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AIriskandapproachestoglobalregulatory
compliance
Introduction
Foreword 04
KeyTakeaways 05
ExecutiveSummary 06
Chapter1
:
Fromfictiontoreality–definingAI,itsevolution,opportunity,andimpact 08
1.1.WhatisAI? 08
1.2WhataretherisksofAI? 08
1.3WhatareregulatorsdoingaboutAIrisksandwhatarethechallenges? 11
Chapter2
:
WhatarethekeyinternationalAIgovernanceprocessesandwhatrisks
andissuesaretheyfocusingon? 12
2.1WhicharethekeyinternationalAIgovernanceprocesses? 12
2.2Trendsandoutlookforinternationalcooperation 14
2.3.WhatAIrisksandissuesarethesebodiesfocussedon? 14
Chapter3:Commonrisksandissuesacrossnationalandregionalregulatoryapproaches 16
3.1WhatAIrisksandissuesarenationalandregionalapproachesfocussingon? 16
Chapter4
:
Keythemesidentifiedacrossallinternationalandnationalregulatoryapproaches 17
4.1Keythemesacrossinternational,national,andregionalapproaches 17
4.2Considerationofhowkeythemesaddressedinregulatoryapproachescompare
tothebroadAIrisklandscape 17
4.3.Deloitteview 17
Chapter5:Nationalandregionalregulatoryapproaches 19
5.1.Overviewofnationalandregionalapproaches 19
5.2.Detailofspecificnationalandregionalapproaches 22
5.3.DefinitionsofAIinnationalandregionalapproaches 26
5.4.Deloitteview 27
Chapter6
:
Howcancompaniesprepareforregulatorycompliance? 28
6
.1.UnderstandtheimpactofregulationsonyourAIbusinessstrategy 30
6.
2.CreateorganisationalclarityaroundthekeyoperationalchallengesfromAIregulation 30
6.
3.Engagekeystakeholdersacrosstheorganisationtoavoidsilos 32
6.
4.DesignandimplementAIgovernanceandriskmanagementframework 32
6.
5.Implementsomenoregretsactionsnow 33
Contacts 36
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AIriskandapproachestoglobalregulatorycompliance|Foreword
Foreword
JurisdictionsaroundtheworldarerapidlyintroducingArtificial
lnte||igence(Al)regu|ationastheybetterunderstandtherisks,bothactua|andperceived,thatAlposes.Understandingtheserisksis
amajorcha||engeforregu|ators,aswe||asfororganisationswhoaredeve|opingtheirAlstrategiesandAlsystems,anddep|oying
thesesystemsandembeddingmode|sintotheiroperationsand
products.ItcanbedifficultforcompaniesinvestinginAItomanagetheuncertaintiescreatedbyadynamicregu|atory|andscape
whi|ststi||enab|ingAlinnovation.lnparticu|ar,understandingtheregulatoryspaceandfindingthepatterns,trends,andstrategicimplicationsacrossdifferentsetsofregulationstosupport
comp|iance.
Thisregu|atoryandrisk|andscapeana|ysisfromDe|oitte,slnternetRegu|ationteamisdesignedtosupportcompanieswiththese
cha||enges.
Thereportisdividedintosixchapters:
?Chapter1definesAI,outlinesthebroadsetofrisksassociatedwithitsuse,andout|inessomeofthechoicesandcha||engesthatfaceregu|atorsindesigningregu|ation.
?Chapters2,3and4focusonidentifyingacommonsubsetofrisksandthemesthatinternationa|bodies,governmentsandregu|atorsarecurrent|yfocussedon-the“what”
?Chapter5examines“how”individua|regu|atorsareaddressingtheserisks
?Chapter6sharesperspectivesonwhatthismeansfor
companies,howtheycandeve|opappropriateguardrai|sto
addressAlrisks,andengagethemu|ti-stakeho|der|andscapetosupportregu|atorycomp|iance
Wehopethatthisreportwi||serveasausefu|resourcefor
companies|ookingtonavigatethecomp|ex|andscapeofAlriskandregu|ation.
