即可 1Conditions of Contract for Works of Civil Engineering2) Conditions of Subcontract for Works o

10、f Civil Engineering3) Conditions of Contract for Electrical and Mechanical Works4) Conditions of Contract for Design-Build and Turnkey Projects5) Conditions of Client/Consultant Model Services Agreement論述題以下各題答出主要要點(diǎn)即可招標(biāo)文件是由業(yè)主或工程師編寫(xiě)的，是一切招標(biāo)人招標(biāo)的根底，包括商務(wù)部分和技術(shù)部分；招標(biāo)文件是由招標(biāo)人根據(jù)招標(biāo)文件編制的施工方案和招標(biāo)報(bào)價(jià)，包括招標(biāo)保函；合同文件是中標(biāo)的

11、承包商與業(yè)主最終簽署的正式法律文件，包括合同協(xié)議書(shū)和履約保函等文件；三者運(yùn)用的時(shí)間不同，構(gòu)成不同，文件的編排順序也不同。咨詢(xún)效力招標(biāo)文件與普通工程的招標(biāo)文件有明顯的區(qū)別，通常包括：約請(qǐng)函、咨詢(xún)公司須知、技術(shù)建議書(shū)、商務(wù)建議書(shū)、任務(wù)大綱、業(yè)主為咨詢(xún)公司提供的投入、規(guī)范合同格式和評(píng)標(biāo)方法與規(guī)范。與普通工程招標(biāo)過(guò)程對(duì)比，咨詢(xún)效力招標(biāo)過(guò)程有以下特點(diǎn)：1在約請(qǐng)招標(biāo)時(shí)義務(wù)范圍不確定；2以技術(shù)評(píng)審為主選擇最正確的咨詢(xún)公司，而不以?xún)r(jià)錢(qián)最低為主要規(guī)范，咨詢(xún)效力的商務(wù)標(biāo)和技術(shù)標(biāo)的權(quán)重通常為20%,80%；3業(yè)主可以直接向一些咨詢(xún)公司發(fā)出招標(biāo)約請(qǐng)；4咨詢(xún)公司可以對(duì)義務(wù)大綱提出修正意見(jiàn)；5普通不公開(kāi)開(kāi)標(biāo)，對(duì)晚送到的標(biāo)

12、書(shū)不一定宣布無(wú)效退回。主要涉及的關(guān)鍵里程碑點(diǎn)包括：基準(zhǔn)日期、招標(biāo)有效期、開(kāi)工日期、合同工期、開(kāi)工時(shí)間、缺陷責(zé)任期、合同期、合同有效期等；其中基準(zhǔn)日期是風(fēng)險(xiǎn)的重要分界點(diǎn)；從開(kāi)工日期到開(kāi)工時(shí)間為合同工期；施工類(lèi)型的工程缺陷責(zé)任期普通為一年，是從業(yè)主接納工程開(kāi)場(chǎng)算起；合同期包含合同工期和缺陷責(zé)任期；合同有效期從中標(biāo)的承包商收到中標(biāo)函算起直至結(jié)清單生效為止。列出FIDIC99版Design-Build合同的20個(gè)條款，并進(jìn)展分組，經(jīng)過(guò)分組論述組內(nèi)各條款的關(guān)系，如業(yè)主、工程師和承包商三條分為一組，這是合同實(shí)施過(guò)程中的主要的三方。此題調(diào)查的是學(xué)生完成指定課外閱讀資料的情況，講述領(lǐng)會(huì)部分沒(méi)有規(guī)范答案。此題為

13、一論述題，要求學(xué)生綜合運(yùn)用本人所學(xué)的有關(guān)合同管理方面的知識(shí)，發(fā)表本人的見(jiàn)解，希望能有所創(chuàng)新，充分發(fā)揚(yáng)每個(gè)人的想象力，所以并無(wú)確定的答案。根本應(yīng)該談到合同部的組織機(jī)構(gòu)的選擇；合同部人員的素質(zhì)要求；合同部的根底任務(wù)；規(guī)范化，程序化對(duì)提高合同部任務(wù)效率的作用等。平常成果按平常作業(yè)和出勤率綜合思索，詳見(jiàn)平常成果單。A卷題號(hào)一二成果核分人簽字得分試卷闡明：答題基于FIDIC合同條件或國(guó)際工程合同管理慣例。Explain the meanings of the following terms2 points for each and 20 for alljoint and several liabilit

14、y; ruling language; governing law; based date; accepted contract amount; DAB; performance certificate; retention money; defects notification period; performance security2. Answer briefly the following questions10 points for each and 50 for allWhat are the basic documents that usually comprise the co

