1stPeriodicAuditReportISO/TS16949:2002/ISO9001:2008管理信息化VR虛擬現(xiàn)實(shí)25475QPA1AR中文版1stPeriodicAuditReportISO/TS16949:2002/ISO9001:2008SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.PeriodicAudit1Report周期稽核1報(bào)告ManagementSystemCertification管理體系認(rèn)證Standard:標(biāo)準(zhǔn)ISO/TS16949:2002/ISO9001:2008ProjectNo.:項(xiàng)PRJC-25475-2007-MSC-RGC目編號(hào)AuditDates:稽4-6Nov.,20091stPeriodicAuditReportISO/TS16949:2002/ISO9001:2008SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.核日期StreetAddress:168,FuXiangBlvd,DiYongIndustrialZone,GaoBu,DongGuan,GuangDong,P.R.Chi地址(MainMfg.Site)City,State,ZipDongGuan,GuangDong,P.R.China,523273:城鎮(zhèn)DNVTeamLead:領(lǐng)隊(duì)EllenHuangAuditTeam:稽核EricChenTechnicalExpert:N/ATranslator:N/A1stPeriodicAuditReportISO/TS16949:2002/ISO9001:2008SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.FocusAreaResults重點(diǎn)領(lǐng)域結(jié)果FocusArea1-ProductionYieldImprovement重點(diǎn)領(lǐng)域1—生產(chǎn)良率改善HighPositiveIndications正面指出高5TheproductionyieldsofKPIwereestablishedatthelevelsofproductiondept.產(chǎn)品的KPI良率是4上建立的3Therelatedproductionyieldswerestatistic,mostproductionyieldsbasicallyachievedbyKPIr2.相關(guān)的產(chǎn)品良率是統(tǒng)計(jì)的，大部分產(chǎn)品良率是由KPI要求去達(dá)到。LowMainAreasforImprovement主要領(lǐng)域改善。DegreeofControlFocusAreasforNextAudit(suggested):下次重點(diǎn)稽核區(qū)域（建議）ProductionYieldImprovement生產(chǎn)良率改善ProjectNo.:PRJC-25475-2007-MSC-RGCPage4of22FormRef.:AR-RBC-1.0–USA8DRAFT1stPeriodicAuditReportISO/TS16949:2002/ISO9001:2008SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.OverallSummary摘要BelowaresomekeypointsobservedduringtheauditnotincludedintheFocusAreas.以下為在此次稽核沒(méi)有包括的重點(diǎn)PositiveIndications正面指出Nocustomerplaint.無(wú)Goodmanufacturinge好的生產(chǎn)環(huán)境MainAreasforImprovement改善的主要區(qū)域PleaserefertotheauDetailofKeyPerformanceIndicators關(guān)鍵細(xì)節(jié)指出NocustomerscorecarCustomerreturn:0PPNocustomerplaint無(wú)Ontimedelivery:100NocustomerspecialsNocustomerdisruptiReviewpanydocumentsystManagementSystemComplianceStatus管理體系符合狀況ProjectNo.:PRJC-25475-2007-MSC-RGCPage5of22FormRef.:AR-RBC-1.0–USA8DRAFT1stPeriodicAuditReportISO/TS16949:2002/ISO9001:2008SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.ThismanagementsystemauditwasperformedinordertodeterminethedegreeofconformityandeffectivenessofthesystemagainThereportmaycontainnonconformities(NCs)thatmustbecorrectedbeforeconformancetoreferenceddocumentscanbeconfirmconsequenceofverificationactivitiescarriedoutbytheDNVCertificationUnit.Ifthisoccurs,thereportwillberevisedanFindingsfromthepreviousauditwereverifiedforeffectiveimplementation.TheresultsofthePeriodicAuditaresuchthatthecertificationoftheManagementSystemwillbecontinued.AuditorStatementsAllfindingswereagreedwithManagementasbeingatruerecordofthefactsobserved.TheactionstakeninrespectofthenonconformitiesidentifiedatthepreviousauditwerereviewedandwerefoundtobeeffectiThenonconformitiesraisedbythisauditmusthaveeffectivecorrectiveactionsimplementedwithinthetimescaleidentifieProjectNo.:PRJC-25475-2007-MSC-RGCPage6of22FormRef.:AR-RBC-1.0–USA8DRAFT1stPeriodicAuditReportISO/TS16949:2002/ISO9001:2008SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.Allclausesidentifiedintheauditplanandprogrammeswereassessed.Exceptasindicatedinthe“AuditFindingsLog”,themAsamplingstrategywasusedduringtheaudit.Basedonthismethodology,thefactthatnonconformitieswerenotidentifieddoManagementReviews,Internalaudits,preventive&correctiveactionswerefoundtobeimplementedinaccordancewiththereqCustomerplaintsarehandled,followed-upandclosedinaccordancewithestablishedprocedures.Themanagementsystemdocumentationhasbeenreviewedandfoundtobepliantwiththestandard.Themanagementsystemdocumentationhasbeenchangedtoreflectchangesintheorganization.Continualimprovementofsystemperformanceobjectivesaremonitoredfortheirprogressandpletion.Theeffectivenessofcorrectiveactionsissuedduringinternalauditsandmanagementreviewsarefollowedup.Theuseofcertificationmark(s)isinaccordancewithrequirements.ProjectNo.:PRJC-25475-2007-MSC-RGCPage7of22FormRef.:AR-RBC-1.0–USA8DRAFT1stPeriodicAuditReportISO/TS16949:2002/ISO9001:2008SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.OrganizationandAccreditationDetailsOrganizationDetailsCompanyAddress:(MainMfg.Site)TotalNo.ofEmployees:70（Total：700forISO）168,FuXiangBlvd,DiYongIndustrialZone,GaoBu,DongGuan,GuangDong,P.R.ChinaCity,State,Zip:DongGuan,GuangDong,P.R.China,523273No.ofSites:1ContactPerson:Mr.TaoXinAnNo.ofEmployeesperSite:70/1ContactE-mail:txa@ClientPurchaseOrderNo.:N/APhone:86-769-Fax:86-769-DNVTeamLead:EllenHuangAuditorE-Mail:@DNVProjectNo.:PRJC-25475-2007-MSC-RGCAccreditationDetailsAccreditationScheme/ApprovalBody:IATF/UKASIndustryCode(NACE/EA):NACE32.1/EAC19ApplicableProductStandards:NoneStatutoryRegulatoryRequirements:NoneCertificationScope:DesignandmanufactureofLCDpanelsandLCDmodulesClaimedPermissibleExclusions:NoneCertificateNo.:Cert-10877-2006-AQ-HOU-IATF(IATFCertificateNo.)CertificateExpirationDate:14Dec.,2011ISO:0505-1995-AQ-RGC-UKASISO:6Feb.,2012DNVTechnicalReview:TechnicalReviewDate:ProjectNo.:PRJC-25475-2007-MSC-RGCPage8of22FormRef.:AR-RBC-1.0–USA8DRAFT1stPeriodicAuditReportISO/TS16949:2002/ISO9001:2008SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.CertificateIssuanceByissuanceofthisreportbytheLeadAuditor,itisconfirmedthattheclientisremendedforcertificationasallNCshavebeenclosed,includingverificationofeffectiveimplementationofcorrectiveaction.Finalapprovalisatthesolediscretionofindependentpersonnel,basedonapletetechnicalreview.NewOther:UpgradetoISO9001:2008(Specifychangestopanyname,divisionname,panyaddress)ScopeExtension:(Specifyreasonforscopeextensionaudit)TableA:SitesAuditedunderthisProjectMfgSite:SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.TotalEmpl.:70No.ofShifts:2No.ofEmpl./Shift:60/1,10/1（Total：700forISO）Address:168,FuXiangBlvd,DiYongIndustrialZone,GaoBu,DongGuan,GuangDong,P.R.ChinaCity,State,Zip:DongGuan,GuangDong,P.R.China,523273Scope:DesignandmanufactureofLCDpanelsandLCDmodulesMainActivities(ex.:Purchasing,Sales,Design,etc.):Design,Manufacturing,Purchasing,Sales,etc.ClaimedPermissibleExclusions:NoneCustomerName:Suppl.Codes:Customer-SpecificRequirements:Rev./IssueDate:AuditedDuringthisAssessmentGMSGesellchaftFurModuleUndDisplaySystemmbH(GMS)72035NoneBehr-HeltaThermocontrol(Shanghai)Co.,Ltd.(BHTC)NoneNoneProjectNo.:PRJC-25475-2007-MSC-RGCPage9of22FormRef.:AR-RBC-1.0–USA8DRAFT1stPeriodicAuditReportISO/TS16949:2002/ISO9001:2008SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.SoundingAudioIndustrialLtd.PF009NoneSite2:N/ATotalEmpl.:No.ofShifts:No.ofEmpl./Shift:Address:City,State,Zip:Scope:MainActivities(ex.:Purchasing,Sales,Design,etc.):ClaimedPermissibleExclusions:CustomerName:Suppl.Codes:Customer-SpecificRequirements:Rev./IssueDate:AuditedDuringthisAssessmentTableB:Supportinglocations/sitesauditedbyDNVunderdifferentprojectnumber(Suchascorporateheadquarters,design,purchasing,contractreceiptandacceptance,etc.)NotApplicableSite/Project#orCertificate#AddressCity,State,ZipNo.ofEmpl.No.ofShiftsNo.Empl.perShiftMainActivity(ies)(ex.:Purchasing,Sales,Design,etc.)ProjectNo.:PRJC-25475-2007-MSC-RGCPage10of22FormRef.:AR-RBC-1.0–USA8DRAFT1stPeriodicAuditReportISO/TS16949:2002/ISO9001:2008SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.TableC:Remote/SupportSitesAuditedbyanotherRecognizedBodyNotApplicableTheDNVauditorhasreviewedtheinterfacesandresultsoftheaudit(includingRecognizedBodiesreportandfindingsissued)ofthefollowingremotesupportlocation(s)whichhavebeenauditedbyanotherRecognizedBody.Theresultsofthereviewweredeemedtobe:SatisfactoryNotSatisfactoryRemoteSite1-resultsare:SatisfactoryNotSatisfactoryCompanyName:Street,City,State,Zip:TotalEmpl.:CertificationBodyandCertificate#:Reportdate:MainActivitiesPerformedbyRemoteLocation(ex.Purchasing,Sales,Design,etc.:ScopeofAccreditation:RemoteSite2-resultsare:SatisfactoryNotSatisfactoryNotApplicableCompanyName:Street,City,State,Zip:TotalEmpl.:CertificationBodyandCertificate#:Reportdate:MainActivitiesPerformedbyRemoteLocation(ex.Purchasing,Sales,Design,etc.:ScopeofAccreditation:ProjectNo.:PRJC-25475-2007-MSC-RGCPage11of22FormRef.:AR-RBC-1.0–USA8DRAFT1stPeriodicAuditReportISO/TS16949:2002/ISO9001:2008SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.TableD:ManufacturinglocationssupportedbythissiteNotApplicable(Thistablemustbepletedifthisprojectisforasupportlocation/site.Pleaseincludeallmanufacturingsitesthissupportlocationsupports)ManufacturingLocationAddressCity,State,ZipProjectNo.:PRJC-25475-2007-MSC-RGCPage12of22FormRef.:AR-RBC-1.0–USA8DRAFT1stPeriodicAuditReportISO/TS16949:2002/ISO9001:2008SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.AuditFindingsSummaryfromtheAuditNonconformance(NC)Summary:TotalnumberofMajorNCs:0TotalnumberofMinorNCs:3CommentsSummary:TotalnumberofPositiveIndicationsidentifiedduringthisaudit:2TotalnumberofMainAreasofImprovementidentifiedduringthisaudit:0TotalnumberofKeyPerformanceIndicatorsidentifiedduringthisaudit:6Conclusion/NextStepTheTeamLeaderconfirmedwiththeAuditee/OrganizationattheClosingMeetingthattheinformationcontainedinthe“ListofFindProjectNo.:PRJC-25475-2007-MSC-RGCPage13of22FormRef.:AR-RBC-1.0–USA8DRAFT1stPeriodicAuditReportISO/TS16949:2002/ISO9001:2008SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.SubmitallnonconformityresponsestoyourLeadAuditorinasufficienttimeframetoallowimplementationofyourCorrectiveActioMinornonconformitiesrequireafollow-upauditbytheLeadAuditoreitheronsiteorthroughdocumentation.Duringthefollow-upaudit,thefocuswillbeonthoseprocesses/clausesthatwerethesubjectoftheNC(s).AdditionalsamplesandareaswithintheclaMajornonconformitiesmusthavecorrection(containment)actionsimplementedwithin10days.Theorganizationmustprovidearesustbeperformedonsite.MinorfindingsidentifiedasnonconformitiesmustberespondedtoandcorrectiveactionimplementedbytheOrganizationwithin90ectiveimplementation.AllapplicableclausesoftheStandardwereassessedandtheManagementSystemwasfoundtobeinpliance,exceptaswhereindicatediThefindingsoftheaudittakeintoconsiderationtheadequacyoftheOrganizationandtheirmanagementsystemdocumentation.ThefProjectNo.:PRJC-25475-2007-MSC-RGCPage14of22FormRef.:AR-RBC-1.0–USA8DRAFT1stPeriodicAuditReportISO/TS16949:2002/ISO9001:2008SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.Customers/ProductStandards,StatutoryRequirements,andotherrequirementsThefollowingrequirementshavebeenfoundtobeapplicabletoordersandjobsasaudited:Onthebasisoftheauditevidencecollected,itwasconcludedthatapplicable(product)standards,statutoryrequirementsorcustomerneedsareidentified,controlledandachievedbythemanagementsystemoftheorganization.Thecollectedevidencedemonstratesthatnotallapplicablestandards,customerrequirementsandstatutoryrequirementswereidentifiedormetwithinthemanagementsystem(seeattachednonconformitynotesorcorrectiveactionplan).DefinedExclusionswithintheManagementSystemNoexclusionshavebeendefinedbytheorganization.ThefollowingelementsofthestandardhavebeenexcludedfromthemanagementsystemoftheOrganization:Duringtheaudittheadequacyofdefinedexclusionscouldbejustified.