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AIriskandapproachestoglobalregulatorycompliance|KeyTakeaways
KeyTakeaways
?TheAIregulatorylandscapeisevolvingatbreakneckspeed.
AsofApril2024,morethan300AI-relatedlaws,guidance,or
regulationshavepassedorareindevelopmentacrosstheglobe
?Thispaceofchangeislikelytocontinueforaconsiderableperiod,creatinguncertaintyforinternationalorganisationswhoneedtomanageregulatorycompliancewhilststillinnovatinginAI
?Thereisclosealignmentacrossmajorinternationalprocessesandnationalregulatoryapproachesinthekeyareasthat
areaddressedthroughAIregulation–the“what”.These
areasarefundamental/humanrights;fairness;privacyanddatagovernance;safety;transparency;competition;andaccountabilityandhumanoversight
?TheseareasonlyrepresentasubsetofthewholeAIrisk
landscapefacingfirms.Thissuggeststhatfirmslookingacrossmultiplejurisdictions,andpursuingacompliance-firstapproachtomanagingAIrisk,maybeabletoprioritise
?Thereislessalignmentinhowdifferentjurisdictionsare
regulating,suggestingthatmanyfirmswillhavetomanagedivergence,whichcouldincreaseovertime.
?However,manyregulatoryapproachesaremultilayered(AI
specificrulessittingalongsideothertechneutralorsector
specificrulesimpactingAI).Thissuggeststhat,evenwithin
jurisdictions,firmswon’tjustbeabletosolveforAIregulationinisolation
?Elementsofariskandprinciples-basedapproacharealso
common.Alongsidedeliveringspecifictechnicalrequirements,thissuggeststhatgovernanceriskandcontrol,monitoringandtesting,documentation,auditandassurancearelikelytobekeyelementsof“how”firmscandemonstratecomplianceacross
jurisdictions
?AnumberofelementscansupporttheresponsetoglobalAIregulation,includingunderstandingthestrategicimpacts;creatingclarityaroundtheoperationalchallenges;engagingwidelyacrosstheorganisationasyoubuildyourcompliance
roadmap;anddesigningandimplementinganAIgovernanceandriskmanagementframework
?Asastartingpoint,firmsshouldformanAIgovernancecommittee,establishanAIsysteminventory,andbeginconductingAIsystemriskassessments
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AIriskandapproachestoglobalregulatorycompliance|ExecutiveSummary
ExecutiveSummary
Fromfictiontoreality–definingAI,itsevolution,opportunity,andimpact
AIisapioneeringtechnologybutcanbehardtodefine.The
explosionoflargelanguagemodelshascatapulted“Generative
AI”(ormorecommonly“GenAI”)intothezeitgeist,butitisonly
oneofseveraldifferenttechnologiesthatmakeupAI.WhilstmanybusinessesrecognisethehugepotentialofAIandareincreasinglyadoptingitatscale,thereisalsowidespreadconcernaboutits
risks.1
AI’suniquenatureasatechnology–itsautonomyandability
tolearnandevolve-aswellasuncertaintyaboutitsultimate
potential,makeitdifficulttopreciselydefineAIrisk.2Aninterim
reportendorsedby29countries-theInternationalScientific
ReportontheSafetyofAdvancedAIwaspublishedinMay2024andprovidesacomprehensiveassessmentofthelatestscientificunderstanding,butalsoexposesthelevelofcontinueddebate
anduncertaintyaroundAIrisk.Fororganisationsbuildingtheir
approachtoAI,thisuncertaintypresentsmajorchallenges.We
haveidentifiedninebroadareasthatpresentasnapshotofthe
complexAIrisklandscape.Theseincludetechnicalandsecurity
challenges;impactsonsocialandculturaldynamics;andpotentiallong-termexistentialrisks.