15、ntract? What are the basic types of contract in international construction? How time is managed in FIDIC Red Book 1999?Paraphrase the provisions regarding quality control in FIDIC Red Book 1999.What are the procedures for claim and dispute settlement in FIDIC Red Book 1999?3. Explain in detail how r

16、isks are allocated in the contract and the philosophy behind such allocation, based on FIDIC conditions of Contract for Construction, 1999.4. Give your detailed understanding of how to be a highly qualified contract manager for international construction.國(guó)際工程合同管理2答案要點(diǎn)評(píng)分規(guī)范：1. 簡(jiǎn)述題應(yīng)在答案要點(diǎn)根底上進(jìn)展簡(jiǎn)單分析論述。2.

17、9分：要點(diǎn)完好，論述充分恰當(dāng)，表現(xiàn)突出可得總分值8分：要點(diǎn)比較完好，論述比較充分7分：要點(diǎn)不夠完好，未能充分論述6分：僅能覆蓋部分關(guān)鍵要點(diǎn)，或者論述中出現(xiàn)嚴(yán)重錯(cuò)誤15分：嚴(yán)重偏題，未能覆蓋關(guān)鍵知識(shí)點(diǎn)，缺乏對(duì)于標(biāo)題涉及知識(shí)點(diǎn)的根本了解3. 論述題參照上述評(píng)分規(guī)范酌情給分。參考答案要點(diǎn)：一、名詞解釋joint and several liability: It means when the Contractor constitutes(under applicable Laws) a joint venture, consortium or other unincorporated groupin

18、g of two or more persons, these person shall be deemed to be jointly and severally liable to the Employer for the performance of the Contract.ruling languageIt means the language specified in the Appendix to Tender to prevail in the communication and correspondence for the execution and completion o

19、f the Cerning lawIt means the law of the country (or other jurisdiction) where the project is carried out, stated in the Appendix to Tender. based dateIt means the date 28 days prior to the latest date for submission and completion of the Tender.accepted contract amountIt means the amount

20、 accepted in the Letter of Acceptance for the execution and completion of the Works and the remedying of any defects. It is an estimated amount.DABIt stands for Dispute Adjudication Board. It is appointed by both parties and comprised of one or three persons. It is responsible to settle disputes bet

21、ween the two parties before they resort to arbitration or litigation.performance certificateIt is a certificate issued by the Employer to the Contractor, stating the date on which the Contractor completed his obligations under the Contract. Only the Performance Certificate shall be deemed to constit

22、ute acceptance of the Works.retention moneyIt means the accumulated retention moneys which the Employer retains in the interim payments to ensure the proper execution and completion of the contract and remedying the defects during the Defects Notification Period. When the Taking-Over Certificate has

23、 been issued for the Works, the first half of the Retention Money shall be certified by the Employer for payment to the Contractor; in case of part or section of the Works, a proportion of the Retention Money shall be certified and paid.defects notification periodIt means the period for notifying de

24、fects in the Works or a Section, as stated in the Appendix to Tender (with any extension under the relevant sub-clause), calculated from the date on which the Works or Section in completed under the sub-clause relating to taking over the Works and Sectionsperformance securityIt means the security ob

25、tained by the Contractor for proper performance, in the amount and currencies stated in the Appendix to Tender. The Contractor shall deliver it to the Employer within 28 days after receiving the Letter of Acceptance and shall send a copy to the Engineer. The Employer is entitled to make a claim unde

26、r the Performance Security subject to the Contract.2、簡(jiǎn)述(1). What are the basic documents that usually comprise the contract?1) the contract agreement;2) the Letter of Acceptance;3) the Letter of Tender;4) the Particular Conditions;5) the General Conditions;6) the Specification;7) the Drawings, and 8

27、) the Schedules and any other documents forming part of the Contract.(2). What are the common contract types in international construction?1) Lump sum: the contract price is to a large extent fixed and variation is rare and difficult2) Unit price: the contract price is calculated on the basis of fix

28、ed unit price and the quantities of the finished work3) Cost plus fee: the contract price constitutes all the cost incurred in the construction and a fee or profit for the contractor. The fee can be calculated as a percentage of the cost, a fixed amount, or an award related to the real cost and the