Definedexclusionsarenotadequatelyjustifiedand/orproperlydocumented(seeattachedListofFindings.)ProjectNo.:PRJC-25475-2007-MSC-RGCPage15of22FormRef.:AR-RBC-1.0–USA8DRAFT1stPeriodicAuditReportISO/TS16949:2002/ISO9001:2008SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.OutsourcedProcessesNorelevantprocesseshavebeenoutsourcedbytheOrganization.ThefollowingprocesseshavebeenoutsourcedbytheOrganization:Itwasverifiedduringtheauditthattheseoutsourcedprocesses:areundersufficientcontrol.arenotundersufficientcontrol(seeattachedListofFindings).AuditResults/AuditSituationThequalitysystemoftheorganizationwasauditedagainsttherequirementsofthestandardandtheorganization’squalitysystemdocumentation.Alldepartments/processesoftheorganizationwereauditedaspertheagenda,includingallshifts.Specialfocuswasdirectedtotheprocessesofhandlingcustomerplaints,internalauditing,managementreviewandcontinualimprovement.ProjectNo.:PRJC-25475-2007-MSC-RGCPage16of22FormRef.:AR-RBC-1.0–USA8DRAFT1stPeriodicAuditReportISO/TS16949:2002/ISO9001:2008SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.ManagementReview,ManagementObjectives,InternalAuditsYesNoAmanagementreviewwasperformedanddocumented.YesNoManagementobjectivesweredefinedandreviewed.YesNoInternalqualityauditswereplannedandperformedontime.Necessarycorrectiveactionswereperformedwithinanappropriatetimeframeandeffectivenesswasverified.YesNoTheinternalauditsystemappearstobereliableandappropriatetoidentifyweakpointsofthemanagementsysteminasystematicmannerandtoensurethatthemanagementsystemmeetstherequirementsofthestandard.Comments:ManagementReviewDate:22Oct.,2009InternalQualityAuditDate:8-18Sep.,2009ImprovementofManagementSystemYesNoNotapplicableRemendationsfrompreviousauditwereimplemented.YesNoNotapplicableThemanagementsystemisadaptedaspartofacontinualimprovementsystem,isadequate,up-to-dateandeffective.Comments:ProjectNo.:PRJC-25475-2007-MSC-RGCPage17of22FormRef.:AR-RBC-1.0–USA8DRAFT1stPeriodicAuditReportISO/TS16949:2002/ISO9001:2008SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.RecertificationAuditNotApplicableYesNoThequalitymanagementsystemiseffectiveinaddressinginternalandexternalchanges.YesNoThequalitymanagementsystemcontinuestoremainrelevantandapplicabletothescopeofcertification.YesNoManagementhasdemonstratedtheirmitmenttomaintaintheeffectivenessandimprovementofthemanagementsysteminordertoenhanceoverallperformance.YesNoTheQMSprocessesandtheirinteractionsweredeterminedtobeappropriateandeffectiveincontributingtotheachievementoftheorganization’spoliciesandobjectivesandoverallcustomersatisfaction.Comments:Explanationrequiredforanynoanswers.QualityManualStatusCorrectiveactionsfromdocumentreview:NotrequiredCompletelyverifiedTheclient’squalitymanualidentifiedasM0000revisionC/2009-06-10wasfoundtobeinpliancewiththerequirementsoftheapplicablestandards.IsthisaCorporateQualityManual?YesNoIfyes,reviewisunderProjectNo.ProjectNo.:PRJC-25475-2007-MSC-RGCPage18of22FormRef.:AR-RBC-1.0–USA8DRAFT1stPeriodicAuditReportISO/TS16949:2002/ISO9001:2008SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.GeneralNotes/ActionItems:OnlytheindicateditemsareapplicableManagementReviewoftheManagementSystemmustbepletedpriortotheInitialAudit.Onecycleofinternalaudits,includingfollow-upandclosureofassociatedcorrectiveactionsmustbepletedpriortotheinitialauditorascopeextension.Formulti-sitecertificationtheLeadAuditorconfirmedthatallDNVProcedureandInternationalCertificationProcesses(ICP)requirementswereconfirmed.ProjectNo.:PRJC-25475-2007-MSC-RGCPage19of22FormRef.:AR-RBC-1.0–USA8DRAFT1stPeriodicAuditReportISO/TS16949:2002/ISO9001:2008SOLOMONGOLDENTEKDISPLAY(DONGGUAN)LTD.KeyParticipantsNameofParticipantPositionand/orD