Inresponsetotheserisks-inparticularthepotentialforharm
toindividuals-andtherapidupswinginboththecapabilityand
adoptionofAItechnologies,governmentsandregulatorsare
embarkingonawaveofnewregulatoryactivity.Governmentsfacekeydesignchoices,includingwhichriskstoprioritiseaddressing
intheirregulatoryapproach,howtobalanceriskmanagement
withpromotinginnovation,andhowtofuture-proofanynewAI
rules.Acommontheme,nomatterthefavouredapproach,isthatregulatoryapproachesaredevelopinginamultilayeredway,withdirectAIregulationsittingalongsideothercross-cuttingorsectorspecificregulation.Thiswillrequireorganisationstohaveastrongregulatoryhorizonscanningcapability.Commonly,legislatorsalsoappeartobepursuingelementsofaprinciples-based,risk-centricapproachakintootherlandmarkdigitalregulationsuchastheEUsDigitalServicesAct.
Whilsttheregulatorylandscapeisstillevolving,itisalreadyclearthatnewregulationwillhavemajorimpactsfororganisationsusingAI,andthatcomplyingwithregulatoryrequirementsmayrequiresignificantinvestment.GiventhebroadlandscapeofAIrisk,key
questionsfororganisationsseekingtoprioritisetheirapproachisunderstandingtheparticularareasofriskthatregulatorsarefocussingonandwhetherthereisconvergenceamongstthem.
WhatarethekeyinternationalAIgovernanceprocessesandwhatrisksandissuesaretheyfocusingon?
AIisaglobalissue,whichmeansthatthereisalreadysignificant
internationalcoordinationonunderstandingAIriskand
developingcorrespondingregulatoryapproaches.Anumberof
keyinternationalbodiessuchastheUnitedNations(UN),Groupof7(G7),Groupof20(G20)andtheOrganisationforEconomic
CooperationandDevelopment(OECD)havesoughttoestablishareasofconsensusandcommongroundamongstmember
countriesandhavebeendevelopingsharedAIPrinciples,non-
bindingCodesofConduct,orJointDeclarations.Thisprocessis
likelytocontinuefortheforeseeablefuture,includingaparticularfocusonissuesaroundAIsafety.Itispossiblethatinfuture
thesebodieswillseektotranslatevoluntarymeasuresintomore
actionablerequirements,andthatwemayseeasetofbinding
internationalrulesinsomeareas,suchasAIsafety,underpinnedbynationalframeworks.
Theoutputsoftheseinternationalprocesses,includingdescribingthecharacteristicsofsafeandtrustworthyAIandidentifyingissuestobeaddressedthroughregulatoryaction,areaninvaluable
indicationforfirmslookingtounderstandemergingareasofconsensusacrossAIregulationandtoprioritiseaccordingly.
Analysiscarriedoutforthisreportshowsthatthereishigh
convergenceacrosstheseinternationalprocessesin“what”thekeyissuestobetackledthroughregulatoryapproachesare,
withafocusaroundtacklingindividualharmsandensuringtrust
andsafety.Themostcommonlyidentifiedareasinclude:the
protectionofhuman/fundamentalrights;fairness;privacyanddatagovernance;safety;andtransparency.
Commonrisksandissuesacrossnationalandregionalregulatoryapproaches
Alongsidetheseinternationalprocesses,nationalandregional
regulatoryapproachesarenowtakingshape.Theseapproaches
areofteninformedbythediscussionsandconsensusreached
atinternationallevel.Onceagain,analysisforthisreportofa
globallyrepresentativegroupofnationalandregionalregulatory
approachesintheUnitedStates,EuropeanUnion,UnitedKingdom,Australia,SingaporeandJapan,showsthatthereisstrong
convergenceacrossnationalandregionalapproachesintermsof“what”AIrisksandharmstheyseektoaddress.
Furthermore,thereisverystrongcorrelationbetween
international,nationalandregionalprocesses.SuchahighdegreeofalignmentmayhelpfirmstoprioritiseareastofocusonwithinthebroadandcomplexAIrisklandscape.