29、expected cost或Build-construction contract, EPC turnkey contract, sub-contract, labor contract, install contract, supply contract, design-management contract, CM contract. 或答出其中三個(gè)即給一半的分 FIDIC CONTRACTS:ICE CONTRACTS:JCT CONTRACTS:AGC CONTRACTS:AIA CONTRACTS:DBIA CONTRACTS:答對(duì)要點(diǎn)即可，按所答內(nèi)容酌情給分(3). How tim

30、e is managed in FIDIC Red Book 1999?1) Commencement: 7 days notice. 42 days after the Letter of Acceptance. 2) Time for completion: the expected time span for completion of all the works. 3) Extension of time for completion: a successful claim by the Contractor may give an extension of the time for

31、completion, which shall be determined by the Engineer. 4) Programme and its update: a detailed description of the intended methods and milestones etc., which the Contractor shall comply with throughout the building process. Whenever a successful claim entitles the contractor an extension of time for

32、 completion, or the real progress has fallen behind the programme, the programme should be updated accordingly.5) Rate of progress: if the progress is fallen behind the programme, the Engineer may instruct the Contractor to expedite using proper method. 6) Tests on completion and taking over: after

33、passing tests on completion, the Contractor could apply for the taking over certificate 7) Defects liability and performance certificate: after completion of all the outstanding work and remedying defects during the defects liability period, the Employer should issue a performance certificate which

34、demonstrates the Contractor has completed all the obligations under the Contract(4). Paraphrase the provisions regarding quality control in FIDIC Red Book 1999. The Clauses 7, 9, 11 specify the provisions regarding quality control.1) Clause 7 mainly focuses on the quality control over the plant, mat

35、erials and workmanship. The quality control is implemented in ways of Samples of material testing, inspection when mass of materials being obtained and during the production, manufacture and construction, and all tests of any plants, materials and works specified in the contract during the execution

36、 of the project. Anything found to be defective or unqualified may be rejected. The contractor may be instructed to carry out the remedial work to ensure the quality.2) Clause 9 specified the contractors obligations during the tests on completion and the following measures if the works fail to pass

37、the test on completion3) Clause 11 prescribed the contractors defects liability during the defects notification period, including completing the outstanding work, remedying the defects. It also entitles the employer to take measures in case that the contractor should fail to remedy any defect or dam

38、age within a reasonable time. (5). What are the procedures for claim and dispute settlement in FIDIC Red Book 1999?1) notice to the Engineer: in 28 days after the incursion of the issue 2) during the process of the issue keep a contemporary record. If such issue extended beyond a month, an interim c

39、laim should be reported to the Engineer at monthly intervals3) in 42 days after the issue, a final claim should be submitted to the Engineer4) the Engineer should respond in 42 days after he receives the claim. And proceed to determine the extension of time for completion and/or cost 5) if either pa

40、rty could not agree the decision of the Engineer, he could refer to the DAB, which should give its decision in 84 days. 6) if either party could not agree the decision of the DAB, he could issue a notice of dissatisfaction in 28 days after receiving the DABs decision. 7) after the issue of a notice

41、of dissatisfaction, both parties should attempt to settle the dispute amicably before the commencement of arbitration8) unless settled amicably, the dispute should be settled by international arbitration3. Explain in detail how risks are allocated in the contract and the philosophy behind such alloc

42、ation, based on FIDIC conditions of Contract for Construction, 1999.1) Employers risks generally include: war, hostilities, invasion, act of foreign enemies; rebellion, terrorism, revolution, insurrection, military or usurped power, or civil war, within the Country; riot, commotion or disorder withi

43、n the Country by persons other than the Contractors Personnel and other employees of the Contractor and Subcontractor; munitions of war, explosive materials, ionizing radiation or contamination by radio-activity, within the Country, except as may be attributable to the Contractors use of such muniti

44、ons, explosives, radiation or radio-activity; pressure waves caused by aircraft or other aerial devices traveling at sonic or supersonic speeds; use or occupation by the Employer of any part of the Permanent Works, except as may be specified in the Contract; design of any part of the Works by the Em

45、ployers Personnel or by others for whom the Employer is responsible; any operation of the forces of nature which in Unforeseeable or against which an experienced contractor could not reasonably have been expected to have taken adequate preventative precautions. 2) Except the above mentioned Employer

46、s risks, all other risks should be deemed to be born by the Contractor. Generally speaking, such risks include: the temporary works, the design of permanent works that the Contractor is responsible, the unforeseen adverse physical conditions as a result of lack experience or site investigation, the damage to the roads and bridges as a result of the transportation of the Contractor, the noise and contamination of the construction process, the safety of personnel and property on site, the custody of permanent work, etc. 3) The principle for the allocation is as following: the