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StateofAIintheEnterprise2022|DeloitteUS
2InternationalScientificReportontheSafetyofAdvancedAI-InterimReport(.uk)
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AIriskandapproachestoglobalregulatorycompliance|ExecutiveSummary
Keythemesidentifiedacrossallregulatoryapproaches
Inthisreport,wehaveidentifiedthesevenmostcommonareasintheregulatoryspaceacrossallinternational,regionalandnationalapproachesanalysedthatinternationalorganisationsplanningforregulatorycomplianceacrossmultiplejurisdictionsmaywanttoputattheforefrontoftheirownactivities,riskassessmentsandmitigations.Theseare:
?Fundamental/humanrights
?Fairness
?Privacyanddatagovernance
?Safety
?Transparency
?Competition
?Accountabilityandhumanoversight
However,regulatoryapproachesmaynotatpresentaddress
allofthebroadAIrisksthatorganisationswillidentifythemselves.Analysisinthisreportshowsthatregulatoryapproachesdonot
coverthefullAIrisklandscape,andthatsomeareasareonly
coveredalittleornotatall.Inotherwords,justbecauseanAI
isnotriskyfromaregulatoryperspective,doesntmeanthere
isnorisk.Thismeansthatorganisationsmayneedtomanage
regulatorycompliancealongsideaddressingotherAIrisksthat
theyhaveidentifiedtotheirorganisation.OneoptionformanagingbroaderrisksatanorganisationallevelistouseaTrustworthy
AIFramework.3Suchaframeworkaddressesabroadsetof
ethicalandresponsibleAIareasandcanbepartofthetoolkitforregulatorycompliancebutwillnotreplaceitgiventhespecific
requirementssetoutindifferentregulatoryapproaches.
Nationalandregionalregulatoryapproaches
Whiletheseisstrongcorrelationon“what”regulatoryapproachesareseekingtoaddress,ouranalysisshowsthatthereisalready
somedivergenceinhowthesesixkeynationalandregional
regulatoryregimesareapproachingAIregulation.Thismayreflectthedifferentmaturityoftheseregimes.Thereportidentifiesthreebroadapproachestoregulation,withthepotentialforthistoevolveinthecomingyearsasthescope,details,andinterdependenciesofAIregulationsdevelop:
?HorizontalregulationoftheuseofAIasawhole
?VerticalregulationofAIasitoccursindifferentpartsoftheeconomyorsociety
?Theapplicationofcodesofconduct,principles,ormodel
governancewhereregulatorshavenotyetdeterminedtheirpreferredapproachorbelieveitistoosoontodoso
AlltheregulatoryapproachesexaminedaddressAIina
multilayeredway,withtechnologyneutralandsectorspecific
regulationoperatingintandemwithAIspecificrules.Complying
withmultipleregulationswithinjurisdictionswillbeakeychallenge.Elementsofariskandprinciples-basedapproacharealso
common,requiringfirmstoconsidertherisksoftheirAIfromfirstprinciplesandtoapplyappropriatemitigations.
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Thissuggeststhataswithotherkeypiecesoftechregulation-governance,riskandcontrol;monitoring;anddocumentationcouldprovidethefoundationsfor“how”tobuildanapproachtocomplianceacrossglobalregulations.
Howcancompaniesprepareforregulatorycompliance?
UsingDeloittesexperiencesupportingorganisationswhohave
facedotherdigitalregulatorywavesinthepast,wehaveidentifiedfiveelementstosupportanorganisationalresponsetoglobalAI
regulationandtohelpnavigatetheuncertaintyofanevolvingAI
regulatorylandscapewhilststillenablingAIinnovation.Thesestepsare:
?UnderstandingtheimpactofregulationsonyourAIbusinessstrategy
?Creatingorganisationalclarityabouttheoperationalchallengestounderstandthegaps
?Engagingkeystakeholdersacrosstheorganisationtoensurenooperationalsilosemerge
?DesigningandimplementinganAIgovernanceandriskmanagementframeworkincluding:
DevelopingandAIsystempolicy
Developingquality,privacy,safetyandsecurityguardrailsBuildingaredteamingcapability
?Implementingsomenoregretsactionsnow,whilstyoudevelopandembedabroaderorganisationalapproach.Thesenoregretsactionsare:
FormanAIgovernancecommittee
CreateanAIsysteminventoryandclassifyyourAIsystemsGatherdocumentationonexistingAIsystemsincluding
developingexplainabilityandtransparencyAIsystemnotices
orcards
Identifyandperformagapassessment
Establishdynamicregulatoryintelligence
ConductAIsystemriskassessments
Startcommunicationsacrosstheorganisationandensurecrisispreparedness
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DeloitteTrustworthyAIinPractice
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AIriskandapproachestoglobalregulatorycompliance|Chapter1
1.1WhatisAI?
AIisapioneeringtechnologythathasthepotentialtochange
ourviewofwhatitmeanstobehuman.Itcouldhaveaprofoundimpactonhowwedefineourselvesnotjustasindividuals,butalsooursocietyandhowitfunctions.Itsinfluencehasbeensignificantinrecentdecades,withimpactsonhowbusinessesfunction
includingbyimprovingefficiency,accuracy,anddecision-making.However,AIalsomeansverydifferentthingstodifferentpeopleandmanystruggletodefineit.
OnewayofthinkingaboutAIisasanumbrellaterm,usedto
describemultipletechnologiesandmethodsthatseektoreplicateelementsofappliedhumanintelligence.Theexplosionoflarge
languagemodelsinthelasttwoyearshascatapulted“GenerativeAI”(ormorecommonly“GenAI”)intothezeitgeistandmadeitpartofthedailyconversationinboardroomsandlivingroomsalike.
WhilsttraditionalAIsystemsrelyonexplicitprogrammingand
predefinedrulestoanalysedataandmakepredictions,GenAI
toolscancreatenewcontentbasedonlearnedpatternsanddataacrossvariousmedia(e.g.text,images,audio,code,voice,video)oftenwithseeminglymagicalresults.Increasingly,GenAIandAIareusedinterchangeably.ButGenAIisonlyoneofanumberofAItechnologies,allofwhicharebeingdevelopedatsuchspeedthatenvisagingtheirultimateimpactisvirtuallyimpossible.
Manyregulatoryapproaches,suchastheEUsAIAct,alsoapply
abroaddefinitionofAIbasedonitscorecapabilitiesratherthandistinguishingbetweendifferentAItechnologiesandsoforthe
sakeofsimplicity,withinthispaper,wewilluseAIasablankettermcoveringallofAI,includingGenAIasasubset.
AlthoughAIisalreadyarguablythemosturgentstrategicpriorityforbusinesses,inmanywaysweareonlyjustscratchingthe
surfaceofitsultimatepotential.ItiswidelypredictedthattherewillcontinuetobemajoradvancementsinAIcapabilitiesandimpact,alongsiderapidadoption,intheperiodahead.
FindingsfromDeloittesStateofAIintheEnterprise4,5theditionreportinclude:
?96%ofbusinessleadersbelieveAIiscriticaltosuccessoverthenextfiveyears,andAIdeploymentsareupsignificantlythisyear
?79%ofrespondentssaythattheyhavefullydeployedthreeormoretypesofAIcomparedtojust62%in2021
However,alongsideallthepotentialopportunities,AIalsogives
risetosignificantrisks.Inthesamesurvey,over50%ofleaderscitemanagingAIriskasoneofthecriticalchallengesinadoptingAI.
1.2WhataretherisksofAI?
ThepaceofAIdevelopmentandtheuncertaintyofitsultimate
potential,aswellasitsnatureasatechnologyitsabilitytolearnandevolve;itsautonomy;thebreadthofitspotentialapplications;thecomplexityofthecontextwhichoftenformsthebasisofits
deployment;andtheimpactofhumanbehaviouronitcreatesanalmostuniquesetofrisksthatareasyetpoorlyunderstood,givingrisetoconcernsabouthowtoensuresafetyandpromotetrustinAI.
StateoftheScienceReport
“TheintentionoftheStateoftheScienceReportis
tofacilitateasharedscience-basedunderstandingoftherisksassociatedwithfrontierAIandtosustainthatunderstandingascapabilitiescontinuetoincrease.”
Theseuncertaintiesposechallengeforcompaniesandgovernments
alikewhoareseekingtodefineAIrisks.AttheinauguralUKAISafetySummitatBletchleyParkinNovember2023,the29governmentsrepresented,highlightedthattheircollectiveunderstandingof
AIriskisstilldeveloping,andthateffectivepolicyandregulation
requiresabetterunderstandingandconsensusaroundrisk.For
thisreason,theyestablishedanexpert-ledpaneltocreatethe
StateoftheSciencereporttosynthesiseevidenceonAIriskon
anongoingbasisandtoprovideaconsistentbasisfromwhich
theycandeveloparegulatoryresponse.5Aninterimreport-
InternationalScientificReportontheSafetyofAdvancedAI–waspublishedattheendofMayaheadofthemostrecentAISafety
SummithostedbytheRepublicofKoreaandUKgovernments.6
Thereport’sauthorsreasserttheimportanceofasharedscientific,evidence-basedunderstandingofAIriskandsafetyasthe
foundationfordiscussionsanddecisions.
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Chapter1
Fromfictiontoreality–definingAI,itsevolution,opportunity,andimpact
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StateofAIintheEnterprise2022|DeloitteUS
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StateoftheScienceReporttoUnderstandCapabilitiesandRisksofFrontierAI:StatementbytheChair,2November2023-GOV.UK(.uk)
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InternationalScientificReportontheSafetyofAdvancedAI-InterimReport(.uk)
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AIriskandapproachestoglobalregulatorycompliance|Chapter1
Figure1:IllustrativeexampleofdifferentAItechnologies,includingGenerativeAI
Arti?cialGeneralIntelligence(AGI
AI
Simulation
GenerativeAI
Quantum
ConversationalAI
AutonomousSystems
Deep
Virtual
Learning
VisionAI
SpeedAssistants
Recognition
MachineLearning
PredictiveAnalytics
IntelligentAutomation
Arti?cialIntelligence(AI)isabroadmarketofwhichGenerativeAIisoneofthemanytechnologiesthatcandisrupthowsociety
interactsandbusinessisconducted...
However,whilerestatingthattherearesignificantpotentialrisksfromAI,theywereunabletoreachaclearconsensusondefiningthemostseverefrontierrisks,citing“differingexpectationsaboutthestepssocietywilltaketolimitthem,theeffectivenessofthosesteps,andhowrapidlygeneral-purposeAIcapabilitieswillbe
advanced”.TheexpertpanelwillpublishafinalversionofitsfirstreportattheFranceAISummitearlyin2025.
FororganisationsthataredevelopingordeployingAI,
understandingtherisksisamajorpreoccupation,andthedifficultyofpreciselyunderstandingAIriskcreatesmajorchallenges.Businessesneedtoidentifytheimpactatthreelevels:
?Atthestrategiclevel,tounderstandthepotentialnegative
effectsofAIontheiroverallbusiness,widermarketandoverallecosystem
?Atorganisationallevel,toassesstheimpactofAIonoverallriskappetiteandtolerance
?Atthesystemlevel,togaugeifspecificAItechnologiesarefitforpurposeandplanneduse
Ofcourse,organisationsareatdifferentstagesofimplementingtheirAIstrategyandwillhavedifferentlevelsofmaturityin
understandingtheirrisks,butthebroadAIrisklandscapeencompassesthefollowingbroadareas:
?Ethicalandmoralissues:ConcernsaroundAIsystemstakingconsequentialdecisionswithouthumanoversight,andabouthowthosedecisionscouldleadtobiasedoutcomes,increasediscrimination,orthenormalisationofstructuralinequalities
?Technicalandsecuritychallenges:Thismayincludethe
riskthatmodelsarevulnerabletomanipulation;orcanbe
usedbybadactorstocommitcrimeortargetcriticalnationalinfrastructure.ThetechnicalrisksfromAIcanbeparticularlycomplexfororganisationstounderstand.Withthisinmind,wehavesummarisedtheminmoredetailbelow:
Hallucination:AIcanproduceinaccurateormisleading
contentbydrawingonincomplete,inaccurate,orbiaseddata,orsimplygeneratingfabricatedfacts
Uncertainty:Unlikehumanswhowilloftenqualifytheir
answersdependingonthelevelofcertaintytheyhaveabouttheiranswer,AImodelstendtoprovideananswerwithoutequivocation.Thisisaparticularchallengewhencombinedwiththehallucinationrisk
Explainability:Itishardtoidentifya“truth”forAImodelsif
theydonothaveaclearinformationsource.Largelanguage
modelsaretrainedtoconstructsentencesbymakingaseriesofguessesonthestatisticallylikely“token”thatcomesnext,butthereisasyetlimitedunderstandingoftheexactprocessby
whichtheyarriveattheanswerprovided.Thiscanmakeithardtoaccuratelypredictreliability
Bias:AIcanlearnbiasesbasedonpatternsinthedataitistrainedon,andleadtocontentthatisdiscriminatoryormisleading
Lackofrobustness:Despitetheappearanceofhumanlevelknowledge,AIsystemsarebrittleandlackrobustness,meaningthattheyfrequentlyfailinsituationsthataresufficientlyunliketheirtrainingdata.Thereisalsoanelementofrandomness
inAI-ifyouaskthesamequestionseveraltimesslightly
differently,youcouldgetdifferentanswers-whichmeansit’smoredifficulttoauditortrack
Jailbreaking:Itcanberelativelysimpletopromptmodelstobypasstheirsafeguardsinordertogetthemtodosomethingthattheyarentmeanttodo.Forexample,promptingthe
modeltorespondaffirmativelytoarequestorto“imaginethatitisacompulsiveliar”
Specificationproblem:TheriskthatAIsystemspursue
unintendedgoalsgiventhechallengeofpreciselydefiningtheproblemtobesolvedandteachingAIwhichbehavioursaredesirableorundesirable7
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7MoreinformationontechnicalrisksofAIsystemscanbefoundhere:
CapabilitiesandrisksfromfrontierAI(.uk)
andhere:
Risksandethical
considerationsofgenerativeAI|DeloitteUK
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AIriskandapproachestoglobalregulatorycompliance|Chapter1
?Economicandemploymentimpact:Concernsthatsystems
carryingoutrolespreviouslyundertakenbyhumanswillhave
significantimpactsonthelabourmarket,orthatAIsystemscouldexacerbateexistingeconomicinstabilities
?Impactonsocialandculturaldynamics:TheincreasinguseofAIinplaceofhumaninteractionraisesconcernsaboutits
potentialnegativesocietalimpacts,includingalossofpersonalconnectionandempathy.Additionally,theuseofAIasatoolforsocialcontrolposesarisktoindividualfreedomsandprivacy,potentiallyleadingtodiscriminationandabuseofpower
?Environment,socialandgovernancechallenges:TheuseofAImaycreatesinglepointsoffailureinkeydomains,posingsignificantrisks.WidespreadadoptionofAIispredictedto
increaseenergyusage,leadingtoenvironmentalimpact
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?Legalandjudicialissues:LegalframeworksmaystruggletokeeppacewithnewAI-enabledcrimes,anditiscreatinganewsetofchallengesaroundcopyrightandprotectingintellectualproperty
?Impactonknowledgeandinformation:ThepotentialforAItoincreasethevolumeandsophisticationofmisanddisinformationposesasignificantrisk
?Human-AIinteractionandpsychology:ConcernsaroundtheimpactthatwidespreaduseofAImayhaveontrust;ortheethicalandpracticalimplicationsofAIgaining“selfawareness”
?Longtermexistentialrisks:Issuesaroundthepotentiallossofhumancontroloverhighlycapablemodelsoramisalign
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